DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Prosperity Capital Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Caleb Luke Christian | Granite Harbor Advisors, Inc. independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Jul 31, 2026 | Jan 27, 2026 |
| Shane James Clarke | Fsc Wealth Advisors, LLC independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Jun 1, 2026 | Sep 17, 2025 |
| Marci Hodge | Motiv8 Investments LLC independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Apr 30, 2026 | Apr 30, 2026 |
| Bernadette Marie Strout | Cetera Investment Advisers LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2026 | Jan 9, 2026 |
| Kelli A Buraglio | LPL Financial LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2025 | Feb 11, 2026 (68 d) |
| Richard Gustafson | M Holdings Securities, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Nov 8, 2023 |
| Danielle Farina D'Angiolillo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Prosperity Capital Advisors independent RIA | Wirehouse to independent RIA | Jul 8, 2025 | Aug 18, 2025 (41 d) |
| Robert Joseph Kramer | Spc BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2025 | May 27, 2025 |
| Melody Michele Lowe | Spc BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2025 | May 27, 2025 |
| Blake Allen Smith | Spc BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2025 | May 27, 2025 |
| Philip Brandt | Harbour Investments, Inc. independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Apr 21, 2025 | Apr 21, 2025 |
| John Brandon Bell | Bell Wealth Management, Inc. unclassified | Prosperity Capital Advisors independent RIA | Other | Mar 27, 2025 | Mar 31, 2025 |
| Adam Spencer Carey | International Assets Investment Management, LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2025 | Mar 10, 2025 |
| Stanley Donald Milovancev | Cbiz Investment Advisory Services, LLC institutional | Prosperity Capital Advisors independent RIA | Other | Dec 9, 2024 | Nov 24, 2025 (350 d) |
| Scott Vincent Kaup | Cetera Investment Advisers LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Jul 19, 2024 |
| Benjamin Joseph Kaup | Cetera Investment Advisers LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Jul 24, 2024 |
| Charles Ryan Ehrenfried | J. W. Cole Advisors, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2024 | May 24, 2024 |
| Grace Nicholson | Motiv8 Investments LLC independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | May 23, 2024 | May 6, 2024 |
| Maria Linda Kamin | Creative Planning Institutional Advisors, LLC institutional | Prosperity Capital Advisors independent RIA | Other | Apr 15, 2024 | Oct 2, 2025 (535 d) |
| Darrin Mitchel Mccomas | Abraham & Co., Inc. independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Apr 3, 2024 | Mar 11, 2024 |
| Ryan J Warner | Valor Capital Management, LLC asset manager | Prosperity Capital Advisors independent RIA | Other | Mar 29, 2024 | Jun 28, 2018 |
| Stephen Bene | M Holdings Securities, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2024 | Nov 9, 2023 |
| Jeffrey Costello | M Holdings Securities, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2024 | Nov 9, 2023 |
| Richard Thaddeus Lincoln | Osaic Wealth, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2024 | Mar 8, 2024 |
| Giancarlo Capodanno | Edelman Financial Engines mixed wealth | Prosperity Capital Advisors independent RIA | RIA to RIA | Feb 16, 2024 | Feb 5, 2024 |
| Kalem Joseph Mackey | Foundations Investment Advisors LLC independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Feb 7, 2024 | Oct 11, 2023 |
| Ryan Patrick Asher | Sovereign Financial Group, Inc. independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Jan 16, 2024 | Dec 22, 2025 (706 d) |
| Seth Ariel Meisler | Centura Wealth Advisory independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Jan 2, 2024 | Dec 26, 2023 |
| Troy Lane Stine | J. W. Cole Advisors, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2023 | Oct 24, 2023 |
| Paul Anthony Finocchiaro | Southshore Financial Planning state registered | Prosperity Capital Advisors independent RIA | Other | Sep 28, 2023 | Apr 5, 2024 (190 d) |
