DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Missionsquare Retirement
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ian T Swafford | Missionsquare Retirement BD affiliated | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2026 | Sep 16, 2026 |
| Marysol Flores Salazar | Missionsquare Retirement BD affiliated | Pure Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2026 | Sep 10, 2026 |
| Ryan Watson | Missionsquare Retirement BD affiliated | Willis Towers Watson Securities, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 3, 2026 | Sep 17, 2026 |
| Richert John Hart | Missionsquare Retirement BD affiliated | 1834 Investment Advisors Co. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2026 | Aug 14, 2026 |
| Timothy David Oster | Missionsquare Retirement BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Sep 14, 2026 (53 d) |
| Michael Allen Larosa | Missionsquare Retirement BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 3, 2026 |
| Bryce Michael Thalacker | Missionsquare Retirement BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | Jun 12, 2026 |
| Zachary Pitman | Missionsquare Retirement BD affiliated | Innovest Portfolio Solutions LLC no RAUM | Other | May 5, 2026 | Jun 8, 2026 (34 d) |
| Brian Sherman | Missionsquare Retirement BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Jun 3, 2026 (47 d) |
| Ryan Andre Myers | Missionsquare Retirement BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| Angela Mceachern Macon | Missionsquare Retirement BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 2, 2026 |
| Harold Hubert Michael | Missionsquare Retirement BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | May 11, 2026 (31 d) |
| Jason Charles Clark | Missionsquare Retirement BD affiliated | Missionsquare Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2026 | Apr 1, 2026 |
| Scott Michael Eason | Missionsquare Retirement BD affiliated | Missionsquare Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2026 | Apr 1, 2026 |
| Francis Lawrence Barbieri | Missionsquare Retirement BD affiliated | Missionsquare Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2026 | Apr 1, 2026 |
| Denise Nicole Crawford | Missionsquare Retirement BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jan 21, 2026 |
| Christopher S O'Banner | Missionsquare Retirement BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2025 | Jun 29, 2026 (243 d) |
| Omar Jesus Guevara | Missionsquare Retirement BD affiliated | Advus Financial Partners, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2025 | Feb 23, 2026 (180 d) |
| Cassandra Sparks | Missionsquare Retirement BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Jul 29, 2025 | Aug 7, 2025 |
| Amy Beauchene | Missionsquare Retirement BD affiliated | Mma Securities LLC no RAUM | Other | Jun 17, 2025 | Mar 31, 2026 (287 d) |
| Shantel Washington | Missionsquare Retirement BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2025 | May 29, 2025 |
| Dieter Walters | Missionsquare Retirement BD affiliated | Stancorp Investment Advisers, Inc. other | Other | Mar 11, 2025 | Dec 12, 2025 (276 d) |
| Adam Keith Ferguson | Missionsquare Retirement BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2025 | Feb 18, 2025 |
| Jason Lynn Boyd | Missionsquare Retirement BD affiliated | John Hancock Personal Financial Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2025 | Oct 29, 2025 (261 d) |
| Janice Lynn Parker | Missionsquare Retirement BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Jan 2, 2025 |
| Daniel Joseph Lattarulo | Missionsquare Retirement BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Jan 2, 2025 |
| Aimei Zhong | Missionsquare Retirement institutional | Ethic asset manager | Other | Nov 27, 2024 | Dec 4, 2025 (372 d) |
| Michele Marie Martin | Missionsquare Retirement institutional | Global Retirement Partners LLC institutional | Other | Nov 19, 2024 | Jun 23, 2026 (581 d) |
| Denise Dunlap | Missionsquare Retirement institutional | Truist Advisory Services, Inc. BD affiliated | Other | Nov 15, 2024 | Apr 7, 2025 (143 d) |
| Righetti Joseph | Missionsquare Retirement institutional | Nationwide Securities, LLC no RAUM | Other | Nov 15, 2024 | Jul 7, 2025 (234 d) |
| Maria Magdalena Fessler | Missionsquare Retirement institutional | Ameritas Advisory Services, LLC BD affiliated | Other | Nov 14, 2024 | Oct 6, 2025 (326 d) |
