DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Nationwide Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin Paul Clapp | Nationwide Investment Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 10, 2026 |
| Dustin Glynn Kostalek | Nationwide Investment Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 20, 2026 |
| Gabriel Sedeno | Nationwide Investment Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Sep 8, 2026 (71 d) |
| Aaron Lee Pinion | Nationwide Investment Advisors, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | May 12, 2026 | May 13, 2026 |
| Joseph Dinaso | Nationwide Investment Advisors, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 12, 2026 | May 12, 2026 |
| Virginia Geddes | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2026 | May 22, 2026 |
| Dennison George Davis | Nationwide Investment Advisors, LLC BD affiliated | Trustage Investment Management institutional | Other | Apr 16, 2026 | May 7, 2026 |
| Patrick Bryan Burkhart | Nationwide Investment Advisors, LLC BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | May 1, 2026 |
| William Isaac Brown | Nationwide Investment Advisors, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | Mar 27, 2026 | Mar 30, 2026 |
| John Martin Chavez | Nationwide Investment Advisors, LLC BD affiliated | Multnomah Group, Inc. institutional | Other | Mar 24, 2026 | Mar 20, 2026 |
| Shirley Sheppard Mckinney | Nationwide Investment Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Apr 20, 2026 (40 d) |
| Jasmine Alicea | Nationwide Investment Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 17, 2026 |
| John Franklin Pyles | Nationwide Investment Advisors, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Mar 12, 2026 |
| Malik Robinson | Nationwide Investment Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Jan 7, 2026 |
| Kevin Lemuel Pittman | Nationwide Investment Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Feb 6, 2026 (91 d) |
| Tyler Drew Wall | Nationwide Investment Advisors, LLC BD affiliated | World Investment Advisors, LLC other | Other | Nov 7, 2025 | Nov 6, 2025 |
| Christopher A Tingley | Nationwide Investment Advisors, LLC BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Oct 27, 2025 | Feb 12, 2026 (108 d) |
| Hannah Malgapo Zuilan | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Nov 4, 2025 |
| Christopher Robert Sneed | Nationwide Investment Advisors, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Oct 27, 2025 | Dec 17, 2025 (51 d) |
| Allen Joseph Droste | Nationwide Investment Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Sep 12, 2025 |
| Bailey Domer | Nationwide Investment Advisors, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Oct 17, 2025 (38 d) |
| Lewis Jackson Grace | Nationwide Investment Advisors, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 28, 2025 |
| Jay Thomas Kirland | Nationwide Investment Advisors, LLC BD affiliated | Voya Retirement Advisors, LLC other | Other | Aug 4, 2025 | Aug 18, 2025 |
| Michael Lloyd Hawes | Nationwide Investment Advisors, LLC BD affiliated | Retirement Plan Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Jul 14, 2025 |
| Rochelle M. Davis | Nationwide Investment Advisors, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jun 27, 2025 | Dec 19, 2025 (175 d) |
| James Kevin Varnum | Nationwide Investment Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2025 | Jul 14, 2025 (53 d) |
| Geoffrey Flanders | Nationwide Investment Advisors, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 22, 2025 | May 23, 2025 |
| Emily C Knox | Nationwide Investment Advisors, LLC BD affiliated | Retirement Plan Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 2, 2025 | May 13, 2025 |
| Victor Bierman | Nationwide Investment Advisors, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | Apr 29, 2025 | Apr 29, 2025 |
| Carla Jones | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Mar 27, 2026 (352 d) |
| Jessica Ann Paretta | Nationwide Investment Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Sep 3, 2025 (156 d) |
| Kathleen Sparrow | Nationwide Investment Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 20, 2025 |
| Andrew Simms | Nationwide Investment Advisors, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 17, 2025 |
| Gregory Allen Davis | Nationwide Investment Advisors, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | Feb 21, 2025 | Feb 20, 2025 |
| Kevin John Mitchell | Nationwide Investment Advisors, LLC BD affiliated | Lji Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2025 | Apr 25, 2025 (80 d) |
| Grace Geneva O'Mara | Nationwide Investment Advisors, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | Jan 31, 2025 | Jan 31, 2025 |
| Lynne Celia | Nationwide Investment Advisors, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Feb 3, 2025 |
| Justin Timothy Bailey | Nationwide Investment Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Jun 12, 2025 (206 d) |
| Nicholas James Trout | Nationwide Investment Advisors, LLC BD affiliated | Voya Retirement Advisors, LLC other | Other | Nov 15, 2024 | Nov 19, 2024 |
| Kevin W Taylor | Nationwide Investment Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Oct 28, 2024 (39 d) |
| Steven Muller | Nationwide Investment Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2024 | Sep 30, 2024 |
| Jeffery R Howey | Nationwide Investment Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2024 | Jan 14, 2025 (165 d) |
| Matthew Lucas Brown | Nationwide Investment Advisors, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2024 | Dec 2, 2024 (136 d) |
| Douglas Eugene Allen | Nationwide Investment Advisors, LLC BD affiliated | John Hancock Personal Financial Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2024 | Jul 17, 2024 (35 d) |
| Isaac Aaron Wood | Nationwide Investment Advisors, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2024 | Feb 6, 2026 (604 d) |
| Jorge Aldana | Nationwide Investment Advisors, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2024 | Nov 7, 2024 (163 d) |
| Trevor Gregory Bych | Nationwide Investment Advisors, LLC BD affiliated | Mma Securities LLC no RAUM | Other | May 15, 2024 | Jun 3, 2024 |
| Janice Huey Wong | Nationwide Investment Advisors, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2024 | Dec 6, 2024 (226 d) |
| Jenna Rancourt | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2024 | May 23, 2024 (31 d) |
| Stephen Carrera | Nationwide Investment Advisors, LLC BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Apr 16, 2024 | Jun 10, 2024 (55 d) |
| Kevin Edward Sugermeyer | Nationwide Investment Advisors, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 26, 2024 |
| Jason Armando Vazquez | Nationwide Investment Advisors, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | Feb 14, 2024 | Feb 14, 2024 |
| Lonnie Rodriguez | Nationwide Investment Advisors, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Dec 18, 2023 |
| Steven Mark Horton | Nationwide Investment Advisors, LLC BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Mar 25, 2024 (110 d) |
| Amy B Lillis-Konopacki | Nationwide Investment Advisors, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Apr 9, 2024 (176 d) |
| Mark Felice | Nationwide Investment Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Jul 25, 2025 (674 d) |
| Jeanpierre Holland | Nationwide Investment Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2023 | Oct 4, 2023 |
| Stefanie L Blackwood | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2023 | Sep 20, 2023 (34 d) |
| George Mason Williams | Nationwide Investment Advisors, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Aug 9, 2023 | Nov 24, 2024 (473 d) |
| Richard John Denardi | Nationwide Investment Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2023 | Jul 21, 2023 |
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295 moves match.