DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Prosperity Capital Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Troy Lane Stine | Prosperity Capital Advisors independent RIA | Triad Wealth Partners, LLC independent RIA | RIA to RIA | Sep 11, 2026 | Sep 11, 2026 |
| Ebony Rideau | Prosperity Capital Advisors independent RIA | Triad Wealth Partners, LLC independent RIA | RIA to RIA | Sep 11, 2026 | Sep 11, 2026 |
| Adam Spencer Carey | Prosperity Capital Advisors independent RIA | Blueprint Financial Advisors independent RIA | RIA to RIA | Jul 16, 2026 | Aug 28, 2026 (43 d) |
| Jude Harvey Wilson | Prosperity Capital Advisors independent RIA | Centrus Financial Strategies no RAUM | RIA to a newly registered adviser | May 27, 2026 | Mar 16, 2026 |
| Peter Charles Lynch | Prosperity Capital Advisors independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Apr 23, 2026 | Apr 24, 2026 |
| Corey Joseph Shevlin | Prosperity Capital Advisors independent RIA | Sound Income Strategies, LLC independent RIA | RIA to RIA | Apr 23, 2026 | Apr 24, 2026 |
| Conrad Brian Levesque | Prosperity Capital Advisors independent RIA | Savvy independent RIA | RIA to RIA | Mar 18, 2026 | May 18, 2026 (61 d) |
| Richard Gustafson | Prosperity Capital Advisors independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Feb 18, 2026 | Feb 23, 2026 |
| Emily Ann Agresta | Prosperity Capital Advisors independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 30, 2026 | Feb 6, 2026 |
| Donald Fruehauf Chamberlin | Prosperity Capital Advisors independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 22, 2025 |
| Scott Christopher Nolen | Prosperity Capital Advisors independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 19, 2025 |
| Jerod Luke Bland | Prosperity Capital Advisors independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 23, 2025 |
| Joshua Eric Reesman | Prosperity Capital Advisors independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 19, 2025 |
| Donald Fruehauf Chamberlin | Prosperity Capital Advisors independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 19, 2025 |
| Amos Madison | Prosperity Capital Advisors independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 23, 2025 |
| Giovanni Thomas Ferrara | Prosperity Capital Advisors independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 19, 2025 |
| Thomas Joseph Ponce | Prosperity Capital Advisors independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 19, 2025 |
| Isaac Butler | Prosperity Capital Advisors independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 23, 2025 |
| Jeremiah Stephen Skaggs | Prosperity Capital Advisors independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 23, 2025 |
| Brendan P. Kelly | Prosperity Capital Advisors independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 19, 2025 |
| Jordan Daniel Knapke | Prosperity Capital Advisors independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 23, 2025 |
| Cherish Ruby Grey | Prosperity Capital Advisors independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2025 | Sep 23, 2025 |
| Justin Dulle | Prosperity Capital Advisors independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 15, 2025 | Dec 1, 2025 (77 d) |
| Matthew Alexander Losse | Prosperity Capital Advisors independent RIA | Fefa Financial independent RIA | RIA to RIA | Sep 15, 2025 | Jan 8, 2026 (115 d) |
| Elliot Keenan Rybak | Prosperity Capital Advisors independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 15, 2025 | Jan 7, 2026 (114 d) |
| Derrick Jovon Gray Gibbs | Prosperity Capital Advisors independent RIA | Hdq Wealth state registered | RIA to a state-registered adviser | Sep 2, 2025 | Sep 4, 2025 |
| Eric Michael Langenfeld | Prosperity Capital Advisors independent RIA | Maripau Wealth Management LLC independent RIA | RIA to RIA | Aug 18, 2025 | Nov 19, 2025 (93 d) |
| Stephen Bene | Prosperity Capital Advisors independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | May 19, 2025 | May 28, 2025 |
| Jeffrey Costello | Prosperity Capital Advisors independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | May 19, 2025 | May 28, 2025 |
| Michael Nigel Fusella Valdez | Prosperity Capital Advisors independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Apr 7, 2025 | Apr 15, 2025 |
| Allen Lee Sasser | Prosperity Capital Advisors independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 26, 2025 | Jun 2, 2025 (68 d) |
