RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
What stands out against comparable advisers
Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.
- CETERA INVESTMENT ADVISERS LLCBD affiliatedRAUM $257Bhigh post acquisition advisor attritionCombination49.0% of 53 advisors acquired in 7 absorbed firms were still registered here a year later; the median acquirer keeps 90.0% and the bottom decile 82.0%. A lower bound: industry exits and re-registration to an affiliated CRD count as departuresfiling Sep 18, 2026peers: ACQUIRERS_30_PLUS_MEASURED (40)confidence 0.75
- 81.0% of 57 advisors acquired in 15 absorbed firms were still registered here a year later; the median acquirer keeps 90.0% and the bottom decile 82.0%. A lower bound: industry exits and re-registration to an affiliated CRD count as departuresfiling Sep 18, 2026peers: ACQUIRERS_30_PLUS_MEASURED (40)confidence 0.75
- NORTHCOAST ASSET MANAGEMENT LLCindependent RIARAUM $5.0Bhigh post acquisition advisor attritionCombination80.0% of 96 advisors acquired in 7 absorbed firms were still registered here a year later; the median acquirer keeps 90.0% and the bottom decile 82.0%. A lower bound: industry exits and re-registration to an affiliated CRD count as departuresfiling Sep 18, 2026peers: ACQUIRERS_30_PLUS_MEASURED (40)confidence 0.75
- 82.0% of 60 advisors acquired in 11 absorbed firms were still registered here a year later; the median acquirer keeps 90.0% and the bottom decile 82.0%. A lower bound: industry exits and re-registration to an affiliated CRD count as departuresfiling Sep 18, 2026peers: ACQUIRERS_30_PLUS_MEASURED (40)confidence 0.75
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Sep 17, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (684 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Sep 17, 2026peers: asset managers, $5B to $20B (684)0.0% percentile33.7 robust deviationsconfidence 0.8
- institutional share of RAUM of 24% against a peer median of 0% (1567 comparable advisers, 99.0th percentile, 8.0 robust deviations)filing Sep 17, 2026peers: asset managers, $100M to $500M (1,567)99% percentile8.0 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (71 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Sep 17, 2026peers: institutional managers, $500M to $1B (71)0.0% percentile33.7 robust deviationsconfidence 0.7
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Sep 17, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 93% (56 comparable advisers, 2.0th percentile, 8.4 robust deviations)filing Sep 17, 2026peers: affiliated wealth managers, $1B to $5B (56)1.8% percentile8.4 robust deviationsconfidence 0.7
- institutional share of RAUM of 42% against a peer median of 0% (5676 comparable advisers, 98.0th percentile, 13.9 robust deviations)filing Sep 17, 2026peers: independent wealth managers, $100M to $500M (5,676)98% percentile13.9 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 99% (1362 comparable advisers, 0.0th percentile, 33.2 robust deviations)filing Sep 17, 2026peers: independent wealth managers, $1B to $5B (1,362)0.0% percentile33.2 robust deviationsconfidence 0.8
- institutional share of RAUM of 59% against a peer median of 2% (1482 comparable advisers, 99.0th percentile, 19.3 robust deviations)filing Sep 17, 2026peers: independent wealth managers, $500M to $1B (1,482)99% percentile19.3 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 99% (121 comparable advisers, 0.0th percentile, 33.5 robust deviations)filing Sep 17, 2026peers: institutional managers, $1B to $5B (121)0.0% percentile33.5 robust deviationsconfidence 0.8
- THE MOSAIC FINANCIAL GROUP, LLCindependent RIARAUM $949Mhigh employee count relative to advisorsStatic outlieremployees per registered advisor of 3.0 against a peer median of 1.4 (950 comparable advisers, 98.0th percentile, 4.0 robust deviations)filing Sep 17, 2026peers: independent wealth managers, $500M to $1B (950)98% percentile4.0 robust deviationsconfidence 0.8
