DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Citizens Asset Management, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Robert Charles Johnson	First Citizens Asset Management, Inc mixed wealth	First Citizens Investor Services, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Mar 23, 2026	Jul 8, 2020
Christopher Cecil Lamb	First Citizens Asset Management, Inc mixed wealth	First Citizens Investor Services, Inc. other	Other	Mar 10, 2026	May 15, 2017
Nancy Snow Branham	First Citizens Asset Management, Inc mixed wealth	First Citizens Investor Services, Inc. other	Other	Feb 27, 2026	May 15, 2017
Carl David Robinson	First Citizens Asset Management, Inc mixed wealth	First Citizens Investor Services, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Dec 31, 2025	Feb 7, 2024
Aaron John Lassanske	First Citizens Asset Management, Inc mixed wealth	Svb Wealth BD affiliated	RIA to affiliated broker-dealer or bank	Dec 31, 2025	Apr 16, 2024
Patricia Marie Macdonald	First Citizens Asset Management, Inc mixed wealth	Svb Wealth BD affiliated	RIA to affiliated broker-dealer or bank	Dec 31, 2025	May 9, 2024
Kevin Thomas Brock	First Citizens Asset Management, Inc mixed wealth	Benjamin F. Edwards & Company, Incorporated BD affiliated	RIA to affiliated broker-dealer or bank	Dec 9, 2025	Dec 4, 2025
Timothy Robert Couture	First Citizens Asset Management, Inc mixed wealth	Compound Planning, Inc. independent RIA	RIA to RIA	Oct 16, 2025	Oct 21, 2025
Joseph Robert Zarzycki	First Citizens Asset Management, Inc mixed wealth	Bna Wealth independent RIA	RIA to RIA	Jun 13, 2025	Jun 20, 2025
Ryan Gripper	First Citizens Asset Management, Inc BD affiliated	Raymond James & Associates, Inc. national BD	Affiliated broker-dealer or bank to another	Mar 5, 2025	Feb 27, 2025
Paula Kay Heffron	First Citizens Asset Management, Inc BD affiliated	Stonecrest Advisors, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 18, 2024	Nov 20, 2024
Patrick F Nolan	First Citizens Asset Management, Inc BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Affiliated broker-dealer or bank to wirehouse	Jun 14, 2024	Jun 2, 2025 (353 d)
Matthew Lawrence Dellasega	First Citizens Asset Management, Inc independent RIA	Principal Securities, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Nov 30, 2023	Dec 21, 2023
Matthew J. Golden	First Citizens Asset Management, Inc independent RIA	First Citizens Investor Services, Inc. other	Other	Oct 10, 2023	May 18, 2017
Joseph Matthew Michalski	First Citizens Asset Management, Inc independent RIA	Wells Fargo Advisors wirehouse	RIA to wirehouse	Apr 18, 2023	Oct 12, 2023 (177 d)
Willie Gunter Gholston	First Citizens Asset Management, Inc independent RIA	Money Script Wealth Management, Pllc state registered	RIA to a state-registered adviser	Oct 7, 2022	Oct 6, 2022
Michael Steven Kelly	First Citizens Asset Management, Inc independent RIA	Mwa Financial Services, Inc. independent RIA	RIA to RIA	Mar 28, 2022	Aug 11, 2023 (501 d)
Quinn Gruber	First Citizens Asset Management, Inc independent RIA	Fidelity Personal And Workplace Advisors BD affiliated	RIA to affiliated broker-dealer or bank	Mar 28, 2022	Oct 5, 2022 (191 d)
James Eugene Lewis	First Citizens Asset Management, Inc independent RIA	UBS Financial Services Inc. wirehouse	RIA to wirehouse	Dec 3, 2021	Nov 30, 2021
Brian Patrick Storey	First Citizens Asset Management, Inc independent RIA	Orion Portfolio Solutions, LLC independent RIA	RIA to RIA	Nov 2, 2021	Apr 26, 2022 (175 d)
Andrew Paul White	First Citizens Asset Management, Inc independent RIA	First Citizens Investor Services, Inc. other	Other	May 20, 2021	May 24, 2017
Ronald Lecoste Chapman	First Citizens Asset Management, Inc independent RIA	First Citizens Investor Services, Inc. other	Other	Dec 7, 2020	May 15, 2017
David Boyd Lentz	First Citizens Asset Management, Inc independent RIA	First Citizens Investor Services, Inc. other	Other	Dec 7, 2020	May 18, 2017
Jason Thomas Burkett	First Citizens Asset Management, Inc independent RIA	First Citizens Investor Services, Inc. other	Other	Dec 7, 2020	May 18, 2017