| Matthew Brent Longland | Prosperity Capital Advisors independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Jan 15, 2025 | Jan 15, 2025 |
| Paul Anthony Finocchiaro | Prosperity Capital Advisors independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Oct 30, 2025 (301 d) |
| John Francis Woodard | Prosperity Capital Advisors independent RIA | Alphastar Capital Management independent RIA | RIA to RIA | Oct 31, 2024 | Jul 24, 2025 (266 d) |
| David B Panko | Prosperity Capital Advisors independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2024 | Nov 25, 2024 (119 d) |
| Amanda Christine Paliska | Prosperity Capital Advisors independent RIA | Peak Retirement Planning, Inc. independent RIA | RIA to RIA | Apr 29, 2024 | Aug 7, 2024 (100 d) |
| Hallie Swayze Marshall | Prosperity Capital Advisors independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2024 | Apr 24, 2024 |
| Jared Michael Van Slyke | Prosperity Capital Advisors independent RIA | Keb Wealth Advisors independent RIA | RIA to RIA | Mar 25, 2024 | Jun 20, 2024 (87 d) |
| Jonathan Howard Jarvis | Prosperity Capital Advisors independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 13, 2023 | Feb 5, 2024 (115 d) |
| Michael A Rahbari | Prosperity Capital Advisors independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2023 | May 8, 2024 (243 d) |
| Patrick J May | Prosperity Capital Advisors independent RIA | Vantage Point Financial, LLC independent RIA | RIA to RIA | Jun 30, 2023 | Aug 17, 2023 (48 d) |
| Brandon Hasting Williams | Prosperity Capital Advisors independent RIA | Integrated Planning LLC state registered | RIA to a state-registered adviser | Apr 17, 2023 | Apr 14, 2023 |
| Haley Anne Culp | Prosperity Capital Advisors independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2023 | Dec 7, 2023 (234 d) |
| Ronald William Guay | Prosperity Capital Advisors independent RIA | Falcon Wealth Planning, Inc. independent RIA | RIA to RIA | Mar 2, 2023 | Nov 10, 2025 (984 d) |
| James Anton Young | Prosperity Capital Advisors independent RIA | Jye Wealth Advisors, LLC state registered | RIA to a state-registered adviser | Jan 3, 2023 | Sep 22, 2023 (262 d) |
| Tracy L. Rosenau | Prosperity Capital Advisors independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2022 | Apr 3, 2023 (154 d) |
| Anthony John Greniuk | Prosperity Capital Advisors independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 23, 2022 | Jul 25, 2022 (32 d) |
| Jeremy David Bryant | Prosperity Capital Advisors independent RIA | Redwood Private Wealth independent RIA | RIA to RIA | Jun 16, 2022 | Jun 16, 2022 |
| Trevor John Czerniejewski | Prosperity Capital Advisors independent RIA | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | May 16, 2022 | Jun 17, 2022 (32 d) |
| Jeremy Raymond Reiland | Prosperity Capital Advisors independent RIA | Vantage Point Financial, LLC independent RIA | RIA to RIA | Mar 23, 2022 | Aug 16, 2021 |
| Stephen Michael Chanez | Prosperity Capital Advisors independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 30, 2021 | Nov 29, 2021 |
| Ross Ryan | Prosperity Capital Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 14, 2021 | Oct 22, 2021 (100 d) |
| Dipen Kishore Mehta | Prosperity Capital Advisors independent RIA | Invst, LLC independent RIA | RIA to RIA | May 3, 2021 | Jul 16, 2021 (74 d) |
| Levi Bunkers | Prosperity Capital Advisors independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2021 | Apr 13, 2021 |
| Joshua E Anderson | Prosperity Capital Advisors independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 15, 2021 |
| Jason Thomas King | Prosperity Capital Advisors independent RIA | Oakwood Capital, Inc. other | Other | Jul 6, 2020 | Jul 2, 2020 |
| Douglas Stephan King | Prosperity Capital Advisors independent RIA | Oakwood Capital, Inc. other | Other | Jun 17, 2020 | Apr 30, 2020 |
| William David Richardson | Prosperity Capital Advisors independent RIA | Oakwood Capital, Inc. other | Other | May 4, 2020 | May 27, 2020 |
| Reno John Frazzitta | Prosperity Capital Advisors independent RIA | Smart Money Financial Advisors, LLC state registered | RIA to a state-registered adviser | Apr 2, 2020 | Jan 3, 2020 |
| Philip Jeffrey Lee | Prosperity Capital Advisors independent RIA | Cas Wealth Strategies LLC unclassified | Other | Jan 10, 2020 | Jan 8, 2020 |
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79 moves match.