- SAXONY CAPITAL MANAGEMENT, LLCindependent RIARAUM $368Mlow employee count relative to advisorsStatic outlieremployees per registered advisor of 0.1 against a peer median of 1.2 (1314 comparable advisers, 0.0th percentile, 3.6 robust deviations)filing Sep 17, 2026peers: independent wealth managers, $100M to $500M (1,314)0.0% percentile3.6 robust deviationsconfidence 0.8
- offices per registered advisor of 2.6 against a peer median of 0.4 (56 comparable advisers, 100.0th percentile, 7.5 robust deviations)filing Sep 17, 2026peers: affiliated wealth managers, $1B to $5B (56)100% percentile7.5 robust deviationsconfidence 0.7
- CATALYST WEALTH MANAGEMENT LLCindependent RIARAUM $105Munusually high clients per advisorStatic outlierprivate clients per advisor of 397.9 against a peer median of 57.3 (3076 comparable advisers, 100.0th percentile, 9.7 robust deviations)filing Sep 16, 2026peers: independent wealth managers, $100M to $500M (3,076)100% percentile9.7 robust deviationsconfidence 0.8
- HNW RAUM per HNW client of $40,370,370 against a peer median of $3,646,459 (1309 comparable advisers, 99.0th percentile, 18.2 robust deviations)filing Sep 16, 2026peers: independent wealth managers, $1B to $5B (1,309)99% percentile18.2 robust deviationsconfidence 0.8
- HNW RAUM per HNW client of $20,726,244 against a peer median of $3,134,900 (1404 comparable advisers, 100.0th percentile, 11.6 robust deviations)filing Sep 16, 2026peers: independent wealth managers, $500M to $1B (1,404)100% percentile11.6 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Sep 16, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- institutional share of RAUM of 40% against a peer median of 0% (512 comparable advisers, 100.0th percentile, 13.3 robust deviations)filing Sep 16, 2026peers: asset managers, $20B and over (512)100% percentile13.3 robust deviationsconfidence 0.8
- FRANKLIN TEMPLETON INSTITUTIONAL, LLCasset managerRAUM $30Bhigh institutional concentrationStatic outlierinstitutional share of RAUM of 39% against a peer median of 0% (512 comparable advisers, 99.0th percentile, 12.9 robust deviations)filing Sep 16, 2026peers: asset managers, $20B and over (512)99% percentile12.9 robust deviationsconfidence 0.8
- institutional share of RAUM of 34% against a peer median of 0% (684 comparable advisers, 99.0th percentile, 11.6 robust deviations)filing Sep 16, 2026peers: asset managers, $5B to $20B (684)99% percentile11.6 robust deviationsconfidence 0.8
- PINEGROVE OPPORTUNITY PARTNERS, LLCasset managerRAUM $2.9Blarge related person networkStatic outlierrelated persons on Schedule D 7.A of 244.0 against a peer median of 7.0 (850 comparable advisers, 99.0th percentile, 53.3 robust deviations)filing Sep 16, 2026peers: asset managers, $1B to $5B (850)99% percentile53.3 robust deviationsconfidence 0.8
- RAUM per registered advisor of $166,199,044 against a peer median of $55,731,856 (3254 comparable advisers, 100.0th percentile, 3.9 robust deviations)filing Sep 16, 2026peers: independent wealth managers, $100M to $500M (3,254)100% percentile3.9 robust deviationsconfidence 0.8
- institutional share of RAUM of 23% against a peer median of 2% (53 comparable advisers, 98.0th percentile, 7.3 robust deviations)filing Sep 16, 2026peers: affiliated wealth managers, $5B to $20B (53)98% percentile7.3 robust deviationsconfidence 0.7
- HNW RAUM per HNW client of $14,291,657 against a peer median of $2,404,040 (4940 comparable advisers, 100.0th percentile, 8.0 robust deviations)filing Sep 15, 2026peers: independent wealth managers, $100M to $500M (4,940)100% percentile8.0 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (108 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Sep 15, 2026peers: institutional managers, $100M to $500M (108)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (71 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Sep 15, 2026peers: institutional managers, $500M to $1B (71)0.0% percentile33.7 robust deviationsconfidence 0.7
