DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Orion Portfolio Solutions, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley James Kozinski | Orion Portfolio Solutions, LLC BD affiliated | Capital Client Group, Inc. no RAUM | Other | Jun 15, 2026 | Jul 6, 2026 |
| Francis J Sortino | Orion Portfolio Solutions, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 29, 2026 |
| Edward Gabriel Cruz | Orion Portfolio Solutions, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | May 4, 2026 (32 d) |
| Jeanna Lynn Stecklein | Orion Portfolio Solutions, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Apr 1, 2026 |
| Jefferson Francis Bartley | Orion Portfolio Solutions, LLC BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Jul 9, 2026 (234 d) |
| Joel David Riha-Aldrich | Orion Portfolio Solutions, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 8, 2025 |
| Christopher Edward Malsam | Orion Portfolio Solutions, LLC BD affiliated | Advisor Logistics, LLC asset manager | Other | Sep 24, 2025 | Mar 31, 2026 (188 d) |
| Donica D Masterson - Ruano | Orion Portfolio Solutions, LLC BD affiliated | Onedigital institutional | Other | Sep 9, 2025 | Sep 8, 2025 |
| Robert Landon Patterson | Orion Portfolio Solutions, LLC BD affiliated | Kestra Investment Management, LLC. asset manager | Other | Sep 9, 2025 | Sep 17, 2025 |
| Benjamin Scott Stout | Orion Portfolio Solutions, LLC BD affiliated | Kingsview Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2025 | Aug 20, 2025 |
| Dallas Messenger | Orion Portfolio Solutions, LLC BD affiliated | Sandlot Private Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 31, 2025 | Sep 30, 2025 (61 d) |
| William Hampton Struss | Orion Portfolio Solutions, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Aug 26, 2025 (33 d) |
| Robert Percival | Orion Portfolio Solutions, LLC BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Jun 3, 2025 | Feb 11, 2026 (253 d) |
| Denis Joseph Hill | Orion Portfolio Solutions, LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2025 | Aug 13, 2026 (436 d) |
| Riley T Salmon | Orion Portfolio Solutions, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 3, 2025 | Sep 8, 2025 (97 d) |
| Nicholas Codola | Orion Portfolio Solutions, LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | Oct 21, 2025 (141 d) |
| Christopher Joseph Meyer | Orion Portfolio Solutions, LLC BD affiliated | Avior Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2025 | Feb 12, 2026 (255 d) |
| Michael John Walters | Orion Portfolio Solutions, LLC BD affiliated | Townsquare Capital, LLC asset manager | Other | Jun 2, 2025 | Jun 5, 2025 |
| Langston Washington | Orion Portfolio Solutions, LLC BD affiliated | Wealthplan Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2025 | Jun 26, 2025 |
| Phillip Michael Gober | Orion Portfolio Solutions, LLC BD affiliated | Liberty One Investment Management asset manager | Other | May 8, 2025 | Oct 17, 2025 (162 d) |
| Daniel Roland Holloway | Orion Portfolio Solutions, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | Dec 1, 2025 (209 d) |
| Samantha Brynn Stoner | Orion Portfolio Solutions, LLC BD affiliated | Townsquare Capital, LLC asset manager | Other | May 5, 2025 | May 7, 2025 |
| Parker Brooks Manson | Orion Portfolio Solutions, LLC BD affiliated | Austin Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2025 | Oct 2, 2025 (189 d) |
| Trent Heber Colledge | Orion Portfolio Solutions, LLC BD affiliated | Sunset Retirement Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 17, 2025 | Mar 18, 2025 |
| Collin David Brown | Orion Portfolio Solutions, LLC BD affiliated | Onepoint Bfg Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | May 30, 2025 (120 d) |
| Anthony Jose Calderon | Orion Portfolio Solutions, LLC BD affiliated | Peak Financial Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Jul 30, 2026 (574 d) |
| Trevor B Gulick-Stutz | Orion Portfolio Solutions, LLC BD affiliated | The Coury Firm independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2024 | Nov 29, 2024 |
| Jacquelyn Ruth Kesterson | Orion Portfolio Solutions, LLC BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Dec 4, 2024 (61 d) |
| Mark Ryan Leonard | Orion Portfolio Solutions, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Oct 19, 2024 (44 d) |
| Griffin John Winkowski | Orion Portfolio Solutions, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2024 | Aug 14, 2024 |
