DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sei Investments Management Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Samuel Shober StroudSei Investments Management Corp mixed wealthCambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2026Sep 15, 2026
Joseph Manuel De Los Santos MorrisSei Investments Management Corp mixed wealthBlackrock Investment Management, LLC asset managerOtherJul 27, 2026Aug 25, 2026
Robert F BurchettaSei Investments Management Corp mixed wealthStratos Wealth Partners, Ltd BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2026Jul 17, 2026
Andrew Charles QuintoisSei Investments Management Corp mixed wealthSummit Wealth Group independent RIARIA to RIAMay 11, 2026May 13, 2026
Francis William SedgwickSei Investments Management Corp mixed wealthCapital Wealth Planning, LLC independent RIARIA to RIAMar 30, 2026Apr 28, 2026
Michael Scott GamesSei Investments Management Corp mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 25, 2026Jul 21, 2026 (118 d)
Paul Andrew LehmanSei Investments Management Corp mixed wealthDimensional Fund Advisors LP asset managerOtherMar 16, 2026Mar 18, 2026
Zachary Bryant Hamm-PhippsSei Investments Management Corp mixed wealthAurdan Capital Management, LLC independent RIARIA to RIAMar 16, 2026Apr 10, 2026
Parker WineSei Investments Management Corp mixed wealthCorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 10, 2026Apr 8, 2026
Joshua Paul BarnesSei Investments Management Corp mixed wealthLegacy Advisors, LLC independent RIARIA to RIAFeb 24, 2026Mar 2, 2026
Nolan PecciSei Investments Management Corp mixed wealthFrec independent RIARIA to RIAFeb 10, 2026Aug 4, 2026 (175 d)
Brendan Patrick MallonSei Investments Management Corp mixed wealthAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 10, 2026Feb 18, 2026
Seamus Thomas ObrienSei Investments Management Corp mixed wealthSummit Wealth Group independent RIARIA to RIAJan 6, 2026Jan 29, 2026
Thomas Jon PiazziSei Investments Management Corp mixed wealthFiniat, LLC asset managerOtherNov 20, 2025Jul 23, 2026 (245 d)
Gabriel GoforthSei Investments Management Corp mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankOct 30, 2025Nov 4, 2025
Alice Ann HeathSei Investments Management Corp mixed wealthCambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2025Feb 10, 2026 (127 d)
Keith Edward BrennanSei Investments Management Corp otherF L Putnam Investment Management Co. independent RIAOtherMar 24, 2025Oct 10, 2025 (200 d)
Caroline ZortmanSei Investments Management Corp otherFarther independent RIAOtherMar 3, 2025Mar 20, 2025
Nicholas Robert CombsSei Investments Management Corp otherFisher Investments independent RIAOtherFeb 11, 2025Feb 19, 2025
Benjamin ManiscalcoSei Investments Management Corp otherAssetmark, Inc. BD affiliatedOtherJan 28, 2025Jan 31, 2025
Thomas Riley SampsonSei Investments Management Corp otherOrion Portfolio Solutions, LLC BD affiliatedOtherDec 9, 2024Jan 17, 2025 (39 d)
Karina Bianca Bayani DahiligSei Investments Management Corp otherAdvice And Planning Services BD affiliatedOtherNov 12, 2024Jan 8, 2026 (422 d)
Ryan Paul LestrangeSei Investments Management Corp otherCibc Private Wealth Advisors, Inc. BD affiliatedOtherOct 22, 2024Jan 14, 2025 (84 d)
Colton Marley RichardsSei Investments Management Corp otherApeiron independent RIAOtherOct 22, 2024Oct 30, 2024
Holt Patrick FogartySei Investments Management Corp otherPotomac asset managerOtherSep 9, 2024Dec 19, 2025 (466 d)
Nicholas James SavageSei Investments Management Corp otherAssetmark, Inc. BD affiliatedOtherAug 19, 2024Feb 6, 2025 (171 d)
Erik Michael HardinSei Investments Management Corp otherOrion Portfolio Solutions, LLC BD affiliatedOtherJul 23, 2024Sep 11, 2024 (50 d)
Christopher James DoranSei Investments Management Corp otherWestwood Management Corp otherOtherJul 16, 2024Aug 5, 2024
Michael Shawn MullenSei Investments Management Corp otherCentaurus Financial, Inc. BD affiliatedOtherJul 16, 2024Aug 19, 2024 (34 d)
