DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at First Citizens Asset Management, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kevin Thomas Brock	First Citizens Investor Services, Inc. BD affiliated	First Citizens Asset Management, Inc other	Other	Dec 9, 2025	Sep 6, 2017
Thaddeus William Yasunaga	Busey Capital Management, Inc. mixed wealth	First Citizens Asset Management, Inc BD affiliated	RIA to affiliated broker-dealer or bank	Nov 17, 2025	Sep 30, 2024
Timothy Robert Couture	First Citizens Investor Services, Inc. BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 16, 2025	Jan 18, 2024
Joseph Robert Zarzycki	First Citizens Investor Services, Inc. BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 13, 2025	May 26, 2022
Dillon Edward Smith	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	First Citizens Asset Management, Inc mixed wealth	Wirehouse to independent RIA	Apr 7, 2025	Apr 17, 2025
Ryan Gripper	First Citizens Investor Services, Inc. BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 5, 2025	Oct 8, 2019
Paula Kay Heffron	First Citizens Investor Services, Inc. BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 18, 2024	Jan 22, 2021
Patrick F Nolan	First Citizens Investor Services, Inc. BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 14, 2024	May 25, 2021
Aaron John Lassanske	Blackrock Financial Management, Inc other	First Citizens Asset Management, Inc BD affiliated	Other	Feb 15, 2024	Apr 16, 2024 (61 d)
Carl David Robinson	Wells Fargo Advisors wirehouse	First Citizens Asset Management, Inc independent RIA	Wirehouse to independent RIA	Jan 9, 2024	Feb 7, 2024
Jeffrey Neil Chapman	First Citizens Investor Services, Inc. BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 19, 2023	Oct 25, 2022
Joseph Matthew Michalski	First Citizens Investor Services, Inc. BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 13, 2023	May 18, 2021
Quinn Gruber	First Citizens Investor Services, Inc. BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Sep 7, 2022	Mar 23, 2022
Michael Steven Kelly	First Citizens Investor Services, Inc. BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Sep 6, 2022	Mar 23, 2022
James Eugene Lewis	First Citizens Investor Services, Inc. BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Dec 3, 2021	Jul 3, 2018
Michael Anthony D'Amelio	First Command Advisory Services BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	May 4, 2021	May 14, 2021
Jacqueline Williams	First Citizens Investor Services, Inc. BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 8, 2019	Jun 21, 2019
Robert Charles Johnson	Pnc Wealth Management BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	May 23, 2019	Jul 8, 2020 (412 d)
Matthew Lawrence Dellasega	First Citizens Investor Services, Inc. BD affiliated	First Citizens Asset Management, Inc independent RIA	Affiliated broker-dealer or bank to independent RIA	Nov 13, 2018	Nov 13, 2018
Holli Michelle Milliken	First Citizens Investor Services, Inc. other	First Citizens Asset Management, Inc other	Other	Jun 21, 2017	Nov 7, 2016
Andrew Paul White	Valic Financial Advisors, Inc. other	First Citizens Asset Management, Inc other	Other	Apr 27, 2017	Apr 28, 2017
David Boyd Lentz	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	First Citizens Asset Management, Inc other	Other	Mar 13, 2017	Apr 24, 2017 (42 d)
Matthew J. Golden	Osaic Fs, Inc. other	First Citizens Asset Management, Inc other	Other	Feb 15, 2017	Feb 22, 2017
Adam Everette Crotts	Wells Fargo Advisors wirehouse	First Citizens Asset Management, Inc other	Other	Aug 31, 2016	Aug 31, 2016
Justin F Farnsworth	Edward Jones national BD	First Citizens Asset Management, Inc other	Other	Aug 9, 2016	Aug 10, 2016
Spencer K Dean	Pnc Capital Advisors LLC other	First Citizens Asset Management, Inc other	Other	Apr 4, 2016	Jan 23, 2017 (294 d)
Jeffrey Bruce Knight	Suntrust Investment Services, Inc. other	First Citizens Asset Management, Inc other	Other	Dec 16, 2014	Dec 23, 2014
Joshua Ben Voisine	Pnc Wealth Management other	First Citizens Asset Management, Inc other	Other	Sep 27, 2013	Oct 30, 2013 (33 d)
Aaron Benjamin Justice	Wells Fargo Advisors wirehouse	First Citizens Asset Management, Inc other	Other	Jul 30, 2013	Sep 19, 2013 (51 d)
