DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Talbot Financial, LLC CRD 155162 | Bellevue, WA | independent RIA | $1.3B | 100% | 2 | $670M | 0 | 0 |
| Synergy Asset Management, LLC CRD 117201 | Vancouver, WA | independent RIA | $1.3B | 55% | 10 | $130M | 8 | 1 |
| Rdst Capital LLC CRD 284645 | Seattle, WA | asset manager | $1.3B | 0.0% | 1 | $1.3B | 3 | 2 |
| P••• R• R••• F•••••••• G••••• L•• CRD 297284 | Bellevue, WA | independent RIA | $1.3B | 100% | 9 | $141M | 0 | 0 |
| H•••••• W••••• M••••••••• L•• CRD 300140 | Seattle, WA | independent RIA | $1.3B | 90% | 13 | $96.6M | 2 | 2 |
| A••••• C•••••• A••••••• L•• CRD 298366 | Seattle, WA | independent RIA | $1.2B | 82% | 13 | $94.9M | 5 | 0 |
| A•••• W••••• A••••••• CRD 161077 | Bellevue, WA | independent RIA | $1.2B | 100% | 16 | $74.2M | 1 | 0 |
| F••••• C•••••• M••••••••• L•• CRD 172198 | Bellevue, WA | independent RIA | $1.2B | 85% | 15 | $77.4M | 1 | 2 |
| L•••• A•••••••• I••• CRD 116639 | Seattle, WA | institutional | $1.1B | 4.8% | 2 | $574M | 0 | 0 |
| C•••••• A••••••• W••••• M••••••••• CRD 309387 | Yakima, WA | independent RIA | $1.1B | 82% | 6 | $185M | 0 | 0 |
| B••••••• W••••• A•••••••• L•• CRD 334018 | Bellevue, WA | independent RIA | $1.1B | 100% | 5 | $215M | 1 | 0 |
| B••••••• I••••••••• M••••••••• L•• CRD 305580 | Seattle, WA | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 6 |
| F•••••• C••••••• L•• CRD 145322 | Seattle, WA | independent RIA | $1.1B | 71% | 7 | $154M | 0 | 0 |
| B•••• E•••• A•••• M••••••••• L•• CRD 121802 | Vancouver, WA | independent RIA | $1.0B | 97% | 5 | $209M | 0 | 0 |
| P•••••• S••• P•••••••• L•• CRD 315663 | Edmonds, WA | independent RIA | $986M | 96% | 4 | $247M | 0 | 0 |
| A•••• O•• W••••• M••••••••• L•• CRD 336350 | Bellevue, WA | independent RIA | $983M | 96% | 18 | $54.6M | 8 | 0 |
| L•••••• R••••• I••••••••• A•••••••• P••••••• CRD 116891 | Yakima, WA | independent RIA | $958M | 94% | 9 | $106M | 2 | 0 |
| E•••••• A•••••••• L•• CRD 305125 | Bellevue, WA | independent RIA | $941M | 100% | 4 | $235M | 0 | 0 |
| J•••••• B•••• CRD 310839 | Vancouver, WA | independent RIA | $934M | 100% | 13 | $71.8M | 0 | 0 |
| M••••••••• F•••••••• G•••• CRD 297388 | Bellevue, WA | independent RIA | $901M | 100% | 7 | $129M | 1 | 0 |
| E•••• W••••• M••••••••• I••• CRD 132122 | Kirkland, WA | independent RIA | $861M | 100% | 2 | $431M | 0 | 0 |
| I••••••••• Q••••••••• I••••••••• L•• CRD 310106 | Bellevue, WA | institutional | $845M | 0.1% | 5 | $169M | 6 | 0 |
| L••••••••• W••••• S••••••••• L•• CRD 299334 | Gig Harbor, WA | independent RIA | $844M | 100% | 12 | $70.4M | 0 | 0 |
| B•••••••• P••• M••••••••• CRD 127471 | Gig Harbor, WA | asset manager | $767M | 0.0% | 0 | n/a | 0 | 9 |
| F•••••••• I••••••• W••••• M••••••••• CRD 108797 | Tacoma, WA | independent RIA | $747M | 100% | 8 | $93.3M | 1 | 0 |