Trevor James NobleSei Investments Management Corp otherOrion Portfolio Solutions, LLC BD affiliatedOtherJun 12, 2024Jun 28, 2024
Regan WallSei Investments Management Corp otherStringer Asset Management, LLC independent RIAOtherJun 6, 2024Sep 19, 2024 (105 d)
Anthony Robert PeracchiaSei Investments Management Corp otherStratos Wealth Partners, Ltd BD affiliatedOtherJan 11, 2024May 11, 2026 (851 d)
Timothy Alan O'LearySei Investments Management Corp otherManning & Napier Advisors, LLC mixed wealthOtherNov 28, 2023Dec 5, 2023
Dean Adam MioliSei Investments Management Corp otherCuso Financial Services, L.P. BD affiliatedOtherNov 28, 2023Jan 31, 2024 (64 d)
Christopher DeleonSei Investments Management Corp otherPlandeavor state registeredOtherNov 10, 2023Jun 26, 2026 (959 d)
Mcbee Nmn ButcherSei Investments Management Corp otherOrion Portfolio Solutions, LLC BD affiliatedOtherNov 8, 2023Nov 4, 2024 (362 d)
Samuel Alexander LeechSei Investments Management Corp otherHb Wealth independent RIAOtherOct 31, 2023Dec 15, 2023 (45 d)
Benjamin Walter SjostenSei Investments Management Corp otherPathstone independent RIAOtherOct 10, 2023Oct 17, 2023
Matthew Robert StackSei Investments Management Corp otherDiversified, LLC independent RIAOtherSep 5, 2023Oct 2, 2023
Michael Vincent BillirisSei Investments Management Corp otherRBC Capital Markets, LLC national BDOtherAug 23, 2023Oct 9, 2025 (778 d)
Jorge Andres KuriSei Investments Management Corp otherJanney Montgomery Scott LLC BD affiliatedOtherJul 26, 2023Aug 2, 2023
Jeffrey Ronald NativiSei Investments Management Corp otherCetera Investment Advisers LLC BD affiliatedOtherJul 19, 2023Oct 18, 2023 (91 d)
Vivek Jaiswal KhasatSei Investments Management Corp otherOsaic Wealth, Inc. BD affiliatedOtherJul 19, 2023Jan 5, 2024 (170 d)
William Lee KieranSei Investments Management Corp otherKevin Kennedy, LLC state registeredOtherMar 6, 2023Mar 2, 2023
John David AndersonSei Investments Management Corp otherDiversified, LLC independent RIAOtherNov 17, 2022Sep 3, 2026 (1386 d)
Nicole Schenk WasiakowskiSei Investments Management Corp otherLPL Financial LLC independent RIAOtherSep 6, 2022Sep 20, 2022
William Francis FureySei Investments Management Corp otherAlliancebernstein L.P. asset managerOtherAug 3, 2022Aug 2, 2022
Ross Geoffrey DanzigSei Investments Management Corp otherOakbourne Advisors independent RIAOtherApr 19, 2022May 20, 2022 (31 d)
John McdermottSei Investments Management Corp otherEmpower Advisory Group, LLC BD affiliatedOtherApr 4, 2022Dec 18, 2025 (1354 d)
Victor J AlfieriSei Investments Management Corp otherPrivate Advisor Group, LLC BD affiliatedOtherJan 10, 2022Jan 1, 2025 (1087 d)
John Watson MeigsSei Investments Management Corp otherDimensional Fund Advisors LP asset managerOtherNov 24, 2021Feb 9, 2022 (77 d)
Max BergerSei Investments Management Corp otherDiversified, LLC independent RIAOtherSep 13, 2021Jun 16, 2023 (641 d)
Clark Thomas SchweitzerSei Investments Management Corp otherDiversified, LLC independent RIAOtherJul 19, 2021Aug 3, 2021
Benedict O. ObazeSei Investments Management Corp otherAlliancebernstein L.P. otherOtherJun 28, 2021Dec 11, 2021 (166 d)
Corey Reed MacdougallSei Investments Management Corp otherOakbourne Advisors independent RIAOtherJan 5, 2021Jan 31, 2022 (391 d)
Bryan Austin RementerSei Investments Management Corp otherIronview Capital Management, LLC independent RIAOtherNov 23, 2020Feb 26, 2021 (95 d)
Christian Joseph AbrahamSei Investments Management Corp otherUnited Capital Financial Advisors BD affiliatedOtherSep 22, 2020Mar 24, 2022 (548 d)
Francis Duncan DepianoSei Investments Management Corp otherFidelity Personal And Workplace Advisors BD affiliatedOtherAug 11, 2020Aug 18, 2020
Kevin Michael HartnettSei Investments Management Corp otherSensenig Capital Advisors, Inc. independent RIAOtherJun 15, 2020Jun 17, 2020
Matthew McgowanSei Investments Management Corp asset managerAptus Capital Advisors, LLC independent RIAOtherMar 12, 2020Sep 26, 2025 (2024 d)
Page 1 of 3Next
125 moves match.