DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,082 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Fortress Wealth Group CRD 308968 | Winter Park, FL | independent RIA | $439M | 98% | 6 | $73.2M | 0 | 0 |
| Gables Capital Management, Inc. CRD 109608 | Miami, FL | mixed wealth | $439M | 40% | 3 | $146M | 1 | 1 |
| Fogel Capital Management Inc CRD 108212 | Stuart, FL | independent RIA | $437M | 94% | 8 | $54.6M | 0 | 0 |
| L• C•••••• G••••• I••• CRD 310223 | Miami Beach, FL | asset manager | $434M | 0.0% | 0 | n/a | 0 | 1 |
| G••••••••• P••••••• L•• CRD 304445 | Lakeland, FL | independent RIA | $433M | 100% | 1 | $433M | 0 | 0 |
| C••••• W••••• M••••••••• CRD 118364 | Boynton Beach, FL | independent RIA | $430M | 97% | 5 | $86.0M | 1 | 0 |
| C•••••• F•••••••• G••••• I••• CRD 125186 | Deerfield Beach, FL | independent RIA | $430M | 100% | 3 | $143M | 0 | 0 |
| H•••• P•••••• CRD 329012 | Orlando, FL | independent RIA | $428M | 95% | 6 | $71.3M | 0 | 0 |
| P•••••• C••••••• L• CRD 122085 | Sarasota, FL | asset manager | $426M | 0.0% | 0 | n/a | 0 | 118 |
| D•••••• C••• C•••••• P••••••• CRD 282733 | Jacksonville Beach, FL | asset manager | $425M | 0.0% | 0 | n/a | 3 | 6 |
| F•••• W••••• M••••••••• CRD 281075 | Sarasota, FL | independent RIA | $422M | 96% | 4 | $106M | 0 | 0 |
| H•••••••• A•••• M••••••••• L•• CRD 150343 | Miami, FL | independent RIA | $420M | 58% | 2 | $210M | 1 | 0 |
| D••••••• C•••••• A••••••• CRD 162277 | St. Petersburg, FL | asset manager | $420M | 0.0% | 0 | n/a | 0 | 2 |
| M••••• V•••• P•••••••• L•• CRD 110632 | Sarasota, FL | mixed wealth | $418M | 32% | 2 | $209M | 2 | 0 |
| Q•••••• P•••••• W•••••• L•• CRD 307358 | Tampa, FL | independent RIA | $418M | 99% | 1 | $418M | 1 | 0 |
| C•••••• P•••••• W••••• A••••••• CRD 333615 | Port Charlotte, FL | independent RIA | $418M | 95% | 7 | $59.7M | 4 | 0 |
| S•••• M••• A••••••• L•• CRD 324114 | Tallahassee, FL | independent RIA | $417M | 100% | 4 | $104M | 4 | 0 |
| S•••••••• A•••• M••••••••• G•••• A••••••• CRD 135832 | Pompano Beach, FL | independent RIA | $416M | 99% | 3 | $139M | 0 | 0 |
| B••••••••• A•••• M••••••••• L•• CRD 287590 | Winter Park, FL | asset manager | $415M | 0.0% | 0 | n/a | 0 | 5 |
| C•••••••• G•••• CRD 306186 | Tampa, FL | independent RIA | $414M | 53% | 2 | $207M | 0 | 23 |
| N••••••••• F•••••••• G••••• L•• CRD 310394 | Tampa, FL | independent RIA | $413M | 98% | 9 | $45.9M | 0 | 0 |
| C••• W••••••• L•• CRD 289372 | Tampa, FL | independent RIA | $409M | 99% | 5 | $81.8M | 0 | 0 |
| C•••••• C•••••• A•••••••• L•• CRD 282405 | Lakewood Ranch, FL | independent RIA | $406M | 89% | 2 | $203M | 0 | 0 |
| G••••• W••••• A••••••• CRD 282409 | Miami, FL | independent RIA | $406M | 95% | 14 | $29.0M | 0 | 0 |
| L•••• CRD 335468 | Orlando, FL | asset manager | $405M | 0.0% | 0 | n/a | 0 | 1 |
