DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gradient Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Blake Plain | Integrity Alliance, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2026 | Sep 10, 2026 |
| Lara Marie Herron | New Frontier Wealth Management state registered | Gradient Advisors, LLC independent RIA | Other | Jun 26, 2026 | Jul 1, 2026 |
| Michael Alan Herron | New Frontier Wealth Management state registered | Gradient Advisors, LLC independent RIA | Other | Jun 26, 2026 | Jul 1, 2026 |
| Anthony Louis Fontana | Brookstone Wealth Advisors, LLC no RAUM | Gradient Advisors, LLC independent RIA | Other | Mar 27, 2026 | Mar 27, 2026 |
| Mary Elaine Lanterman | Brookstone Capital Management LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Feb 26, 2026 | Feb 26, 2026 |
| Christopher Kelly Barton | Jehm Wealth & Retirement, LLC state registered | Gradient Advisors, LLC independent RIA | Other | Jan 16, 2026 | Apr 10, 2026 (84 d) |
| Jordan David Wright | Bankers Life Advisory Services, Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2026 | Jan 30, 2026 |
| Mark Steven Robinson | Ria Advisory Group, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Nov 20, 2025 | Apr 22, 2026 (153 d) |
| Ernest Miller | Thrivent Investment Management Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2025 | Jan 15, 2026 (78 d) |
| Tyler Patrick Ellegard | Gradient Investments, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Oct 6, 2025 | Oct 15, 2025 |
| Christian Aaron Stake | Baynes Investment Counsel LLC state registered | Gradient Advisors, LLC independent RIA | Other | Oct 3, 2025 | Nov 17, 2025 (45 d) |
| Jaime Rochelle Ragins | Midwest Financial Network, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Oct 1, 2025 | Nov 17, 2025 (47 d) |
| Jon Anthony Hoyle | Zero Day Capital Enterprises LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Aug 15, 2025 | Apr 28, 2026 (256 d) |
| Michael Andrew Seidler | Bankers Life Advisory Services, Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2025 | Oct 2, 2025 (49 d) |
| Stuart Mathew Hunsicker | Foundations Investment Advisors LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Aug 8, 2025 | Aug 12, 2025 |
| Peter Julian Taurinskas | Ten Point Wealth Management, LLC unclassified | Gradient Advisors, LLC independent RIA | Other | Aug 1, 2025 | Jun 16, 2025 |
| Mark Gordon Huhta | Desert Rose Capital Management, Inc. independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jul 23, 2025 | Jun 23, 2025 |
| Robert Leroy Gardner | Ip Financial Advisory Services LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jun 10, 2025 | Apr 23, 2025 |
| Christopher Henry King | MML Investors Services, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2025 | Jun 27, 2025 (43 d) |
| Robert Mark Cerrito | Wealth Watch Advisors, Inc independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Apr 9, 2025 | Apr 7, 2025 |
| Michael Nigel Fusella Valdez | Prosperity Capital Advisors independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Apr 7, 2025 | Apr 15, 2025 |
| John Anthony Sicola | Ae Wealth Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Mar 28, 2025 | May 5, 2025 (38 d) |
| Bradley Shawn Tunnell | Brookstone Capital Management LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Feb 19, 2025 | Feb 19, 2025 |
| Shannon Nicole Gligora | Encompass More Asset Management LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Feb 11, 2025 | Feb 18, 2025 |
| Ryan Allen Jackson | Cooper Financial Investments, LLC state registered | Gradient Advisors, LLC independent RIA | Other | Feb 10, 2025 | Feb 26, 2025 |
| Steven Harverd Greig | Creativeone Wealth, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jan 28, 2025 | Jan 15, 2025 |
| Mark Scott Schulte | Dyche, Riley, & Selman Wealth Management independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jan 23, 2025 | Dec 26, 2024 |
| Felipe Baeza Correa | Integrity Alliance, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Jan 2, 2025 |
| Thomas Castrovinci | MML Investors Services, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Mar 10, 2025 (69 d) |
| Justin Jay Stanfill | Wealth Watch Advisors, Inc independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Dec 19, 2024 | Jan 7, 2025 |
