DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Integrated Wealth Concepts LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hannah Keiko Perez | Kestra Private Wealth Services, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2026 | Sep 16, 2026 |
| Laura Elizabeth Warta | Keating Financial Advisory Services independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Sep 15, 2026 | Sep 15, 2026 |
| Bettie Claudette Zimmerman | Keating Financial Advisory Services independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Sep 15, 2026 | Sep 15, 2026 |
| James M. Mccann | Strategic Advisers LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2026 | Jul 15, 2026 |
| Ryan Conant | UBS Financial Services Inc. wirehouse | Integrated Wealth Concepts LLC independent RIA | Wirehouse to independent RIA | Jul 7, 2026 | Jul 16, 2026 |
| Mary Elizabeth Mclean | Hightower Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 6, 2026 |
| Gregory Ronald Bogdan | Hightower Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 6, 2026 |
| Samuel Albert Awad | Hightower Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 6, 2026 |
| Benjamin Edward Beech Audley | Hightower Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 6, 2026 |
| Caroline Mulcahy Shoener | Hightower Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 6, 2026 |
| Brady Wayne Peat | Hightower Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 6, 2026 |
| Taylor Alexander Nissi | Farther independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 2, 2026 | Jul 1, 2026 |
| Kyle Kosuke Ha'Aheo Caouette | Parallel Advisors, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jun 12, 2026 | Apr 16, 2026 |
| David Eric Appel | Integrity Alliance, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2026 | Jun 22, 2026 |
| Kelly Sarson Hudak | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2026 | May 7, 2026 |
| Kevin Patrick Connors | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2026 | May 7, 2026 |
| Tia Jay Mcnamara | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2026 | May 7, 2026 |
| Matthew P Antonellis | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2026 | May 7, 2026 |
| Robert J Pearl | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2026 | May 7, 2026 |
| Meghan Cruz | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2026 | May 12, 2026 |
| Courtney Dunnells | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2026 | May 7, 2026 |
| Marc Aaron Dangora | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2026 | May 12, 2026 |
| Taylor Keith Ranker | Questmont Virtual Family Office, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | May 14, 2026 | Mar 20, 2026 |
| Sonya Richelle Ranker | Questmont Virtual Family Office, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | May 14, 2026 | Mar 19, 2026 |
| William Joseph Tison | Questmont Virtual Family Office, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | May 14, 2026 | Mar 25, 2026 |
| David Roger Hunt | Milestone Wealth independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | May 11, 2026 | May 11, 2026 |
| Christopher Ryan House | Milestone Wealth independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | May 11, 2026 | May 11, 2026 |
| Robert Bryant Hough | Milestone Wealth independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | May 11, 2026 | May 11, 2026 |
| Megan Elizabeth Nielsen | Wealthspire Retirement Advisory institutional | Integrated Wealth Concepts LLC independent RIA | Other | May 8, 2026 | Apr 29, 2026 |
| Beltran Maroto Tobias | Focus Partners Wealth, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | May 7, 2026 | May 12, 2026 |
| John Connor Murtagh | The Clifford Group LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Apr 7, 2026 | Apr 10, 2026 |
| Erica Leeann Hinrichs | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2026 | Mar 27, 2026 |
| Darren Mitchell Levinthal | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2026 | Mar 27, 2026 |
| Kent Austin Zeidman | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2026 | Mar 27, 2026 |
| Cody Bartusiak | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2026 | Mar 27, 2026 |
| Jessica Elise Storey | Zevenbergen Capital Investments LLC other | Integrated Wealth Concepts LLC independent RIA | Other | Feb 13, 2026 | Jun 10, 2026 (117 d) |
| Jake Edward Ellis | Keating Financial Advisory Services institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 31, 2026 | Feb 9, 2026 |
| Joshua Paul Hill | Keating Financial Advisory Services institutional | Integrated Wealth Concepts LLC independent RIA | Other | Jan 8, 2026 | Jan 2, 2026 |
| Christopher C. Medeiros | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2026 | Jan 22, 2026 |
| Vincent Michael Esposito | Dynamic independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jan 2, 2026 | Dec 8, 2025 |
| Connor Francis Dolan | Dynamic independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jan 2, 2026 | Dec 8, 2025 |
| Olivia Marie Mary | Waterloo Capital independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jan 2, 2026 | Jun 5, 2026 (154 d) |
| Matthew Michael Nordmann | Osaic Wealth, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Dec 11, 2025 |
| Scott David Morrison | Osaic Wealth, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Dec 11, 2025 |
| Daniel Jackson | Fisher Investments independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Dec 10, 2025 | Jun 10, 2026 (182 d) |
| Matthew Haddock | Commonwealth Financial Network national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 18, 2025 |
| Jessica Leila Smith | Bankers Life Advisory Services, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2025 | Oct 31, 2025 |
| Bailey O'Brien Fielding | Dakota Wealth, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Sep 22, 2025 | Oct 15, 2025 |
| Samuel Christian Landphair-Henneke | Valeo Financial Advisors, LLC independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Sep 22, 2025 | Jun 5, 2026 (256 d) |
| Erwin Reguindin | Edward Jones national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2025 | Sep 12, 2025 |
| Sara Elizabeth Parrish | Equitable Advisors, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2025 | Sep 6, 2025 |
| Joseph Anthony Fabiano | Capital Analysts BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2025 | Nov 24, 2025 (97 d) |
| Avery E Dwyer | Ep Wealth Advisors independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 28, 2025 | Jul 25, 2025 |
| Anthony Gerard Hayden | Raymond James Financial Services Advisors, Inc BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Sep 15, 2026 (441 d) |
| Gregory P Hill | Raymond James Financial Services Advisors, Inc BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jan 2, 2026 (185 d) |
| James David Norton | Raymond James Financial Services Advisors, Inc BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jan 2, 2026 (185 d) |
| Jeffrey K Corey | Claro Advisors Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 1, 2025 | Mar 31, 2025 |
| Lincoln Ryder Hurney | Claro Advisors Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 1, 2025 | Apr 3, 2025 |
| Dennis James Prout | Cg Advisory Services independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Apr 2, 2025 | Feb 20, 2025 |
| Heidi Jane Cartwright | Cg Advisory Services independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Apr 2, 2025 | Feb 20, 2025 |
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273 moves match.