DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nationwide Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeanna Clark | Lfg Wealth Partners, LLC independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 25, 2026 | Aug 25, 2026 |
| Tonya Hammet Sax | Osaic Wealth, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Aug 11, 2026 |
| Kimberly Ann Hynes | Empower Advisory Group, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jun 12, 2026 |
| Kimberly Lynn Popoff | Voya Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Aug 19, 2026 (75 d) |
| Eric Francisco Alarcon-Fierro | Transamerica Retirement Advisors, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 30, 2026 |
| Sebastian A Cooper | Ernst & Young Investment Advisers Llp no RAUM | Nationwide Investment Advisors, LLC BD affiliated | Other | Jun 1, 2026 | Aug 14, 2026 (74 d) |
| Grace Geneva O'Mara | Nationwide Securities, LLC no RAUM | Nationwide Investment Advisors, LLC BD affiliated | Other | Apr 1, 2026 | Apr 1, 2026 |
| William Isaac Brown | Carson Advisory Group independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2026 | Mar 24, 2026 |
| Righetti Joseph | Nationwide Securities, LLC no RAUM | Nationwide Investment Advisors, LLC BD affiliated | Other | Mar 31, 2026 | Mar 31, 2026 |
| Lior Leonid Assa | Nationwide Securities, LLC no RAUM | Nationwide Investment Advisors, LLC BD affiliated | Other | Mar 31, 2026 | Mar 31, 2026 |
| Justin Steven Seidenwand | Nationwide Securities, LLC no RAUM | Nationwide Investment Advisors, LLC BD affiliated | Other | Mar 30, 2026 | Mar 26, 2026 |
| Jacob Barrera | Voya Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Apr 7, 2026 |
| Graham Scott Hickey | Ameriprise Financial Services, LLC national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | May 21, 2026 (76 d) |
| Rachel Estelle Bolen | Strategic Advisers LLC national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 11, 2026 |
| George Anthony Giolekas | Cetera Investment Advisers LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Jun 9, 2026 (98 d) |
| Elizabeth Valenzuela | Ameriprise Financial Services, LLC national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Mar 6, 2026 |
| Kristopher Allen Feldmeyer | Cetera Investment Advisers LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Feb 23, 2026 |
| Ella J Smith | Bolton Investment other | Nationwide Investment Advisors, LLC BD affiliated | Other | Jan 21, 2026 | Jun 22, 2026 (152 d) |
| Donald D Eschbach | Kisc, LLC unclassified | Nationwide Investment Advisors, LLC BD affiliated | Other | Dec 4, 2025 | Apr 6, 2026 (123 d) |
| Bobbi J Langan | Valic Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Dec 4, 2025 |
| Justin Timothy Bailey | Transamerica Retirement Advisors, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 30, 2025 |
| Lorraine Rodriguez | Strategic Advisers LLC national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Oct 14, 2025 |
| Luis Ervin | Strategic Advisers LLC national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Feb 23, 2026 (137 d) |
| Kimberly L Thomas | Valic Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Sep 24, 2025 |
| Justin Paul Clapp | Total Wealth Planning, LLC independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 16, 2025 | Dec 8, 2025 (83 d) |
| Sean M Czepiel | Rmr Wealth Builders, Inc. independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 13, 2025 | Sep 9, 2025 |
| Francisco Domingo Saavedra Pic | J.P. Morgan Securities LLC wirehouse | Nationwide Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 30, 2025 | Dec 26, 2025 (149 d) |
| Nathan Edward Shevelow | Huntington Financial Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Jul 22, 2025 |
| Elizabeth Trevino | Strategic Advisers LLC national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Jan 15, 2026 (267 d) |
| Kevin Jones | Edward Jones national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Apr 24, 2025 |
| Rance Edwards | J.P. Morgan Securities LLC wirehouse | Nationwide Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 15, 2025 | May 6, 2025 |
| Alpeshkumar R Patel | Fisher Investments independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2025 | Jun 17, 2025 (64 d) |
| Andre Antunes Reguinho | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nationwide Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2025 | Mar 17, 2025 |
| Thomas Erwin | Empower Advisory Group, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Dec 2, 2025 (319 d) |
| Jorge Aldana | Principal Advised Services BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Jul 17, 2026 (554 d) |
| Grace Geneva O'Mara | Townsend independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2024 | Jan 7, 2025 |
| James Patrick Brattensborg | Pruco Securities, LLC no RAUM | Nationwide Investment Advisors, LLC BD affiliated | Other | Dec 10, 2024 | Jul 2, 2025 (204 d) |
| Jasmine Adams | J.P. Morgan Securities LLC wirehouse | Nationwide Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 20, 2024 | Nov 7, 2024 |
| James Brennan | Morgan Stanley wirehouse | Nationwide Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 24, 2024 | Sep 30, 2024 |
| Robert Noel Grossman | Scottsdale Wealth Advisory LLC state registered | Nationwide Investment Advisors, LLC BD affiliated | Other | Sep 23, 2024 | Nov 6, 2024 (44 d) |
| Ethan L Rivera | Raymond James & Associates, Inc. national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2024 | Oct 9, 2024 |
| Tara Lavarias | Pruco Securities, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Oct 9, 2024 |
| Rachel Roher | Ascensus Investment Advisors, LLC institutional | Nationwide Investment Advisors, LLC BD affiliated | Other | Sep 4, 2024 | Feb 11, 2025 (160 d) |
| Jerel Gadberry | Thrivent Investment Management Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2024 | Aug 14, 2024 |
| Tashikko Jabril Heningburg | Ally Invest Advisors independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2024 | Jun 11, 2024 |
| Brian M Quinlin | Thrivent Investment Management Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2024 | May 7, 2024 (31 d) |
| Michael J Bobell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nationwide Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 19, 2024 | Mar 29, 2024 |
| Eric Coombs | Huntington Financial Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2024 | Feb 29, 2024 (56 d) |
| Emanuel Mahand | Pruco Securities, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Dec 19, 2023 |
| Joseph Robert Rossi | Charles Schwab & Co., Inc. national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Apr 3, 2024 (147 d) |
| Luis Adolfo Ricardo | Valic Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Oct 10, 2023 |
| Ashley Erin Gillespie | Huntington Financial Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Oct 18, 2023 |
| Malik Robinson | Mutual Of Omaha Investor Services, Inc. independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 7, 2023 | Feb 12, 2024 (158 d) |
| Blake Watson Price | Instrumental Wealth, LLC independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2023 | Sep 13, 2023 |
| Tyler Drew Wall | Human Interest Advisors LLC independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2023 | Jan 26, 2024 (177 d) |
| Jason Jon Dixon | Key Investment Services LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Oct 2, 2023 (63 d) |
| Phillip Anthony Carbajal | Missionsquare Retirement institutional | Nationwide Investment Advisors, LLC BD affiliated | Other | Jul 25, 2023 | Aug 3, 2023 |
| John Charles Brennan | Empower Advisory Group, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2023 | Aug 11, 2023 |
| Jakob Ryan Sweeney | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nationwide Investment Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 10, 2023 | Jul 10, 2023 |
| Elizabeth Ann Folland | Nationwide Securities, LLC no RAUM | Nationwide Investment Advisors, LLC BD affiliated | Other | Jun 20, 2023 | May 12, 2023 |
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300 moves match.