DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Integrated Wealth Concepts LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stewart Jay Weissman | Integrated Wealth Concepts LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 8, 2026 | Jun 8, 2026 |
| Tanner Lance Harris | Integrated Wealth Concepts LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | May 15, 2026 | Jun 22, 2026 (38 d) |
| Colby Dobrusin | Integrated Wealth Concepts LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2026 | Mar 19, 2026 |
| William John George | Integrated Wealth Concepts LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 24, 2025 | Dec 24, 2025 |
| Robert Shawn Sandrew | Integrated Wealth Concepts LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2025 | Jun 26, 2025 |
| David Alan Kaiser | Integrated Wealth Concepts LLC independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Apr 1, 2025 | Apr 2, 2025 |
| David James Petoskey | Integrated Wealth Concepts LLC independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Apr 1, 2025 | Mar 31, 2025 |
| Timothy Paul Lata | Integrated Wealth Concepts LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2025 | May 28, 2024 |
| Scott Edward Montgomery | Integrated Wealth Concepts LLC independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Apr 1, 2025 | Mar 31, 2025 |
| David Anthony Camilleri | Integrated Wealth Concepts LLC independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Apr 1, 2025 | Mar 31, 2025 |
| William Thomas Gibbons | Integrated Wealth Concepts LLC independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Apr 1, 2025 | Mar 31, 2025 |
| Julie Neff Keating | Integrated Wealth Concepts LLC independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Apr 1, 2025 | Mar 31, 2025 |
| Jason Louis Pivoz | Integrated Wealth Concepts LLC independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Apr 1, 2025 | Mar 31, 2025 |
| David John Stuehling | Integrated Wealth Concepts LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jan 6, 2025 | Jan 2, 2025 |
| David Dahl | Integrated Wealth Concepts LLC independent RIA | American Portfolios Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Aug 28, 2024 | Sep 13, 2024 |
| Michael Elias Houssan | Integrated Wealth Concepts LLC independent RIA | The Ameriflex Group BD affiliated | RIA to affiliated broker-dealer or bank | Aug 23, 2024 | Sep 25, 2024 (33 d) |
| John Thomas Lian | Integrated Wealth Concepts LLC independent RIA | The Ameriflex Group BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2024 | Aug 20, 2024 |
| David Richard Ojerholm | Integrated Wealth Concepts LLC independent RIA | The Ameriflex Group BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2024 | Sep 24, 2024 (35 d) |
| Jayson Allen Fradenburg | Integrated Wealth Concepts LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 8, 2024 | May 2, 2024 (55 d) |
| Ryan R Wells | Integrated Wealth Concepts LLC independent RIA | Divergent Capital Asset Management LLC state registered | RIA to a state-registered adviser | Jan 25, 2024 | Feb 24, 2025 (396 d) |
| Gregory John Jackey | Integrated Wealth Concepts LLC independent RIA | Axion Wealth Advisors state registered | RIA to a state-registered adviser | Dec 21, 2023 | Oct 17, 2025 (666 d) |
| Mark Stern | Integrated Wealth Concepts LLC independent RIA | Stone Ridge Advisors no RAUM | RIA to a newly registered adviser | Dec 20, 2023 | Oct 13, 2023 |
| William Thomas Schoffelman | Integrated Wealth Concepts LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 14, 2023 | Feb 21, 2025 (435 d) |
| John Gennaro Cataldo | Integrated Wealth Concepts LLC independent RIA | Bolton Global Asset Management mixed wealth | RIA to RIA | Dec 12, 2023 | Jan 2, 2024 |
| Beverly Sue Robinson | Integrated Wealth Concepts LLC independent RIA | Axion Wealth Advisors state registered | RIA to a state-registered adviser | Nov 1, 2023 | Nov 13, 2023 |
| Catherine Dale Bearce | Integrated Wealth Concepts LLC independent RIA | Fourstar Wealth Advisors, LLC independent RIA | RIA to RIA | May 16, 2023 | Jun 7, 2023 |
| Teresa E King | Integrated Wealth Concepts LLC independent RIA | Fourstar Wealth Advisors, LLC independent RIA | RIA to RIA | May 16, 2023 | May 17, 2023 |
| Kevin Michael Boss | Integrated Wealth Concepts LLC independent RIA | Boss Financial Strategies, LLC state registered | RIA to a state-registered adviser | Feb 24, 2023 | Feb 28, 2023 |
| Michael Neil Wallander | Integrated Wealth Concepts LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 3, 2023 | Jan 6, 2023 |
| Patrick Ronald Davis | Integrated Wealth Concepts LLC independent RIA | Sequentis Capital LLC independent RIA | RIA to RIA | Jan 27, 2023 | Feb 7, 2023 |
