DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,082 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Keating Investment Counselors Inc CRD 110134 | Delray Beach, FL | independent RIA | $383M | 67% | 2 | $192M | 1 | 0 |
| One + One Wealth Management, LLC CRD 310906 | Jupiter, FL | independent RIA | $383M | 96% | 5 | $76.6M | 0 | 0 |
| Canopy 360 Wealth, LLC CRD 296771 | Ocala, FL | independent RIA | $383M | 92% | 6 | $63.8M | 0 | 0 |
| C••••••••• L•• CRD 157531 | Marco Island, FL | asset manager | $382M | 0.0% | 0 | n/a | 0 | 0 |
| M••••• A•••• M••••••••• A••••••• L•• CRD 335546 | West Palm Beach, FL | asset manager | $381M | 0.0% | 0 | n/a | 0 | 0 |
| S•••• C•••••• L•• CRD 156165 | Miami, FL | independent RIA | $380M | 63% | 5 | $76.1M | 1 | 13 |
| A•••••• F•••••••• G••••• I••• CRD 141522 | West Palm Beach, FL | independent RIA | $379M | 95% | 2 | $189M | 0 | 0 |
| B••• W••••• A••••••• CRD 108038 | B••• Raton, FL | independent RIA | $379M | 90% | 2 | $189M | 0 | 0 |
| F•••••••• A••••••• P•••••••• L•• CRD 310914 | Winter Park, FL | independent RIA | $378M | 80% | 4 | $94.5M | 0 | 0 |
| P•••••• CRD 331586 | Coral Gables, FL | other | $377M | 0.0% | 3 | $126M | 0 | 0 |
| S•• J•••• I••••••••• M••••••••• C••••••• L•• CRD 169538 | Jacksonville, FL | independent RIA | $375M | 97% | 4 | $93.7M | 0 | 0 |
| C••••• C•••••• A••••••• S••••••• L•• CRD 317663 | Miami, FL | other | $375M | 19% | 9 | $41.6M | 0 | 0 |
| A••••••• P•••••• W•••••• L•• CRD 332630 | A•••••••, FL | independent RIA | $375M | 92% | 3 | $125M | 0 | 4 |
| C••••••••• W••••• S••••••••• L•• CRD 131324 | Boca Raton, FL | independent RIA | $374M | 100% | 4 | $93.6M | 2 | 0 |
| B••••••••• A•••• M••••••••• L•• CRD 277085 | Jupiter, FL | independent RIA | $370M | 97% | 70 | $5.3M | 60 | 0 |
| L•• C•••••• L•• CRD 333746 | Miami, FL | asset manager | $370M | 0.0% | 3 | $123M | 0 | 2 |
| A••••• G••••• M••••••••• L• CRD 156043 | Miami, FL | other | $369M | 0.0% | 0 | n/a | 0 | 1 |
| A••• F•••••• • S••••• L•• CRD 162858 | Valrico, FL | independent RIA | $368M | 59% | 2 | $184M | 0 | 0 |
| H••••••• I••••••••• A••••••• L•• CRD 141694 | Ponte Vedra, FL | independent RIA | $368M | 94% | 10 | $36.8M | 1 | 0 |
| I•••••• W••••• P•••••••• L•• CRD 323039 | Coral Gables, FL | independent RIA | $364M | 91% | 2 | $182M | 0 | 0 |
| C• C•••• C•••••• P•••••••• L•• CRD 328128 | Boca Raton, FL | asset manager | $363M | 0.0% | 0 | n/a | 1 | 2 |
| R•• P••••••• CRD 307065 | Miami, FL | asset manager | $362M | 0.0% | 0 | n/a | 0 | 4 |
| M•• A••••••• G•••• CRD 287933 | Sarasota, FL | independent RIA | $361M | 100% | 8 | $45.2M | 5 | 0 |
| M•• F•••••••• S•••••••• L•• CRD 331681 | Safety Harbor, FL | independent RIA | $361M | 99% | 3 | $120M | 1 | 0 |
| A•• C•••••• M••••••••• L•• CRD 138556 | Miami, FL | independent RIA | $360M | 61% | 9 | $40.0M | 0 | 7 |