- discretionary share of RAUM of 0% against a peer median of 99% (1362 comparable advisers, 0.0th percentile, 33.2 robust deviations)filing Sep 15, 2026peers: independent wealth managers, $1B to $5B (1,362)0.0% percentile33.2 robust deviationsconfidence 0.8
- discretionary share of RAUM of 2% against a peer median of 97% (289 comparable advisers, 1.0th percentile, 23.6 robust deviations)filing Sep 15, 2026peers: independent wealth managers, $5B to $20B (289)0.7% percentile23.6 robust deviationsconfidence 0.8
- RAUM per registered advisor of $154,286,808 against a peer median of $55,731,856 (3254 comparable advisers, 99.0th percentile, 3.4 robust deviations)filing Sep 15, 2026peers: independent wealth managers, $100M to $500M (3,254)99% percentile3.4 robust deviationsconfidence 0.8
- RAUM per account of $5,408,957 against a peer median of $439,994 (5431 comparable advisers, 100.0th percentile, 3.4 robust deviations)filing Sep 15, 2026peers: independent wealth managers, $100M to $500M (5,431)100% percentile3.4 robust deviationsconfidence 0.8
- PURSUE WEALTH PARTNERS, LLCindependent RIARAUM $243Munusually large average HNW clientStatic outlierHNW RAUM per HNW client of $8,334,633 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 4.0 robust deviations)filing Sep 15, 2026peers: independent wealth managers, $100M to $500M (4,940)99% percentile4.0 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (512 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Sep 14, 2026peers: asset managers, $20B and over (512)0.0% percentile33.7 robust deviationsconfidence 0.8
- AMOVA ASSET MANAGEMENT UK LIMITEDasset managerRAUM $19Bhigh institutional concentrationStatic outlierinstitutional share of RAUM of 36% against a peer median of 0% (684 comparable advisers, 99.0th percentile, 12.0 robust deviations)filing Sep 14, 2026peers: asset managers, $5B to $20B (684)99% percentile12.0 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 99% (1482 comparable advisers, 0.0th percentile, 33.5 robust deviations)filing Sep 14, 2026peers: independent wealth managers, $500M to $1B (1,482)0.0% percentile33.5 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (247 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Sep 14, 2026peers: other advisers, $1B to $5B (247)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (247 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Sep 14, 2026peers: other advisers, $1B to $5B (247)0.0% percentile33.7 robust deviationsconfidence 0.8
- RAUM per registered advisor of $157,255,000 against a peer median of $50,432,065 (81 comparable advisers, 99.0th percentile, 3.2 robust deviations)filing Sep 14, 2026peers: asset managers, $100M to $500M (81)99% percentile3.2 robust deviationsconfidence 0.7
- HNW RAUM per HNW client of $8,193,582 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 3.9 robust deviations)filing Sep 14, 2026peers: independent wealth managers, $100M to $500M (4,940)99% percentile3.9 robust deviationsconfidence 0.8
- HNW RAUM per HNW client of $14,831,617 against a peer median of $3,134,900 (1404 comparable advisers, 99.0th percentile, 7.7 robust deviations)filing Sep 14, 2026peers: independent wealth managers, $500M to $1B (1,404)99% percentile7.7 robust deviationsconfidence 0.8
- LEVEL FOUR CAPITAL MANAGEMENTindependent RIARAUM $1.4Bunusually high clients per advisorStatic outlierprivate clients per advisor of 554.5 against a peer median of 64.5 (1151 comparable advisers, 99.0th percentile, 12.0 robust deviations)filing Sep 11, 2026peers: independent wealth managers, $1B to $5B (1,151)99% percentile12.0 robust deviationsconfidence 0.8
- RAUM per registered advisor of $1,004,387,325 against a peer median of $146,690,280 (1222 comparable advisers, 99.0th percentile, 8.7 robust deviations)filing Sep 11, 2026peers: independent wealth managers, $1B to $5B (1,222)99% percentile8.7 robust deviationsconfidence 0.8
- HNW RAUM per HNW client of $74,087,062 against a peer median of $3,646,459 (1309 comparable advisers, 100.0th percentile, 34.9 robust deviations)filing Sep 11, 2026peers: independent wealth managers, $1B to $5B (1,309)100% percentile34.9 robust deviationsconfidence 0.8
