DFX Intelligence

RIA Intelligence

ADV anomalies

What stands out against comparable advisers

Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for.

Search by name with RIA and Wealth Intelligence
8,320 anomalies
  • ASHE CAPITAL MANAGEMENT, LPasset managerRAUM $1.0BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $1,501,628,646 to $1,038,689,554 (-31.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 3.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)2.7% percentile1.8 robust deviationsconfidence 0.85
  • FIRST SENTIER INVESTORS (UK) FUNDS LIMITEDasset managerRAUM $12BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $16,424,432,217 to $11,867,570,451 (-28.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +13.0% (632 comparable advisers, 3.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $5B to $20B (632)2.7% percentile1.9 robust deviationsconfidence 0.85
  • STAPLE STREET CAPITALasset managerRAUM $622MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $881,813,347 to $622,236,932 (-29.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (671 comparable advisers, 6.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $500M to $1B (671)6.1% percentile1.6 robust deviationsconfidence 0.85
  • A•••••• C•••••• M••••••••• L••asset managerRAUM $545MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $782,560,552 to $544,672,797 (-30.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (671 comparable advisers, 6.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $500M to $1B (671)5.8% percentile1.6 robust deviationsconfidence 0.85
  • C••••• C•••••• I••••••••• A•••••••• L••otherRAUM $336MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $533,438,064 to $336,204,726 (-37.0%) between the annual amendments of 2025-04-17 and 2026-03-31; the peer median change was +8.0% (161 comparable advisers, 6.0th percentile of changes)
    filing Mar 31, 2026peers: other advisers, $100M to $500M (161)5.6% percentile2.7 robust deviationsconfidence 0.85
  • M•• G••••• P•••••• M•••••• ••• L••••••asset managerRAUM $1.4BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $2,184,938,814 to $1,426,487,292 (-35.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 2.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)2.2% percentile2.0 robust deviationsconfidence 0.85
  • A••••• C••••••• L••institutionalRAUM $362MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $513,779,228 to $362,080,456 (-30.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +9.0% (93 comparable advisers, 4.0th percentile of changes)
    filing Mar 31, 2026peers: institutional managers, $100M to $500M (93)4.3% percentile2.9 robust deviationsconfidence 0.85
  • F•••• S•••••• I•••••••• ••• I• L••••••asset managerRAUM $13BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $17,969,990,043 to $13,271,630,276 (-26.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +13.0% (632 comparable advisers, 3.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $5B to $20B (632)3.3% percentile1.8 robust deviationsconfidence 0.85
  • B•••• C••• E•••••asset managerRAUM $1.0BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $1,505,652,016 to $1,047,155,162 (-30.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 3.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)2.9% percentile1.8 robust deviationsconfidence 0.85
  • P•••••• C••••••asset managerRAUM $4.0BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $5,568,433,077 to $3,961,135,217 (-29.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 4.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)3.5% percentile1.7 robust deviationsconfidence 0.85
  • C•••••• G••••independent RIARAUM $124MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $174,749,834 to $123,571,267 (-29.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 1.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)1.4% percentile4.4 robust deviationsconfidence 0.85
  • B••••••••• F••• M••••••••• L••asset managerRAUM $1.2BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $1,770,550,917 to $1,199,300,937 (-32.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 2.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)2.4% percentile1.9 robust deviationsconfidence 0.85
  • P••• R••• G•••• L••asset managerRAUM $1.1BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $1,986,845,671 to $1,051,050,655 (-47.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 2.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)1.5% percentile2.5 robust deviationsconfidence 0.85
  • C••• I••••••••• A••••••• L••••••otherRAUM $2.8BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $4,668,317,721 to $2,774,884,712 (-41.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (231 comparable advisers, 3.0th percentile of changes)
    filing Mar 31, 2026peers: other advisers, $1B to $5B (231)2.6% percentile2.4 robust deviationsconfidence 0.85
  • J••• M••••••• P•••••••• L••asset managerRAUM $588MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $822,593,777 to $588,389,751 (-28.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (671 comparable advisers, 7.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $500M to $1B (671)6.6% percentile1.5 robust deviationsconfidence 0.85