| L••• C•••••• M••••••••• C••••••• L•• CRD 329038 | Jacksonville, FL | asset manager | $360M | 0.0% | 0 | n/a | 2 | 1 |
| N•••• • P••••• F•••••••• S•••••••• I••• CRD 112970 | St. Petersburg, FL | independent RIA | $359M | 100% | 8 | $44.9M | 4 | 0 |
| A••••• I••••••••• M•••••••• L•• CRD 146325 | Naples, FL | independent RIA | $359M | 90% | 2 | $179M | 0 | 0 |
| L••••••• F•••••••• S••••••••• I••• CRD 119800 | Weston, FL | independent RIA | $357M | 100% | 4 | $89.4M | 0 | 0 |
| S•••••••• F•••••••• A•••••••• L•• CRD 132248 | Pensacola, FL | independent RIA | $357M | 98% | 6 | $59.4M | 1 | 0 |
| L••• P••••••• P•••••••• I••• CRD 129338 | Jacksonville, FL | independent RIA | $354M | 100% | 3 | $118M | 0 | 0 |
| T••••••• F•••••••• S•••••••• L•• CRD 129049 | Seminole, FL | independent RIA | $353M | 73% | 4 | $88.4M | 2 | 0 |
| C••••••• A••••••••• A•••• M••••••••• L•• CRD 164517 | Miami, FL | other | $353M | 0.0% | 0 | n/a | 1 | 1 |
| A•••• • C•• CRD 284812 | Miami, FL | mixed wealth | $353M | 36% | 1 | $353M | 0 | 0 |
| C•••••• P••••••• CRD 306090 | Jupiter, FL | independent RIA | $353M | 77% | 5 | $70.6M | 0 | 0 |
| F••••• C••••••• L•• CRD 329537 | Delray Beach, FL | asset manager | $351M | 0.0% | 0 | n/a | 0 | 14 |
| A••••• C•••••• L•• CRD 166958 | Fort Lauderdale, FL | independent RIA | $349M | 94% | 6 | $58.2M | 0 | 0 |
| W••••• A•••• F•••••• M••••••••• L•• CRD 337254 | Coconut Creek, FL | asset manager | $349M | 0.0% | 0 | n/a | 0 | 5 |
| O••• C•••••• L•• CRD 322755 | Boca Raton, FL | asset manager | $348M | 0.6% | 6 | $58.1M | 1 | 0 |
| I•• O•••••••• R••••••••• A•••••• L•• CRD 332721 | Miami, FL | asset manager | $348M | 0.0% | 0 | n/a | 8 | 3 |
| H••••••• O•• W••••• A••••••• CRD 323925 | Santa Rosa Beach, FL | independent RIA | $347M | 100% | 5 | $69.5M | 1 | 4 |
| B••••••••• C•••••• M••••••••• L•• CRD 161661 | Miami, FL | asset manager | $346M | 0.0% | 0 | n/a | 2 | 2 |
| G•••• E•• C•••••• M••••••••• L•• CRD 284304 | Palm Beach Gardens, FL | asset manager | $346M | 0.0% | 1 | $346M | 1 | 1 |
| I••• M••••••••• L•• CRD 316853 | Boca Raton, FL | asset manager | $346M | 0.0% | 0 | n/a | 0 | 7 |
| B••••••••• M••••••••• L•• CRD 323404 | Clermont, FL | asset manager | $345M | 0.0% | 0 | n/a | 1 | 8 |
| B•••• T••• L•• CRD 315289 | Miami, FL | mixed wealth | $345M | 28% | 4 | $86.3M | 0 | 1 |
| T••••• A•••••••• L•• CRD 291574 | Naples, FL | asset manager | $345M | 0.8% | 0 | n/a | 0 | 0 |
| S••• H••••• C•••••• P••••••• CRD 305314 | Coconut Grove, FL | asset manager | $344M | 0.0% | 0 | n/a | 0 | 7 |
| V•••••• I••••••••• A••••••• CRD 167517 | Stuart, FL | independent RIA | $343M | 98% | 7 | $49.0M | 3 | 0 |
| D•••• I••••••••• G•••• CRD 318610 | Miami Beach, FL | independent RIA | $341M | 100% | 3 | $114M | 0 | 2 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.