DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,427 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Lenk Ladner Investment Solutions LLC CRD 109927 | Osterville, MA | independent RIA | $337M | 99% | 1 | $337M | 0 | 0 |
| Bluedoor Private Wealth, LLC CRD 301907 | Beverly, MA | independent RIA | $337M | 99% | 6 | $56.2M | 5 | 0 |
| Evoadvisors CRD 149615 | Richmond, VA | independent RIA | $337M | 100% | 5 | $67.4M | 0 | 0 |
| T•• N•••• S••••••••• G••••• L•• | Knoxville, TN | independent RIA | $337M | 100% | 3 | $112M | 0 | 0 |
| N•• E•••••• R••••••• • M••••••••• I••• | Chicago, IL | independent RIA | $337M | 98% | 3 | $112M | 0 | 0 |
| W••••••••• A••••• A••••••• | Lansing, MI | independent RIA | $337M | 89% | 8 | $42.1M | 1 | 0 |
| T•• I••••••••• A•••• M••••••••• L•• | Portland, OR | independent RIA | $337M | 100% | 8 | $42.1M | 1 | 0 |
| V••••••• L•• | Hobart, WI | independent RIA | $337M | 99% | 4 | $84.2M | 1 | 0 |
| E••••••• A•••• M••••••••• L•• | Mooresville, NC | independent RIA | $337M | 65% | 10 | $33.7M | 1 | 5 |
| A••••••• W••••• | Mill Valley, CA | independent RIA | $337M | 100% | 7 | $48.1M | 0 | 0 |
| K••••• C•••••• A•••••••• L•• | Gaithersburg, MD | independent RIA | $337M | 92% | 2 | $168M | 1 | 0 |
| J•••••• F•••••••• G••••• I••• | Buffalo Grove, IL | independent RIA | $336M | 99% | 5 | $67.3M | 0 | 0 |
| A•• W••••• M••••••••• G••••• L•• | Metairie, LA | independent RIA | $336M | 99% | 3 | $112M | 0 | 0 |
| L••••••• R••••••••• I••••••••• A•••••••• L•• | Lubbock, TX | independent RIA | $336M | 99% | 11 | $30.6M | 10 | 0 |
| C•••••• I•••• | Dallas, TX | independent RIA | $336M | 78% | 5 | $67.2M | 2 | 0 |
| A•••• P••• I••••••••• L•• | Bainbridge Island, WA | independent RIA | $336M | 100% | 4 | $84.0M | 0 | 0 |
| T••••••• V••••• F•••••••• P••••••• | Meridian, ID | independent RIA | $336M | 100% | 8 | $42.0M | 0 | 0 |
| C••••• S•••••••• W••••• L•• | Chicago, IL | independent RIA | $336M | 100% | 2 | $168M | 1 | 0 |
| B•••••• S•••• I••••••••• L••• | independent RIA | $336M | 99% | 3 | $112M | 2 | 0 | |
| S••••• V••••• W••••• G•••• | independent RIA | $336M | 99% | 3 | $112M | 2 | 0 | |
| P•••••••• I••••••••• P•••••••• L•• | independent RIA | $336M | 96% | 2 | $168M | 1 | 0 | |
| F•••• D••••• S••••••••• I••• | D•••••, TX | BD affiliated | $336M | 85% | 7 | $48.0M | 0 | 0 |
| A•••••• W••••• L•• | Beaufort, SC | independent RIA | $336M | 100% | 4 | $83.9M | 4 | 0 |
| M••••••••• W••••• A••••••• G•••• | Kansas City, MO | independent RIA | $336M | 98% | 6 | $55.9M | 2 | 0 |
| P••••••• F•••••••• P••••••• I•• | Coral Springs, FL | independent RIA | $335M | 96% | 2 | $168M | 1 | 0 |
| T•• M••••• F•••••••• G••••• L•• | Houston, TX | independent RIA | $335M | 98% | 2 | $168M | 0 | 0 |
| T••••••••• A•••••••• L•• | Katy, TX | independent RIA | $335M | 100% | 2 | $168M | 0 | 0 |
| L•••• W•••••• L•• | Spanish Fork, UT | independent RIA | $335M | 100% | 3 | $112M | 2 | 0 |
| A••••••••• W••••• A••••••• | Fort Worth, TX | independent RIA | $335M | 100% | 3 | $112M | 0 | 0 |
| A••• C•••••• M••••••••• L• | San Francisco, CA | mixed wealth | $335M | 41% | 1 | $335M | 0 | 2 |
| B••• W••••• M••••••••• | Marietta, GA | independent RIA | $335M | 84% | 2 | $167M | 0 | 0 |
| W••• C•••••• M••••••••• | Wyomissing, PA | independent RIA | $335M | 72% | 6 | $55.8M | 0 | 2 |
| S•••••• L•••• I•• | Salt Lake City, UT | independent RIA | $334M | 95% | 2 | $167M | 2 | 0 |
| A••••••• C•••••• A•••••••• L•• | Ketchum, ID | independent RIA | $334M | 91% | 7 | $47.8M | 1 | 1 |
| H••••• F•••••••• G••••• I••• | independent RIA | $334M | 99% | 1 | $334M | 0 | 0 | |
| O•••••• C••••••• L•• | Palo Alto, CA | independent RIA | $334M | 93% | 4 | $83.5M | 0 | 3 |
| E••••••• C•••••• M••••••••• I•• | independent RIA | $334M | 100% | 2 | $167M | 0 | 0 | |
| E••••••• W••••• | Claremont, CA | independent RIA | $334M | 100% | 3 | $111M | 2 | 0 |
| C•••••• S••••• A••••••• | Marion, MA | independent RIA | $334M | 99% | 2 | $167M | 2 | 0 |
| G••• H••••• A•••••••• I••• | Gloucester, MA | independent RIA | $334M | 100% | 4 | $83.4M | 1 | 0 |
| S••••• • S•••• | independent RIA | $334M | 100% | 8 | $41.7M | 8 | 0 | |
| I••••••••• P••••••• A•••• M••••••••• | Metuchen, NJ | independent RIA | $333M | 83% | 8 | $41.7M | 1 | 0 |
| V•••• W••••• M••••••••• L•• | Miami Beach, FL | independent RIA | $333M | 100% | 1 | $333M | 0 | 0 |
| F•••••••• F•••••••• A••••••• | Wellesley, MA | independent RIA | $333M | 92% | 2 | $167M | 0 | 0 |
| D••••••• W••••• M••••••••• L•• | Taylor, TX | independent RIA | $333M | 98% | 3 | $111M | 0 | 0 |
| C•••••• A••••••• C••••••••• | Indianapolis, IN | independent RIA | $333M | 81% | 14 | $23.8M | 8 | 0 |
| D••••••••• • A••••••••• L•• | Loves Park, IL | independent RIA | $333M | 85% | 3 | $111M | 0 | 0 |
| F••••• G••••••• C•••••• M••••••••• L•• | Charlottesville, VA | independent RIA | $333M | 95% | 0 | Not computed | 2 | 0 |
| O•••••• P•••••• W••••• M••••••••• | independent RIA | $333M | 100% | 1 | $333M | 1 | 0 | |
| B•••••••• F•••••••• A••••••• G••••• L•• | The Villages, FL | independent RIA | $333M | 100% | 6 | $55.5M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.