| Joshua Christopher Mitchell | Orion Portfolio Solutions, LLC BD affiliated | Corda Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2024 | Mar 31, 2026 (641 d) |
| Anthony Joel Gonzales | Orion Portfolio Solutions, LLC BD affiliated | Potomac asset manager | Other | Jun 24, 2024 | Jun 28, 2024 |
| Kyle Arthur Booras | Orion Portfolio Solutions, LLC BD affiliated | Signal Advisors Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2024 | May 7, 2024 |
| Samuel Storey | Orion Portfolio Solutions, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2024 | May 7, 2024 |
| Abram A Gubler | Orion Portfolio Solutions, LLC BD affiliated | Cynosure Group, LLC other | Other | Apr 3, 2024 | May 15, 2026 (772 d) |
| Victoria Noelle Singletary | Orion Portfolio Solutions, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2024 | Apr 18, 2024 |
| Michael John Kerr | Orion Portfolio Solutions, LLC BD affiliated | Ac Wealth Partners other | Other | Mar 14, 2024 | Apr 24, 2024 (41 d) |
| Thomas Jon Piazzi | Orion Portfolio Solutions, LLC BD affiliated | Sei Investments Management Corp other | Other | Feb 29, 2024 | Oct 24, 2024 (238 d) |
| Shelly Lane Dukes | Orion Portfolio Solutions, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Jan 5, 2026 (682 d) |
| Aaron Christopher Hilgemann | Orion Portfolio Solutions, LLC BD affiliated | Bazis Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2024 | Feb 21, 2024 |
| Sterling Tyler Moore | Orion Portfolio Solutions, LLC BD affiliated | Cibc Private Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Feb 9, 2024 |
| Abdulkarim Safi | Orion Portfolio Solutions, LLC BD affiliated | Sagespring Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2023 | Feb 27, 2024 (88 d) |
| William Gordon Ashby | Orion Portfolio Solutions, LLC BD affiliated | T. Rowe Price Associates, Inc. asset manager | Other | Nov 7, 2023 | Feb 23, 2024 (108 d) |
| Case Eichenberger | Orion Portfolio Solutions, LLC BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 24, 2023 |
| Kristopher Alan Heig | Orion Portfolio Solutions, LLC BD affiliated | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | May 8, 2024 (217 d) |
| Dustin Andersen | Orion Portfolio Solutions, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Feb 28, 2024 (147 d) |
| Amalea Zegarzewski | Orion Portfolio Solutions, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 4, 2023 | Nov 6, 2023 (33 d) |
| Kyle William Hiatt | Orion Portfolio Solutions, LLC BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2023 | Jul 30, 2025 (691 d) |
| Michael Alexander Hadden | Orion Portfolio Solutions, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 6, 2023 | Sep 18, 2023 |
| Erik Michael Hardin | Orion Portfolio Solutions, LLC BD affiliated | Sei Investments Management Corp other | Other | Jul 21, 2023 | Aug 4, 2023 |
| James Alexander Fives | Orion Portfolio Solutions, LLC BD affiliated | Zacks Investment Management, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2023 | Oct 4, 2023 (82 d) |
| Theodore Christian Poppe | Orion Portfolio Solutions, LLC BD affiliated | Grey Fox Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2023 | Jul 27, 2023 |
| Grant Engelbart | Orion Portfolio Solutions, LLC BD affiliated | Carson Group Investing asset manager | Other | Jul 7, 2023 | Aug 16, 2023 (40 d) |
| Ryan Paul Lestrange | Orion Portfolio Solutions, LLC BD affiliated | Sei Investments Management Corp other | Other | Jun 5, 2023 | Aug 14, 2023 (70 d) |
| John Doran | Orion Portfolio Solutions, LLC BD affiliated | Onedigital institutional | Other | Jun 2, 2023 | Jun 12, 2023 |
| Thomas Joseph Mcneil | Orion Portfolio Solutions, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Jul 3, 2023 (48 d) |
| Dominick P Ammirato | Orion Portfolio Solutions, LLC BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2023 | May 12, 2023 |
| Maxwell Harrison Camp | Orion Portfolio Solutions, LLC BD affiliated | Tru Independence Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2023 | May 15, 2023 (35 d) |
| Tucker Webber | Orion Portfolio Solutions, LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2023 | Feb 7, 2023 |
| David Joseph Ricchini | Orion Portfolio Solutions, LLC BD affiliated | Wealthplan Investment Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2023 | Feb 7, 2023 |
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88 moves match.