| Q• W••••• M••••••••• L•• CRD 301071 | Boca Raton, FL | independent RIA | $405M | 100% | 3 | $135M | 2 | 0 |
| C••• W••••• M••••••••• I••• CRD 162870 | Jupiter, FL | independent RIA | $405M | 96% | 3 | $135M | 0 | 0 |
| K•••• W••••• M••••••••• L•• CRD 282746 | Coconut Creek, FL | mixed wealth | $405M | 20% | 2 | $202M | 1 | 3 |
| B•• S••••••••• I••• CRD 168047 | Miami, FL | mixed wealth | $402M | 40% | 35 | $11.5M | 3 | 0 |
| P••••••••• W••••• M••••••••• L•• CRD 317372 | Boca Raton, FL | independent RIA | $402M | 100% | 4 | $101M | 0 | 0 |
| R•••• C•••••• M••••••••• L• CRD 160440 | Miami, FL | asset manager | $402M | 0.0% | 0 | n/a | 0 | 2 |
| P••• P••• C••••••• L•• CRD 334986 | Boca Raton, FL | asset manager | $401M | 0.0% | 0 | n/a | 0 | 3 |
| K••••• S••••• • W••••• W••••• M••••••••• L•• CRD 139806 | Daytona Beach, FL | independent RIA | $400M | 87% | 7 | $57.2M | 1 | 0 |
| S••••••• F•••••••• C•••• CRD 133443 | Sarasota, FL | independent RIA | $397M | 100% | 3 | $132M | 0 | 0 |
| K••••••• F•••••••• M••••••••• I••• CRD 131138 | Coral Gables, FL | independent RIA | $396M | 96% | 1 | $396M | 0 | 0 |
| P•••••••• A••••••• G••••• L•• CRD 137423 | Palm Beach Gardens, FL | independent RIA | $396M | 97% | 3 | $132M | 0 | 0 |
| G•••••••• A••••••• L•• CRD 322042 | Miami, FL | other | $396M | 20% | 6 | $66.0M | 0 | 0 |
| G••••••••• F•••••••• CRD 340206 | Coral Springs, FL | independent RIA | $395M | 85% | 0 | n/a | 0 | 0 |
| F••••••••• CRD 289193 | Lake Mary, FL | mixed wealth | $395M | 37% | 15 | $26.3M | 7 | 0 |
| A•••••• V•••••• P••••••• CRD 160426 | Winter Park, FL | asset manager | $394M | 0.0% | 0 | n/a | 1 | 12 |
| A••• I••••••••• M••••••••• U•• L•• CRD 322874 | Coconut Grove, FL | asset manager | $392M | 0.0% | 0 | n/a | 1 | 0 |
| S••••• W••••• CRD 304104 | Englewood, FL | independent RIA | $392M | 95% | 5 | $78.5M | 3 | 0 |
| B••••••••• A••••••• L•• CRD 334454 | Boca Raton, FL | asset manager | $390M | 0.0% | 0 | n/a | 0 | 46 |
| I• O• C•••••• CRD 290038 | Miami, FL | independent RIA | $389M | 100% | 5 | $77.9M | 1 | 0 |
| S•••••• A•• L•• CRD 159471 | Rockledge, FL | mixed wealth | $389M | 22% | 3 | $130M | 4 | 0 |
| M••••••• S••••••••• L•• CRD 285309 | Sarasota, FL | asset manager | $389M | 0.7% | 3 | $130M | 0 | 0 |
| H• M••••• I••• CRD 167623 | Sarasota, FL | independent RIA | $386M | 100% | 7 | $55.2M | 1 | 0 |
| A••••••••• I••••••••• A•••••••• L•• CRD 160108 | Maitland, FL | independent RIA | $386M | 97% | 10 | $38.6M | 1 | 0 |
| R•••• C•••••• A••••••• I••• CRD 300966 | Sarasota, FL | independent RIA | $386M | 100% | 6 | $64.3M | 1 | 0 |
| W••••••••• A•••• M••••••••• L•• CRD 312424 | Fort Lauderdale, FL | asset manager | $384M | 0.8% | 3 | $128M | 1 | 65 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.