  • N••••••• P••••••• L•asset managerRAUM $1.3BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $1,863,523,000 to $1,324,684,000 (-29.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 3.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)3.4% percentile1.7 robust deviationsconfidence 0.85
  • G••••••• A•••• M••••••••• L••••••asset managerRAUM $5.9BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $9,433,650,231 to $5,934,476,247 (-37.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +13.0% (632 comparable advisers, 1.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $5B to $20B (632)1.1% percentile2.3 robust deviationsconfidence 0.85
  • B••• C•••••• P••••••••• S••••••••• L•asset managerRAUM $1.7BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $2,575,391,000 to $1,652,170,000 (-36.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1364 comparable advisers, 2.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,364)2.0% percentile2.0 robust deviationsconfidence 0.85
  • S•• C•••••• M••••••••• L••otherRAUM $350MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $500,000,000 to $350,000,000 (-30.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (161 comparable advisers, 8.0th percentile of changes)
    filing Mar 31, 2026peers: other advisers, $100M to $500M (161)8.1% percentile2.3 robust deviationsconfidence 0.85
  • C•••••• C•••••• P•••••••• L••asset managerRAUM $123MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $214,430,390 to $123,209,312 (-43.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 5.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)4.9% percentile1.9 robust deviationsconfidence 0.85
  • M••••• M••••••• L••otherRAUM $871MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $1,215,585,924 to $871,025,469 (-28.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +12.0% (87 comparable advisers, 7.0th percentile of changes)
    filing Mar 31, 2026peers: other advisers, $500M to $1B (87)7.0% percentile1.5 robust deviationsconfidence 0.85
  • S••••• M••••••••• L•••asset managerRAUM $234MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $367,520,868 to $233,666,374 (-36.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 7.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)6.8% percentile1.7 robust deviationsconfidence 0.85
  • R•••••••• A•••••••• L••asset managerRAUM $881MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $1,360,773,892 to $880,614,444 (-35.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (671 comparable advisers, 4.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $500M to $1B (671)4.3% percentile1.8 robust deviationsconfidence 0.85
  • G•••••• S•••• • C•• L••wirehouseRAUM $134BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $233,155,693,023 to $133,644,228,926 (-43.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +19.0% (16 comparable advisers, 0.0th percentile of changes)
    filing Mar 31, 2026peers: wirehouses and national broker-dealer RIAs (16)0.0% percentile8.6 robust deviationsconfidence 0.85
  • B••••••••• P••••• S••••••••• G•••• L••institutionalRAUM $66BRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $48,286,884,607 to $66,463,831,334 (+38.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (83 comparable advisers, 98.0th percentile of changes)
    filing Mar 31, 2026peers: institutional managers, $20B and over (83)98% percentile3.4 robust deviationsconfidence 0.85
  • S••••••• • C•••••• A•••• M••••••••• I•••independent RIARAUM $90.8MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $70,049,727 to $90,781,774 (+30.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +9.0% (215 comparable advisers, 92.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, under $100M (215)92% percentile1.3 robust deviationsconfidence 0.85
  • C••••••• G••••• L••otherRAUM $9.8BRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $6,565,356,221 to $9,847,984,409 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +9.0% (119 comparable advisers, 93.0th percentile of changes)
    filing Mar 31, 2026peers: other advisers, $5B to $20B (119)93% percentile2.8 robust deviationsconfidence 0.85
  • V••• F•••••••• A•••••••• I•••BD affiliatedRAUM $3.9BRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $2,744,735,129 to $3,870,673,693 (+41.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +22.0% (51 comparable advisers, 92.0th percentile of changes)
    filing Mar 31, 2026peers: affiliated wealth managers, $1B to $5B (51)92% percentile2.1 robust deviationsconfidence 0.85
  • L••• I••••••••• M•••••••••mixed wealthRAUM $1.2BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $805,713,943 to $1,240,034,033 (+54.0%) between the annual amendments of 2025-04-28 and 2026-03-31; the peer median change was +17.0% (1298 comparable advisers, 93.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,298)93% percentile3.8 robust deviationsconfidence 0.85
  • N•• A••••••• S••••••• I••independent RIARAUM $6.4BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $3,824,876,751 to $6,426,161,220 (+68.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +18.0% (271 comparable advisers, 94.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (271)94% percentile3.3 robust deviationsconfidence 0.85
