DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stirlingshire Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Candice Lee Gilman | Sofi Wealth LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2026 | Aug 5, 2026 |
| David L Rutan | Fisher Investments independent RIA | Stirlingshire Investments independent RIA | RIA to RIA | May 4, 2026 | Jul 20, 2026 (77 d) |
| Evan Mitchell | Bankers Life Advisory Services, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2026 | Mar 25, 2026 |
| Demetrio Joselito Munoz | Oneamerica Securities, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | Mar 25, 2026 |
| Emily Nicole Sibert | Oneamerica Securities, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | Apr 6, 2026 |
| Thomas Erwin Munker | Creativeone Securities, LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2025 | Dec 17, 2025 |
| Virendra Singh Tavathia | MML Investors Services, LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2025 | Jan 14, 2026 (42 d) |
| Daniel Wesley Prevett | Capstone Wealth Advisors, LLC state registered | Stirlingshire Investments independent RIA | Other | Nov 24, 2025 | Nov 19, 2025 |
| Hylton Davis | Primerica Advisors national BD | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2025 | Jun 24, 2025 |
| David Joseph Lazzaro | Money Concepts Advisory Service BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 | Jun 9, 2025 |
| Jared Goldstine | Park Avenue Securities LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2025 | May 9, 2025 |
| Robert Michael Troyano | Grove Point Advisors, LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2025 | May 9, 2025 |
| Kevin Patrick Adam | Lincoln Investment independent RIA | Stirlingshire Investments independent RIA | RIA to RIA | Mar 3, 2025 | May 9, 2025 (67 d) |
| Kevin Dennis Meyer | Equitable Advisors, LLC national BD | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2025 | Feb 24, 2025 |
| Jennifer Aguirre | Foundations Investment Advisors LLC independent RIA | Stirlingshire Investments independent RIA | RIA to RIA | Feb 14, 2025 | May 10, 2025 (85 d) |
| Jason J Belyea | Osaic Institutions, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2025 | Jun 13, 2025 (134 d) |
| Helen Dao | Money Concepts Advisory Service BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2024 | Nov 20, 2024 |
| Tracy Allan Schaff | Allstate Financial Advisors, LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2024 | Oct 17, 2024 |
| Randall Todd Fulks | Osaic Wealth, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Jul 1, 2026 (624 d) |
| Hannah Kim Thieneman | Valeo Financial Advisors, LLC independent RIA | Stirlingshire Investments independent RIA | RIA to RIA | Jun 6, 2024 | Jun 2, 2024 |
| David Block | Ip Financial Advisory Services LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2024 | May 28, 2024 |
| Nicole Lee Marie Guimonds | Fisher Investments independent RIA | Stirlingshire Investments independent RIA | RIA to RIA | Apr 24, 2024 | Jul 1, 2024 (68 d) |
| Richard Scott Debono | Next Financial Group, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2024 | Mar 14, 2024 |
| Kyle Thomas Cronan | Oneamerica Securities, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2024 | Mar 14, 2024 |
| Douglas Dean Shaffer | Valic Financial Advisors, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2024 | Feb 20, 2024 |
| John Polemis | Park Avenue Securities LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Mar 18, 2024 |
| Eva Valentine | Pruco Securities, LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2024 | Mar 27, 2024 |
| David John Gluckle | Money Concepts Advisory Service BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2024 | Feb 22, 2024 |
| David Andrew Paul | Golden Reserve Retirement, LLC independent RIA | Stirlingshire Investments independent RIA | RIA to RIA | Feb 20, 2024 | Jun 11, 2024 (112 d) |
| Joshua A Hutt | Charles Schwab & Co., Inc. national BD | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2024 | May 22, 2024 (103 d) |
| Andrew J Gersbach | Hornor, Townsend & Kent, LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Apr 3, 2024 (62 d) |
| Mark David Alarie | Primerica Advisors national BD | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2024 | Feb 2, 2024 |
| Keithia D-Great | Primerica Advisors national BD | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Dec 4, 2024 (339 d) |
| Michael Daniel Saenz | United Planners' Financial Services Of America A Limited Partner independent RIA | Stirlingshire Investments no RAUM | RIA to a newly registered adviser | Dec 21, 2023 | Dec 8, 2023 |
| James Patton Webb | United Planners' Financial Services Of America A Limited Partner independent RIA | Stirlingshire Investments no RAUM | RIA to a newly registered adviser | Dec 21, 2023 | Dec 11, 2023 |
| Jason Michael Venditti | Hazard & Siegel Advisory Services LLC other | Stirlingshire Investments independent RIA | Other | Dec 11, 2023 | Sep 20, 2024 (284 d) |
| Kenneth Christian Reese | Osaic Wealth, Inc. BD affiliated | Stirlingshire Investments no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 5, 2023 | Dec 20, 2023 |
| Kathleen Xuan Phan | LPL Financial LLC BD affiliated | Stirlingshire Investments no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 1, 2023 | Nov 3, 2023 |
| Rolandus Johnson | Eagle Strategies LLC BD affiliated | Stirlingshire Investments no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 16, 2023 | Oct 16, 2023 |
| Matthew Daniel Greene | Allstate Financial Advisors, LLC BD affiliated | Stirlingshire Investments no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Oct 11, 2023 |
| Allan Katz | Buckman Advisory Group LLC independent RIA | Stirlingshire Investments no RAUM | RIA to a newly registered adviser | Jun 14, 2023 | Sep 12, 2023 (90 d) |
| Scott Vincent Valenti | Investors Capital Advisory other | Stirlingshire Investments independent RIA | Other | Jun 3, 2014 | Jun 12, 2024 (3662 d) |
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42 moves match.