| Jude Harvey Wilson | J. W. Cole Advisors, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2023 | Sep 5, 2023 |
| Amanda Christine Paliska | Fidelity Personal And Workplace Advisors BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2023 | Sep 21, 2023 |
| Tyler Duane Huck | Kestra Advisory Services, LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2023 | Sep 13, 2023 (44 d) |
| Jason Andrew Cooper | Next Financial Group, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2023 | Jul 14, 2023 |
| Sarah Flanders Soria | Horace Mann Investors, Inc. no RAUM | Prosperity Capital Advisors independent RIA | Other | Jul 5, 2023 | Jun 30, 2023 |
| Timothy Paul Bogert | LPL Financial LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2023 | Jun 16, 2023 |
| Carol Ann Schmidlin | J. W. Cole Advisors, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2023 | Jun 16, 2023 |
| Elizabeth Larson | LPL Financial LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2023 | Jun 16, 2023 |
| Stephen Anthony Dellelo | Next Financial Group, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2023 | Jul 17, 2023 |
| Amos Madison | Wells Fargo Advisors wirehouse | Prosperity Capital Advisors independent RIA | Wirehouse to independent RIA | Jun 21, 2023 | Jan 19, 2024 (212 d) |
| Kurt M Arseneau | Api Financial Advisors, LLC independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Apr 4, 2023 | Jun 24, 2024 (447 d) |
| Joanna R Habegger | Invite Wealth Management unclassified | Prosperity Capital Advisors independent RIA | Other | Mar 31, 2023 | Aug 11, 2025 (864 d) |
| Timothy Joseph Haas | Lifepro Asset Management independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Mar 17, 2023 | Mar 20, 2023 |
| Sal Joseph Disalvo | Cetera Advisor Networks LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2023 | Jan 27, 2023 |
| Marie L Madarasz | Cetera Advisor Networks LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2023 | Jan 27, 2023 |
| Allen Lee Sasser | Petros Advisory Services, LLC unclassified | Prosperity Capital Advisors independent RIA | Other | Jan 13, 2023 | Jul 21, 2022 |
| William C Guthrie | Petros Advisory Services, LLC unclassified | Prosperity Capital Advisors independent RIA | Other | Jan 13, 2023 | Jul 21, 2022 |
| Jeannette Bajalia | Petros Advisory Services, LLC unclassified | Prosperity Capital Advisors independent RIA | Other | Jan 13, 2023 | Jul 20, 2022 |
| Luke W Ripienski | Principal Securities, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | Oct 5, 2022 |
| Gayle Marie Jendzejec | Esi Financial Advisors BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Aug 3, 2022 |
| Jonathan Howard Jarvis | Ameritas Advisory Services, LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2022 | Sep 14, 2022 (97 d) |
| Benjamin Roy | Spc BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2022 | May 16, 2022 |
| Thomas Joseph Ponce | Slagle Financial, LLC. independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Jan 31, 2022 | Jan 31, 2022 |
| Conrad Brian Levesque | Southport Capital independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Jan 5, 2022 | Jan 10, 2022 |
| Justin Brady Grossman | Equitable Advisors, LLC national BD | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2021 | Dec 9, 2021 |
| Hallie Swayze Marshall | Newedge Advisors BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2021 | Dec 6, 2021 (56 d) |
| Trevor John Czerniejewski | Edward Jones national BD | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2021 | Sep 27, 2021 |
| Keith U Heritage | Cetera Advisor Networks LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2021 | Sep 27, 2021 |
| Dipen Kishore Mehta | Protectio Investments unclassified | Prosperity Capital Advisors independent RIA | Other | Sep 21, 2021 | Jan 3, 2019 |
| Jerod Luke Bland | Wells Fargo Advisors wirehouse | Prosperity Capital Advisors independent RIA | Wirehouse to independent RIA | Sep 1, 2021 | Sep 13, 2021 |
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121 moves match.