  • N•• C•••••••asset managerRAUM $337MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $185,000,000 to $336,854,335 (+82.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 95.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)95% percentile3.3 robust deviationsconfidence 0.85
  • A••••••••independent RIARAUM $892MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $461,989,873 to $892,375,643 (+93.0%) between the annual amendments of 2025-04-29 and 2026-03-31; the peer median change was +16.0% (1382 comparable advisers, 98.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,382)98% percentile8.2 robust deviationsconfidence 0.85
  • F••••••••• C••••••independent RIARAUM $108Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 882.0 to 1,363.0 (+55.0%) between the annual amendments of 2025-01-30 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 96.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)96% percentile5.7 robust deviationsconfidence 0.85
  • G•••••••• F•••••••• G••••• L••independent RIARAUM $495MRAUM down 50 %Change between filings
    RAUM (Item 5.F) moved from $1,028,227,723 to $494,923,468 (-52.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 0.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)0.5% percentile6.6 robust deviationsconfidence 0.85
  • R•••••••• C•••••• A•••••••• L••independent RIARAUM $1.1BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $605,380,179 to $964,822,724 (+59.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +17.0% (1298 comparable advisers, 94.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,298)94% percentile4.4 robust deviationsconfidence 0.85
  • W•••••• A•••••••• L••independent RIARAUM $30BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $16,130,190,961 to $29,781,065,619 (+85.0%) between the annual amendments of 2025-04-04 and 2026-03-31; the peer median change was +16.0% (80 comparable advisers, 91.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $20B and over (80)91% percentile4.2 robust deviationsconfidence 0.85
  • W••••••••• H•••••• P••••••• L•asset managerRAUM $4.7Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 49.0 to 75.0 (+53.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1019 comparable advisers, 96.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,019)96% percentile8.2 robust deviationsconfidence 0.85
  • V•••••• C•••••• M••••••••• I•••independent RIARAUM $1.8Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 17.0 to 26.0 (+53.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1050 comparable advisers, 96.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,050)96% percentile5.0 robust deviationsconfidence 0.85
  • 1•• C•••••• A•••••••• L••asset managerRAUM $1.1Bemployee count dropChange between filings
    employees (Item 5.A) moved from 110.0 to 9.0 (-92.0%) between the annual amendments of 2025-03-20 and 2026-03-31; the peer median change was 0.0% (1105 comparable advisers, 0.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $1B to $5B (1,105)0.3% percentile8.1 robust deviationsconfidence 0.85
  • A••••••• F•••••••• S••••••••• L••mixed wealthRAUM $402Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 642.0 to 230.0 (-64.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 1.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)1.5% percentile7.8 robust deviationsconfidence 0.85
  • A••••••• I••••••••• S••••••••• G••••• L••independent RIARAUM $986MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $604,888,609 to $986,332,007 (+63.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was +16.0% (1382 comparable advisers, 95.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,382)95% percentile5.0 robust deviationsconfidence 0.85
  • K••••• W••••• M••••••••• L••independent RIARAUM $555Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $440,800,000 to $555,000,000, advisors 6 to 6, private clients 682 to 471, offices 0 to 0 (2025-04-28 to 2026-03-31)
    filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
  • M•••••• D••••••• P•••••••asset managerRAUM $21Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 36.0 to 57.0 (+58.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +5.0% (318 comparable advisers, 95.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $20B and over (318)95% percentile4.6 robust deviationsconfidence 0.85
  • I•••••• M••••••••• S•••otherRAUM $49BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $30,965,720,710 to $48,691,778,628 (+57.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +11.0% (112 comparable advisers, 95.0th percentile of changes)
    filing Mar 31, 2026peers: other advisers, $20B and over (112)95% percentile3.4 robust deviationsconfidence 0.85
  • A•••• L••otherRAUM $35BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $22,306,544,936 to $35,204,913,706 (+58.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +11.0% (112 comparable advisers, 95.0th percentile of changes)
    filing Mar 31, 2026peers: other advisers, $20B and over (112)95% percentile3.4 robust deviationsconfidence 0.85