Brian Morgan Talbert	First Citizens Asset Management, Inc independent RIA	First Citizens Investor Services, Inc. other	Other	Nov 24, 2020	May 15, 2017
Justin F Farnsworth	First Citizens Asset Management, Inc independent RIA	First Citizens Investor Services, Inc. other	Other	Oct 19, 2020	May 15, 2017
Jacqueline Williams	First Citizens Asset Management, Inc independent RIA	Fifth Third Securities, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Nov 8, 2019	Nov 15, 2019
Robert Banish	First Citizens Asset Management, Inc independent RIA	First Citizens Investor Services, Inc. other	Other	Sep 18, 2019	May 12, 2017
Stefan Alan Fencl	First Citizens Asset Management, Inc independent RIA	Leep Asset Management, LLC state registered	RIA to a state-registered adviser	Sep 26, 2018	Jun 6, 2022 (1349 d)
Brett Adam Blankenship	First Citizens Asset Management, Inc other	First Citizens Investor Services, Inc. other	Other	Dec 31, 2017	May 12, 2017
Cynthia Jones Williams	First Citizens Asset Management, Inc other	First Citizens Investor Services, Inc. other	Other	Dec 31, 2017	May 15, 2017
Holli Michelle Milliken	First Citizens Asset Management, Inc other	LPL Financial LLC other	Other	Jun 21, 2017	Aug 1, 2017 (41 d)
Jeffrey Bruce Knight	First Citizens Asset Management, Inc other	LPL Financial LLC other	Other	May 1, 2017	May 1, 2017
Erin Brenan Mccaskill	First Citizens Asset Management, Inc other	First Citizens Investor Services, Inc. other	Other	Apr 24, 2017	Apr 24, 2017
Daniel Gregory Smith	First Citizens Asset Management, Inc other	First Citizens Investor Services, Inc. other	Other	Apr 15, 2016	Apr 4, 2016
Benjamin Bradstreet Frazier	First Citizens Asset Management, Inc other	LPL Financial LLC other	Other	Mar 29, 2016	Mar 24, 2016
Aaron Benjamin Justice	First Citizens Asset Management, Inc other	First Citizens Investor Services, Inc. other	Other	Mar 2, 2016	Feb 12, 2016
Holli Michelle Milliken	First Citizens Asset Management, Inc other	First Citizens Investor Services, Inc. other	Other	Feb 3, 2016	Feb 3, 2016
David P Haverstick	First Citizens Asset Management, Inc other	Intervest International, Inc. other	Other	Jul 9, 2015	Jul 8, 2015
Alicia Ann Zmuda	First Citizens Asset Management, Inc other	Bb&T Securities, LLC other	Other	May 20, 2015	May 20, 2015
Tabitha H Marks	First Citizens Asset Management, Inc other	Principal Securities, Inc. other	Other	May 5, 2015	Jun 8, 2015 (34 d)
Paul Joseph Bopp	First Citizens Asset Management, Inc other	Bb&T Securities, LLC other	Other	Jan 2, 2015	Jan 30, 2015
Joshua Ben Voisine	First Citizens Asset Management, Inc other	Curi Capital independent RIA	Other	Dec 4, 2014	Aug 23, 2021 (2454 d)
Jeffrey Stanton Stone	First Citizens Asset Management, Inc other	Wells Fargo Advisors wirehouse	Other	Sep 29, 2014	Sep 15, 2014
Paul Andrew Lehman	First Citizens Asset Management, Inc other	Dimensional Fund Advisors LP other	Other	Feb 26, 2014	Jul 29, 2013
Michael Edward Felton	First Citizens Asset Management, Inc other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jan 28, 2014	Jan 27, 2014
Allison Hope Gregory	First Citizens Asset Management, Inc other	Wells Fargo Advisors wirehouse	Other	Jul 1, 2013	Aug 15, 2018 (1871 d)
Justin S Cobb	First Citizens Asset Management, Inc other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 14, 2013	May 23, 2013
Aaron Gray Cizon	First Citizens Asset Management, Inc other	Wells Fargo Advisors wirehouse	Other	May 30, 2012	May 7, 2012
Charles Gardner Claus	First Citizens Asset Management, Inc other	Morgan Keegan & Company, LLC other	Other	Dec 16, 2010	Dec 3, 2010
Clarence Jerome Senn	First Citizens Asset Management, Inc other	Woodbury Financial Services, Inc. other	Other	Aug 10, 2010	Oct 5, 2010 (56 d)
William Patrick Fair	First Citizens Asset Management, Inc other	Ap Wealth Management other	Other	Jul 23, 2010	Mar 17, 2011 (237 d)
Noel Fields	First Citizens Asset Management, Inc other	Wells Fargo Advisors wirehouse	Other	Dec 15, 2009	Dec 4, 2009

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53 moves match.