| Mary T Mcgovern | Missionsquare Retirement institutional | Thrivent Investment Management Inc. BD affiliated | Other | Nov 14, 2024 | Jun 15, 2026 (578 d) |
| Steven Robert Scheuermann | Missionsquare Retirement institutional | Valic Financial Advisors, Inc. BD affiliated | Other | Nov 14, 2024 | Jan 7, 2025 (54 d) |
| Homer Israel Stinson | Missionsquare Retirement institutional | Voya Financial Advisors, Inc. BD affiliated | Other | Nov 13, 2024 | Nov 12, 2024 |
| Steven Andrew Mcgregor | Missionsquare Retirement institutional | Voya Financial Advisors, Inc. BD affiliated | Other | Sep 23, 2024 | Sep 16, 2024 |
| Ashley L Salinsky Lucas | Missionsquare Retirement institutional | Voya Financial Advisors, Inc. BD affiliated | Other | Sep 23, 2024 | Sep 16, 2024 |
| Mark Joseph Fitzpatrick | Missionsquare Retirement institutional | Empower Advisory Group, LLC BD affiliated | Other | Jul 25, 2024 | Aug 2, 2024 |
| Benjamin M Delp | Missionsquare Retirement institutional | Alight Financial Advisors, LLC independent RIA | Other | Jul 2, 2024 | Jul 10, 2024 |
| Catherine Harstick | Missionsquare Retirement institutional | Compass Wealth independent RIA | Other | Apr 19, 2024 | Apr 23, 2024 |
| Peter Scott Hoerber | Missionsquare Retirement institutional | Cwm, LLC BD affiliated | Other | Apr 15, 2024 | Apr 23, 2024 |
| Danuta M Durkiewicz | Missionsquare Retirement institutional | Pnc Wealth Management BD affiliated | Other | Mar 19, 2024 | Jun 5, 2024 (78 d) |
| Adele Kates | Missionsquare Retirement institutional | D.A. Davidson & Co. independent RIA | Other | Jan 31, 2024 | Feb 28, 2024 |
| Alvin Cornelius Floyd | Missionsquare Retirement institutional | MML Investors Services, LLC BD affiliated | Other | Dec 19, 2023 | Jan 12, 2024 |
| Jinen A Viswakula | Missionsquare Retirement institutional | Empower Advisory Group, LLC BD affiliated | Other | Sep 27, 2023 | Oct 5, 2023 |
| Rajpreet S Sangha | Missionsquare Retirement institutional | Principal Securities, Inc. BD affiliated | Other | Sep 27, 2023 | Sep 27, 2023 |
| Rajesh Cheethirala | Missionsquare Retirement institutional | Pruco Securities, LLC BD affiliated | Other | Sep 27, 2023 | Aug 27, 2024 (335 d) |
| Phillip Anthony Carbajal | Missionsquare Retirement institutional | Nationwide Investment Advisors, LLC BD affiliated | Other | Jul 25, 2023 | Aug 3, 2023 |
| Michael A Knapp | Missionsquare Retirement institutional | Oneamerica Securities, Inc. BD affiliated | Other | Jun 14, 2023 | Jul 18, 2023 (34 d) |
| Orlando Rafael Cruz | Missionsquare Retirement institutional | Ameritas Advisory Services, LLC BD affiliated | Other | May 23, 2023 | Jun 13, 2024 (387 d) |
| Rhonda Lanell Holmes | Missionsquare Retirement institutional | Principal Asset Management other | Other | Apr 27, 2023 | May 19, 2023 |
| Dayla Cabeza De Vaca | Missionsquare Retirement institutional | T. Rowe Price Advisory Services, Inc. BD affiliated | Other | Mar 23, 2023 | Jul 10, 2024 (475 d) |
| Michael Bruce Mcghee | Missionsquare Retirement institutional | Prostatis Financial Advisors Group independent RIA | Other | Mar 8, 2023 | Mar 8, 2024 (366 d) |
| Hector Leonardo Nava-Castanon | Missionsquare Retirement institutional | Osaic Fa, Inc. BD affiliated | Other | Jan 31, 2023 | Feb 22, 2023 |
| Kathleen Marie Findeisen | Missionsquare Retirement institutional | Nationwide Investment Advisors, LLC BD affiliated | Other | Dec 13, 2022 | Jan 5, 2023 |
| Lorraine Rodriguez | Missionsquare Retirement institutional | Fidelity Personal And Workplace Advisors BD affiliated | Other | Nov 8, 2022 | Mar 13, 2023 (125 d) |
| Timothy O. Moore | Missionsquare Retirement institutional | Wells Fargo Advisors wirehouse | Other | Sep 27, 2022 | Oct 14, 2022 |
| Chad Quevedo Parilla | Missionsquare Retirement institutional | Osaic Fa, Inc. BD affiliated | Other | Sep 9, 2022 | Sep 14, 2022 |
| Raymond Lyle Durant | Missionsquare Retirement institutional | Advice And Planning Services BD affiliated | Other | Aug 31, 2022 | Sep 15, 2022 |
| Victor Luis Perez | Missionsquare Retirement institutional | Nationwide Investment Advisors, LLC BD affiliated | Other | Jul 27, 2022 | Aug 4, 2022 |
| Cris Anthony Vega | Missionsquare Retirement institutional | Morgan Stanley wirehouse | Other | Jul 11, 2022 | Jul 22, 2022 |
Page 1 of 3Next
133 moves match.