| Audrey Moxon West | Foundations Investment Advisors LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Oct 30, 2024 | Oct 25, 2024 |
| Kerin Marie Clark | Pruco Securities, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2024 | Sep 20, 2024 |
| Mark Allan Augustsson | Transparent Wealth Management, LLC unclassified | Gradient Advisors, LLC independent RIA | Other | Sep 19, 2024 | Sep 20, 2024 |
| Neal Gordon Huffman | Royal Fund Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Sep 3, 2024 | Sep 4, 2024 |
| Ricardo Fabian Gonzales | Familywealth mixed wealth | Gradient Advisors, LLC independent RIA | RIA to RIA | Jul 24, 2024 | Jul 27, 2024 |
| Ziaul Islam Khondker | Park Avenue Securities LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2024 | Oct 14, 2024 (91 d) |
| Chad Allen Heberly | Ameriprise Financial Services, LLC national BD | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2024 | Jun 16, 2026 (707 d) |
| Adam Nidal Naser | Ae Wealth Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jul 9, 2024 | Jul 31, 2024 |
| Ryan Christian O'Connor | Ae Wealth Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jul 9, 2024 | Jul 31, 2024 |
| Rhonda Kim Fisher | Secure Financial Solutions, Inc. unclassified | Gradient Advisors, LLC independent RIA | Other | Jun 26, 2024 | Jun 14, 2024 |
| Michael Charles Milner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Gradient Advisors, LLC independent RIA | Wirehouse to independent RIA | Jun 4, 2024 | Jan 26, 2026 (601 d) |
| John Allen Carruthers | Fidelity Personal And Workplace Advisors BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | Apr 25, 2024 |
| Stephen June Ting | Lifepro Asset Management independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Apr 2, 2024 | Jan 1, 2025 (274 d) |
| Leon Martez Grove | Sequent Planning, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Apr 1, 2024 | May 22, 2024 (51 d) |
| Thomas Isaac Blake | Ae Wealth Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2024 | May 14, 2024 (49 d) |
| Yvette Spillman | Secure Investment Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Mar 14, 2024 | May 23, 2024 (70 d) |
| Casey Patrick Mccarty | Cetera Investment Advisers LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2024 | May 3, 2024 (60 d) |
| Aaron Keith Ulrich | Ae Wealth Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 29, 2024 | Apr 15, 2024 (46 d) |
| Matthew Robert Engstrom | Ameriprise Financial Services, LLC national BD | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2024 | Apr 23, 2024 (104 d) |
| Neil Frederick Fenning | Decker Retirement Planning Inc. independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jan 5, 2024 | Mar 4, 2024 (59 d) |
| Mark Andrew Nagy | Grand Lake Insurance Ria Mark Nagy Sole Proprietor unclassified | Gradient Advisors, LLC independent RIA | Other | Dec 21, 2023 | Dec 22, 2023 |
| Terry Alan Pigeon | Transamerica Financial Advisors, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2023 | Jan 26, 2024 (38 d) |
| Martina Marie Mason | Sound Income Strategies, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Dec 10, 2023 | Feb 6, 2024 (58 d) |
| Brian Joseph Godfrey | Sequent Planning, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Dec 8, 2023 | Dec 7, 2023 |
| Andrew Chancellor Cooke | The Retirement Smith LLC state registered | Gradient Advisors, LLC independent RIA | Other | Dec 8, 2023 | Aug 8, 2025 (609 d) |
| David George Hohl | Transamerica Financial Advisors, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2023 | Jun 6, 2024 (185 d) |
| William Brandon Gonzales | Regal Investment Advisors LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2023 | Nov 30, 2023 |
| Michele Lee Farrell | Oregon Pacific Financial Advisors Inc independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Nov 21, 2023 | Jan 8, 2025 (414 d) |
| Joseph Henry Lux | Blackridge Asset Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Aug 7, 2024 (306 d) |
| Robert Grundy Wheeler | The Robert G. Wheeler Capital Management Company, Inc. unclassified | Gradient Advisors, LLC independent RIA | Other | Sep 21, 2023 | Jun 29, 2026 (1012 d) |
Page 1 of 5Next
268 moves match.