  • F••••••• P•••••• L•••••• L••independent RIARAUM $584MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $346,106,253 to $583,977,291 (+69.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +16.0% (1382 comparable advisers, 96.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,382)96% percentile5.6 robust deviationsconfidence 0.85
  • S••••• A••••••• S••••••• L••independent RIARAUM $6.3BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $4,060,308,136 to $6,286,367,512 (+55.0%) between the annual amendments of 2025-03-25 and 2026-03-31; the peer median change was +18.0% (271 comparable advisers, 91.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $5B to $20B (271)91% percentile2.4 robust deviationsconfidence 0.85
  • B•••••••• L••independent RIARAUM $2.0BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $1,236,940,085 to $1,988,796,480 (+61.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +17.0% (1298 comparable advisers, 95.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $1B to $5B (1,298)95% percentile4.5 robust deviationsconfidence 0.85
  • S•••• R•••• A•••• M••••••••• L••asset managerRAUM $36Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 140.0 to 238.0 (+70.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +3.0% (461 comparable advisers, 99.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $20B and over (461)99% percentile6.8 robust deviationsconfidence 0.85
  • M••••• A••••••• P•••••• A•••• M••••••••• I•••asset managerRAUM $206Mprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 4.0 to 7.0 (+75.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (731 comparable advisers, 99.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (731)99% percentileconfidence 0.85
  • A••• G••••• A•••••••• L••independent RIARAUM $231Memployee count surgeChange between filings
    employees (Item 5.A) moved from 10.0 to 16.0 (+60.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was 0.0% (505 comparable advisers, 98.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (505)98% percentile4.5 robust deviationsconfidence 0.85
  • P••• P••••• W••••• M•••••••••independent RIARAUM $105Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 935.0 to 386.0 (-59.0%) between the annual amendments of 2025-02-14 and 2026-03-31; the peer median change was +5.0% (3683 comparable advisers, 2.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (3,683)2.3% percentile7.1 robust deviationsconfidence 0.85
  • T•••••• A•••••••• L••independent RIARAUM $619Minstitutional to wealth shiftCombination
    institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $456,874,649 to $619,043,913, advisors 12 to 13, private clients 1371 to 1564, offices 10 to 11 (2025-03-14 to 2026-03-31)
    filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
  • C••••••• W••••• A•••••••• L••independent RIARAUM $102MRAUM down 50 %Change between filings
    RAUM (Item 5.F) moved from $720,909,582 to $102,375,746 (-86.0%) between the annual amendments of 2025-02-11 and 2026-03-31; the peer median change was +15.0% (4546 comparable advisers, 0.0th percentile of changes)
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (4,546)0.1% percentile9.9 robust deviationsconfidence 0.85
  • S••• A•••••••• L••asset managerRAUM $366Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 68.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-03-31
    filing Mar 31, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
  • I•••••• G••••• A••••••• L••independent RIARAUM $684Munusually large average accountStatic outlier
    RAUM per account of $12,215,568 against a peer median of $611,284 (1442 comparable advisers, 100.0th percentile, 7.8 robust deviations)
    filing Mar 31, 2026peers: independent wealth managers, $500M to $1B (1,442)100% percentile7.8 robust deviationsconfidence 0.8
  • W••••••••• A•••••••• L••institutionalRAUM $3.4BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $2,135,363,056 to $3,370,643,869 (+58.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (105 comparable advisers, 92.0th percentile of changes)
    filing Mar 31, 2026peers: institutional managers, $1B to $5B (105)92% percentile2.3 robust deviationsconfidence 0.85
  • C••••••• R••• E••••• L••asset managerRAUM $5.1Bdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 48.0% to 76.0% between the annual amendments of 2025-03-31 and 2026-03-31
    filing Mar 31, 2026peers: asset managers, $5B to $20B (685)confidence 0.85
  • G•••••••• I•••••••• L••asset managerRAUM $180MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $116,493,122 to $179,785,599 (+54.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1140 comparable advisers, 92.0th percentile of changes)
    filing Mar 31, 2026peers: asset managers, $100M to $500M (1,140)92% percentile2.1 robust deviationsconfidence 0.85
  • D••••• R••••• • S••••• W••••• M•••••••••independent RIARAUM $162Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 100.0% to 71.0% between the annual amendments of 2025-04-01 and 2026-03-31
    filing Mar 31, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
Page 52 of 139PreviousNext

The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.