| P••• S••••• C•••••• CRD 300264 | Seattle, WA | asset manager | $727M | 0.0% | 0 | n/a | 0 | 7 |
| T••••••••• C•••••• M••••••••• L•• CRD 145934 | Bellingham, WA | independent RIA | $727M | 100% | 7 | $104M | 0 | 0 |
| Q•••••• F•••••••• P••••••• S•••••••• I••• CRD 115877 | Spokane, WA | independent RIA | $727M | 98% | 15 | $48.5M | 1 | 0 |
| T•• R••••••••• S••••••• L•• CRD 148106 | Redmond, WA | independent RIA | $699M | 100% | 17 | $41.1M | 4 | 0 |
| M•••••• F•••••••• • C••• CRD 115753 | Everett, WA | independent RIA | $692M | 98% | 9 | $76.9M | 5 | 0 |
| E•••• C•••••• M••••••••• A••••••••• CRD 110699 | Bellevue, WA | independent RIA | $683M | 91% | 4 | $171M | 0 | 0 |
| A••••• C•••••• P•••••••• L•• CRD 287629 | Bellevue, WA | asset manager | $671M | 0.0% | 0 | n/a | 1 | 1 |
| R••••••• M•••••• W••••• M••••••••• CRD 713 | Spokane, WA | independent RIA | $644M | 85% | 9 | $71.5M | 0 | 0 |
| V•••••••• I••••••••• A•••••••• I••• CRD 313240 | Spokane, WA | independent RIA | $632M | 99% | 5 | $126M | 0 | 0 |
| K••••••• B••••• B••••••• • S••••••• I••• CRD 107475 | Seattle, WA | independent RIA | $628M | 98% | 6 | $105M | 7 | 0 |
| A•••• W••••• M••••••••• CRD 108146 | Bellevue, WA | independent RIA | $621M | 94% | 9 | $69.0M | 8 | 0 |
| C•••••• P•••••••• L•• CRD 169470 | Bellevue, WA | independent RIA | $618M | 99% | 5 | $124M | 5 | 0 |
| W•••••• F••••••••• I••• CRD 328590 | Lacey, WA | independent RIA | $610M | 99% | 1 | $610M | 0 | 0 |
| R•••••• I••••••••• M••••••••• L•• CRD 105556 | Seattle, WA | asset manager | $581M | 0.0% | 0 | n/a | 3 | 0 |
| S••• A•••••••• L•• CRD 301328 | Edmonds, WA | independent RIA | $575M | 90% | 4 | $144M | 3 | 0 |
| C••••••• W••••• A•••••••• L•• CRD 314466 | Bellevue, WA | independent RIA | $556M | 100% | 7 | $79.4M | 0 | 0 |
| S••••• F•••••••• G•••• CRD 117392 | Bellevue, WA | independent RIA | $550M | 100% | 9 | $61.1M | 1 | 0 |
| S•• A••••••• L•• CRD 284496 | Kirkland, WA | independent RIA | $535M | 100% | 9 | $59.5M | 0 | 0 |
| N••••••• C•••••• M••••••••• I••• CRD 111379 | Spokane, WA | independent RIA | $527M | 98% | 10 | $52.7M | 1 | 0 |
| B•••• W••••• A•••••••• L•• CRD 116682 | Bellevue, WA | independent RIA | $507M | 98% | 4 | $127M | 0 | 0 |
| O••••• C•••••• M••••••••• CRD 127606 | Seattle, WA | independent RIA | $506M | 85% | 1 | $506M | 0 | 0 |
| F•••• W••••••••• C••••••••• CRD 6681 | Seattle, WA | independent RIA | $501M | 63% | 3 | $167M | 0 | 0 |
| S•••••• F•••••••• M••••••••• CRD 328247 | Kirkland, WA | independent RIA | $498M | 100% | 2 | $249M | 0 | 0 |
| M••••••• P•••••• A•••••••• L•• CRD 151666 | Bellevue, WA | institutional | $484M | 0.0% | 0 | n/a | 0 | 0 |
| F•••••••• A••••••• G•••• L••••• CRD 116083 | Gig Harbor, WA | independent RIA | $468M | 100% | 15 | $31.2M | 8 | 0 |
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271 advisers match.