DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from J.P. Morgan Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Hugh ReillyJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 13, 2026Sep 11, 2026
Matthew ArnellaJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 13, 2026Sep 11, 2026
Jason Li HowardJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 13, 2026Sep 16, 2026
Bryan CalderonJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 11, 2026Sep 4, 2026
Brooke BodnerJ.P. Morgan Securities LLC wirehousePrivate Advisor Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 9, 2026Sep 10, 2026
James M. EusticeJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 9, 2026Sep 8, 2026
Andrew McconnellJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 9, 2026Sep 8, 2026
Jinjin ZhangJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseSep 7, 2026Sep 8, 2026
Tarissa Sharene CardosoJ.P. Morgan Securities LLC wirehouseU.S. Bancorp Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 6, 2026Sep 8, 2026
Tony F HaeusslerJ.P. Morgan Securities LLC wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankSep 4, 2026Sep 8, 2026
Catherine T. FisherJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 3, 2026Sep 3, 2026
Shari Helaine MasonJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 2, 2026Sep 1, 2026
Peter RomanJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 2, 2026Sep 1, 2026
Eric Lee UteschJ.P. Morgan Securities LLC wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 2, 2026Sep 1, 2026
Mohammed Ali DhanjiJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 2, 2026Aug 31, 2026
James CruiseJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseSep 2, 2026Sep 1, 2026
Kristy Lee LeavittJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseSep 1, 2026Aug 31, 2026
Alexandria Nguyen-KuwamotoJ.P. Morgan Securities LLC wirehouseCresset Asset Management, LLC independent RIAWirehouse to independent RIAAug 31, 2026Sep 11, 2026
Ruben G TorresJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 28, 2026Aug 27, 2026
Ryan A SalinasJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 28, 2026Aug 27, 2026
Yolla S. KairouzJ.P. Morgan Securities LLC wirehouseKairos Family Wealth LLC state registeredWirehouse to a state-registered adviserAug 24, 2026Sep 4, 2026
Jorge Luis Idrovo FernandezJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 23, 2026Aug 26, 2026
Christopher BacheJ.P. Morgan Securities LLC wirehouseIeq Capital, LLC independent RIAWirehouse to independent RIAAug 23, 2026Sep 14, 2026
Isabelle KlingJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 23, 2026Sep 3, 2026
Xavier C SanchezJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 21, 2026Aug 27, 2026
Nathaniel GoldenJ.P. Morgan Securities LLC wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankAug 19, 2026Aug 18, 2026
Logan Christopher ParsonsJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankAug 18, 2026Sep 9, 2026
Matthew Charles GonzalezJ.P. Morgan Securities LLC wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankAug 17, 2026Aug 17, 2026
Joseph W LewisJ.P. Morgan Securities LLC wirehouseCrosby Advisory Group, LLC state registeredWirehouse to a state-registered adviserAug 17, 2026Sep 8, 2026
Jorge Luis GonzalezJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 17, 2026Sep 16, 2026
Jessica Lyn DuncanJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 16, 2026Sep 3, 2026
Basliel DinkuJ.P. Morgan Securities LLC wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 16, 2026Aug 24, 2026
Sukhpreet Singh SanghaJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 13, 2026Aug 17, 2026
Edon PrelvukajJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankAug 13, 2026Aug 27, 2026
Gabriel I SanchezJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 13, 2026Sep 3, 2026
Sergio Vicente TorresJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 13, 2026Aug 24, 2026
Kevin Scott BeneshJ.P. Morgan Securities LLC wirehouseCresset Asset Management, LLC independent RIAWirehouse to independent RIAAug 12, 2026Aug 19, 2026
Blake LindquistJ.P. Morgan Securities LLC wirehouseMML Investors Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 12, 2026Sep 4, 2026
Jared MarkhamJ.P. Morgan Securities LLC wirehouseRBC Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 12, 2026Aug 28, 2026
Brandon Robert DinsmoreJ.P. Morgan Securities LLC wirehouseTexas Capital Bank Private Wealth Advisors independent RIAWirehouse to independent RIAAug 11, 2026Sep 9, 2026
Adam Hulen CrumplerJ.P. Morgan Securities LLC wirehouseCorient independent RIAWirehouse to independent RIAAug 10, 2026Aug 28, 2026
David Van HornJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 9, 2026Aug 28, 2026
Anna CrabsJ.P. Morgan Securities LLC wirehouseLido independent RIAWirehouse to independent RIAAug 9, 2026Aug 20, 2026
David Bailey IzardJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 7, 2026Aug 6, 2026
Carlos BetancourtJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 7, 2026Aug 6, 2026
Caitlin M WalkerJ.P. Morgan Securities LLC wirehouseD.A. Davidson & Co. independent RIAWirehouse to independent RIAAug 7, 2026Aug 17, 2026
Heather LozanoJ.P. Morgan Securities LLC wirehouseStifel, Nicolaus & Company, Incorporated national BDWirehouse to affiliated broker-dealer or bankAug 7, 2026Jul 28, 2026
Samuel ChastainJ.P. Morgan Securities LLC wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankAug 7, 2026Aug 24, 2026
Esteban AmayaJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 7, 2026Aug 6, 2026
Christian W LoebJ.P. Morgan Securities LLC wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankAug 7, 2026Sep 15, 2026 (39 d)
Michael J JappellJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 6, 2026Aug 5, 2026
John David Walker HillJ.P. Morgan Securities LLC wirehouseAccurate Wealth Management, LLC independent RIAWirehouse to independent RIAAug 6, 2026Jul 28, 2026
Robert S. HolmanJ.P. Morgan Securities LLC wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 5, 2026Aug 3, 2026
Katherine Elizabeth McconnaughyJ.P. Morgan Securities LLC wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 5, 2026Aug 25, 2026
Asgher AliJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 5, 2026Jul 6, 2026
Ricardo S. PenafielJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseAug 4, 2026Aug 7, 2026
Hang NguyenJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseAug 4, 2026Sep 9, 2026 (36 d)
Joshua M UnderwoodJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseAug 3, 2026Aug 19, 2026
Oscar Gomez CastillaJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 3, 2026Aug 3, 2026
Joseph HymowitzJ.P. Morgan Securities LLC wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 2, 2026Aug 20, 2026
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6,968 moves match.