- RAUM per account of $61,808,451 against a peer median of $813,262 (1333 comparable advisers, 100.0th percentile, 41.1 robust deviations)filing Sep 11, 2026peers: independent wealth managers, $1B to $5B (1,333)100% percentile41.1 robust deviationsconfidence 0.8
- HNW RAUM per HNW client of $92,770,926 against a peer median of $4,504,014 (36 comparable advisers, 100.0th percentile, 37.7 robust deviations)filing Sep 11, 2026peers: other advisers, $5B to $20B (36)100% percentile37.7 robust deviationsconfidence 0.6
- discretionary share of RAUM of 0% against a peer median of 100% (95 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Sep 11, 2026peers: other advisers, $500M to $1B (95)0.0% percentile33.7 robust deviationsconfidence 0.7
- discretionary share of RAUM of 0% against a peer median of 100% (1567 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Sep 11, 2026peers: asset managers, $100M to $500M (1,567)0.0% percentile33.7 robust deviationsconfidence 0.8
- institutional share of RAUM of 61% against a peer median of 3% (1362 comparable advisers, 98.0th percentile, 14.6 robust deviations)filing Sep 11, 2026peers: independent wealth managers, $1B to $5B (1,362)98% percentile14.6 robust deviationsconfidence 0.8
- RAUM per registered advisor of $155,593,984 against a peer median of $55,731,856 (3254 comparable advisers, 99.0th percentile, 3.5 robust deviations)filing Sep 11, 2026peers: independent wealth managers, $100M to $500M (3,254)99% percentile3.5 robust deviationsconfidence 0.8
- employees per registered advisor of 3.3 against a peer median of 1.2 (1314 comparable advisers, 98.0th percentile, 7.2 robust deviations)filing Sep 10, 2026peers: independent wealth managers, $100M to $500M (1,314)98% percentile7.2 robust deviationsconfidence 0.8
- employees per registered advisor of 3.5 against a peer median of 1.2 (1314 comparable advisers, 98.0th percentile, 7.8 robust deviations)filing Sep 10, 2026peers: independent wealth managers, $100M to $500M (1,314)98% percentile7.8 robust deviationsconfidence 0.8
- related persons on Schedule D 7.A of 75.0 against a peer median of 10.5 (42 comparable advisers, 100.0th percentile, 7.9 robust deviations)filing Sep 10, 2026peers: affiliated wealth managers, $20B and over (42)100% percentile7.9 robust deviationsconfidence 0.6
- GOLDEN K PLANS AND WEALTH MANAGEMENT A DBA OF GOLDEN K WEALTH MGmixed wealthRAUM $179Mhigh institutional concentrationStatic outlierinstitutional share of RAUM of 65% against a peer median of 0% (5676 comparable advisers, 100.0th percentile, 21.7 robust deviations)filing Sep 9, 2026peers: independent wealth managers, $100M to $500M (5,676)100% percentile21.7 robust deviationsconfidence 0.8
- NICOLA WEALTH MANAGEMENT LTD.independent RIARAUM $11Bhigh employee count relative to advisorsStatic outlieremployees per registered advisor of 106.2 against a peer median of 1.9 (241 comparable advisers, 100.0th percentile, 134.5 robust deviations)filing Sep 9, 2026peers: independent wealth managers, $5B to $20B (241)100% percentile134.5 robust deviationsconfidence 0.8
- RAUM per registered advisor of $146,019,217 against a peer median of $55,731,856 (3254 comparable advisers, 98.0th percentile, 3.2 robust deviations)filing Sep 9, 2026peers: independent wealth managers, $100M to $500M (3,254)98% percentile3.2 robust deviationsconfidence 0.8
- RAUM per account of $5,422,958 against a peer median of $439,994 (5431 comparable advisers, 100.0th percentile, 3.4 robust deviations)filing Sep 9, 2026peers: independent wealth managers, $100M to $500M (5,431)100% percentile3.4 robust deviationsconfidence 0.8
- VIRGINIA WEALTH MANAGEMENT GROUP, INC.independent RIARAUM $394Munusually large average HNW clientStatic outlierHNW RAUM per HNW client of $8,614,870 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 4.2 robust deviations)filing Sep 9, 2026peers: independent wealth managers, $100M to $500M (4,940)99% percentile4.2 robust deviationsconfidence 0.8