Norman Edward Kirkwood	Suntrust Investment Services, Inc. other	First Citizens Asset Management, Inc other	Other	Jul 12, 2013	Jul 31, 2013
David Warren Lobeck	Stancorp Investment Advisers, Inc. other	First Citizens Asset Management, Inc BD affiliated	Other	Jan 11, 2013	Apr 1, 2024 (4098 d)
Daniel Gregory Smith	Bb&T Investment Services, Inc. no RAUM	First Citizens Asset Management, Inc other	Other	Sep 19, 2012	Dec 10, 2012 (82 d)
Susan Ann Campion	Wells Fargo Advisors wirehouse	First Citizens Asset Management, Inc other	Other	Jun 1, 2012	Jul 31, 2012 (60 d)
David P Haverstick	Valic Financial Advisors, Inc. other	First Citizens Asset Management, Inc other	Other	May 24, 2012	Jul 31, 2012 (68 d)
Paul Joseph Bopp	Bb&T Investment Services, Inc. no RAUM	First Citizens Asset Management, Inc other	Other	Apr 11, 2012	Jul 31, 2012 (111 d)
Brett Adam Blankenship	Morgan Keegan & Company, LLC other	First Citizens Asset Management, Inc other	Other	Mar 31, 2012	Mar 20, 2013 (354 d)
Robert Banish	Waddell & Reed other	First Citizens Asset Management, Inc other	Other	Dec 22, 2011	Dec 20, 2011
Stefan Alan Fencl	Capital Advisors Group, Inc other	First Citizens Asset Management, Inc other	Other	Sep 7, 2011	Dec 5, 2016 (1916 d)
Allison Hope Gregory	Suntrust Investment Services, Inc. other	First Citizens Asset Management, Inc other	Other	May 13, 2011	Apr 16, 2012 (339 d)
Justin S Cobb	Suntrust Investment Services, Inc. other	First Citizens Asset Management, Inc other	Other	Feb 11, 2011	Feb 14, 2011
Phillip Evans Neuhart	Morgan Stanley & Co. LLC unclassified	First Citizens Asset Management, Inc other	Other	Dec 31, 2010	Jan 20, 2017 (2212 d)
Willie Gunter Gholston	Bb&T Asset Management, Inc. unclassified	First Citizens Asset Management, Inc other	Other	Oct 27, 2010	Aug 9, 2017 (2478 d)
Michael Edward Felton	Bb&T Asset Management, Inc. unclassified	First Citizens Asset Management, Inc other	Other	Mar 26, 2010	Apr 12, 2010
Benjamin Bradstreet Frazier	Wells Fargo Advisors wirehouse	First Citizens Asset Management, Inc other	Other	Aug 28, 2009	Oct 19, 2009 (52 d)
Gregory Todd Risinger	Wells Fargo Advisors wirehouse	First Citizens Asset Management, Inc other	Other	May 27, 2009	May 27, 2009
Jennifer Lynn Weed	Wells Fargo Advisors wirehouse	First Citizens Asset Management, Inc other	Other	May 27, 2009	Nov 4, 2015 (2352 d)
Aaron Gray Cizon	Citigroup Global Markets Inc. other	First Citizens Asset Management, Inc other	Other	Mar 26, 2009	Mar 11, 2009
Jeffrey Stanton Stone	Waddell & Reed other	First Citizens Asset Management, Inc other	Other	Feb 24, 2009	Mar 11, 2009
Ronald Lecoste Chapman	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	First Citizens Asset Management, Inc other	Other	Feb 3, 2009	Oct 18, 2012 (1353 d)
William Patrick Fair	Wells Fargo Advisors wirehouse	First Citizens Asset Management, Inc other	Other	Jan 21, 2009	Mar 11, 2009 (49 d)
Brian Morgan Talbert	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	First Citizens Asset Management, Inc other	Other	Oct 2, 2007	Mar 11, 2009 (526 d)
Noel Fields	Osaic Fs, Inc. other	First Citizens Asset Management, Inc other	Other	Jun 15, 2007	Mar 11, 2009 (635 d)
Robert Edward Spires	Wells Fargo Advisors wirehouse	First Citizens Asset Management, Inc other	Other	Jan 17, 2007	Jan 31, 2007
Karl Kilpatrick Mueller	Scott & Stringfellow, LLC other	First Citizens Asset Management, Inc mixed wealth	Other	Dec 20, 2006	Jan 2, 2026 (6953 d)
Paul Andrew Lehman	First Citizens Investor Services, Inc. other	First Citizens Asset Management, Inc other	Other	Dec 14, 2006	Aug 10, 2006
Timothy Ryan Calvert	Osaic Wealth, Inc. other	First Citizens Asset Management, Inc other	Other	Nov 6, 2006	Nov 1, 2006
Henry Albert Kowalewski	First Citizens Investor Services, Inc. other	First Citizens Asset Management, Inc other	Other	Nov 1, 2006	Nov 1, 2006
Charles Gardner Claus	First Citizens Investor Services, Inc. other	First Citizens Asset Management, Inc other	Other	Nov 1, 2006	Nov 1, 2006
Alicia Ann Zmuda	Bb&T Asset Management, Inc. unclassified	First Citizens Asset Management, Inc other	Other	Feb 22, 2006	Oct 6, 2006 (226 d)
Holli Michelle Milliken	Waddell & Reed other	First Citizens Asset Management, Inc other	Other	Jan 13, 2006	Nov 1, 2006 (292 d)

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60 moves match.