| Hector Del Castillo | Integrated Wealth Concepts LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2023 | Jul 24, 2023 (202 d) |
| Justin D Walsh | Integrated Wealth Concepts LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2022 | Jan 3, 2023 (35 d) |
| Austin Fitzpatrick | Integrated Wealth Concepts LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 1, 2022 | Nov 9, 2022 |
| John Joseph Verrengia | Integrated Wealth Concepts LLC independent RIA | Lattanzi Financial Services LLC state registered | RIA to a state-registered adviser | Oct 7, 2022 | Oct 25, 2022 |
| Jason M Catlender | Integrated Wealth Concepts LLC independent RIA | New Edge Wealth independent RIA | RIA to RIA | Jul 5, 2022 | Jul 6, 2022 |
| Thomas Richard Sawyer | Integrated Wealth Concepts LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 28, 2022 | Apr 28, 2022 (59 d) |
| Alex Bedo Chalekian | Integrated Wealth Concepts LLC independent RIA | Lake Avenue Financial LLC no RAUM | RIA to a newly registered adviser | Oct 15, 2021 | Jan 3, 2022 (80 d) |
| Alex Zepkowski | Integrated Wealth Concepts LLC independent RIA | Lake Avenue Financial LLC no RAUM | RIA to a newly registered adviser | Oct 15, 2021 | Aug 6, 2021 |
| Kent Katsuo Tanaka | Integrated Wealth Concepts LLC independent RIA | Perennial Financial Services independent RIA | RIA to RIA | Oct 5, 2021 | Jan 2, 2026 (1550 d) |
| Carly Marie Jeavons | Integrated Wealth Concepts LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2021 | Jun 18, 2021 |
| Kyle Martin Fritz | Integrated Wealth Concepts LLC independent RIA | Sheets Smith Investment Management, LLC independent RIA | RIA to RIA | Jun 30, 2021 | Sep 24, 2021 (86 d) |
| Jacob Bradley Telleria | Integrated Wealth Concepts LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2021 | Jun 29, 2023 (897 d) |
| Saleah Terese Hewitt | Integrated Wealth Concepts LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 7, 2021 | Dec 24, 2020 |
| Kathleen Marie Baez | Integrated Wealth Concepts LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 7, 2021 | Jan 4, 2021 |
| Christopher Carreon | Integrated Wealth Concepts LLC independent RIA | Falcon Wealth Planning, Inc. independent RIA | RIA to RIA | Dec 16, 2020 | Apr 14, 2021 (119 d) |
| Mark William Scionti | Integrated Wealth Concepts LLC independent RIA | M3 Advisory Group, LLC other | Other | Mar 31, 2020 | Feb 20, 2020 |
| Mahes William Prasad | Integrated Wealth Concepts LLC independent RIA | Juncture Wealth Advisors, LLC no RAUM | RIA to a newly registered adviser | Feb 21, 2020 | Sep 16, 2020 (208 d) |
| Stephen Nicholas Colantuono | Integrated Wealth Concepts LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2019 | Dec 1, 2019 |
| Frederick William Jackson | Integrated Wealth Concepts LLC independent RIA | 1st Global Advisors Inc BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2019 | Oct 18, 2019 (37 d) |
| Timothy Joseph Haas | Integrated Wealth Concepts LLC independent RIA | Lifepro Asset Management independent RIA | RIA to RIA | Jul 10, 2019 | Jul 1, 2019 |
| Michael T Westwick | Integrated Wealth Concepts LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2019 | May 22, 2019 |
| Peter Vang | Integrated Wealth Concepts LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | May 22, 2019 | Jun 12, 2019 |
| Allen Kellam Ayers | Integrated Wealth Concepts LLC independent RIA | Bestgate Wealth Advisors, LLC independent RIA | RIA to RIA | Feb 19, 2019 | Jun 17, 2019 (118 d) |
| Nicholas Joseph Colantuono | Integrated Wealth Concepts LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Nov 26, 2018 | Nov 27, 2017 |
| John Stephen Kostukovich | Integrated Wealth Concepts LLC independent RIA | Vicus Capital, Inc. independent RIA | RIA to RIA | Sep 6, 2018 | Oct 3, 2018 |
| Andrew Wayne Kern | Integrated Wealth Concepts LLC independent RIA | Vicus Capital, Inc. independent RIA | RIA to RIA | Sep 6, 2018 | Sep 4, 2018 |
| Wendy Karkoska | Integrated Wealth Concepts LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Sep 4, 2018 | Nov 27, 2018 (84 d) |
| Kyle E. Orlinski | Integrated Wealth Concepts LLC independent RIA | Bb&T Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 15, 2018 | Jun 5, 2018 |
| Jennifer Jill Anderson | Integrated Wealth Concepts LLC other | The Patriot Financial Group, LLC other | Other | Jan 2, 2018 | Feb 27, 2018 (56 d) |
| Timothy Boyle Murphy | Integrated Wealth Concepts LLC other | Voya Financial Advisors, Inc. other | Other | Dec 18, 2017 | Jan 23, 2018 (36 d) |
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61 moves match.