DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Valor Advisors LLC CRD 171358 | Miami, FL | independent RIA | $4.0B | 93% | 3 | $1.3B | 0 | 0 |
| Advus Financial Partners, LLC CRD 311990 | Winter Park, FL | mixed wealth | $4.0B | 24% | 11 | $361M | 2 | 0 |
| Shaolin Capital Management LLC CRD 300095 | Miami, FL | asset manager | $3.9B | 0.0% | 0 | n/a | 0 | 1 |
| A••••••••• I••••••••• A••••••• CRD 309550 | Tampa, FL | mixed wealth | $3.9B | 32% | 33 | $118M | 17 | 0 |
| D••••••• E•••• L•• CRD 294410 | Miami, FL | asset manager | $3.9B | 0.0% | 0 | n/a | 0 | 0 |
| T••••••• A•••• M••••••••• I•• CRD 105899 | Jacksonville, FL | independent RIA | $3.8B | 72% | 4 | $951M | 3 | 1 |
| E•••• A•••• M••••••••• CRD 156397 | Sarasota, FL | asset manager | $3.7B | 0.0% | 0 | n/a | 0 | 0 |
| F••••• S••• C•••••• U• L• CRD 332445 | Boca Raton, FL | asset manager | $3.7B | 0.0% | 0 | n/a | 0 | 3 |
| P••••••••• W••••• A••••••• CRD 126529 | Fort Lauderdale, FL | independent RIA | $3.6B | 58% | 18 | $202M | 5 | 0 |
| A•••• I••••••••• M••••••••• L•• CRD 157442 | Palm Beach, FL | asset manager | $3.5B | 0.0% | 0 | n/a | 1 | 11 |
| D••••••••• A••••••••• L• CRD 175212 | Tampa, FL | asset manager | $3.5B | 0.6% | 0 | n/a | 1 | 0 |
| C•••••• V•••• A••••••• L•• CRD 146023 | Winter Park, FL | other | $3.4B | 0.0% | 1 | $3.4B | 0 | 0 |
| C•••••••• L•• CRD 129505 | North Palm Beach, FL | independent RIA | $3.3B | 73% | 23 | $144M | 11 | 27 |
| T•••••••• A••••••• L• CRD 330605 | West Palm Beach, FL | asset manager | $3.3B | 0.0% | 0 | n/a | 1 | 0 |
| G•••••• W••••• CRD 339969 | Jacksonville, FL | independent RIA | $3.2B | 100% | 7 | $463M | 0 | 0 |
| C••••••••• A••••••• CRD 107964 | Sarasota, FL | independent RIA | $3.2B | 53% | 16 | $201M | 0 | 0 |
| E•••••• • K••••••••• W••••• M••••••••• CRD 109698 | Coral Gables, FL | independent RIA | $3.2B | 95% | 22 | $146M | 2 | 0 |
| C••••• A••••••• G••••• L•• CRD 131167 | Clearwater, FL | independent RIA | $3.2B | 98% | 76 | $41.7M | 36 | 0 |
| C••••• W••••• P••••••• CRD 307781 | St. Petersburg, FL | independent RIA | $3.2B | 98% | 19 | $166M | 4 | 1 |
| C•••••••• A••••••• C••• CRD 120990 | Altamonte Springs, FL | independent RIA | $3.0B | 83% | 17 | $179M | 4 | 0 |
| S••••••••• I••• CRD 173937 | Lake Mary, FL | asset manager | $3.0B | 9.1% | 9 | $334M | 0 | 1 |
| L•••• C•••••• P••••••• L•• CRD 307653 | Miami, FL | other | $3.0B | 6.6% | 10 | $300M | 0 | 0 |
| M••• I••••••••• A••••••• C•• CRD 285263 | Miami, FL | independent RIA | $3.0B | 99% | 7 | $426M | 0 | 0 |
| C•• I••••••••• A••••••• CRD 104914 | Lakeland, FL | independent RIA | $2.9B | 82% | 18 | $160M | 0 | 0 |
| T•••••• P•••••••• L••• CRD 41835 | Maitland, FL | asset manager | $2.9B | 0.0% | 0 | n/a | 0 | 0 |
| Q••••••••• S••••••••• S••••••••• L•• CRD 165895 | St. Augustine, FL | asset manager | $2.8B | 0.0% | 0 | n/a | 0 | 1 |
| M•••••• I••••••••• L•• CRD 111964 | Winter Park, FL | other | $2.8B | 18% | 17 | $166M | 15 | 0 |
| K••• C•••••• M••••••••• I••• CRD 157780 | Hallandale Beach, FL | asset manager | $2.8B | 5.0% | 8 | $352M | 1 | 11 |
| L• 1• G••••• W••••• L•• CRD 337213 | Coconut Grove, FL | independent RIA | $2.8B | 100% | 2 | $1.4B | 0 | 0 |
| L•• I••••••••• CRD 323556 | Palm Beach Gardens, FL | independent RIA | $2.8B | 68% | 24 | $116M | 3 | 0 |
| H••••• A•••• M••••••••• L• CRD 167054 | Fort Lauderdale, FL | asset manager | $2.8B | 0.0% | 0 | n/a | 0 | 4 |
| 1••• C•••••• M••••••••• CRD 335007 | Palm Beach, FL | asset manager | $2.7B | 0.0% | 0 | n/a | 1 | 26 |
| E•• P••••••• C••••••• L• CRD 319010 | Miami, FL | asset manager | $2.7B | 0.0% | 0 | n/a | 0 | 14 |
| I••• F•••• •••• L•• CRD 307934 | Boca Raton, FL | asset manager | $2.6B | 0.0% | 0 | n/a | 0 | 1 |
| I••••• R••••••••• G•••• CRD 106299 | Miami, FL | mixed wealth | $2.6B | 26% | 10 | $262M | 0 | 0 |
| D••••••••• S••••• C•••••• M••••••••• L• CRD 317392 | Miami, FL | asset manager | $2.6B | 0.0% | 0 | n/a | 0 | 1 |
| I••••••••• A••••• I••••••••• M••••••••• L•• CRD 144426 | Orlando, FL | BD affiliated | $2.6B | 97% | 120 | $21.4M | 95 | 0 |
| M•• A••••••• L•• CRD 165906 | Coral Gables, FL | institutional | $2.6B | 1.6% | 4 | $639M | 2 | 0 |
| P•••• 3• C•••••• M••••••••• L•• CRD 294408 | Boca Raton, FL | asset manager | $2.5B | 0.0% | 0 | n/a | 1 | 0 |
| A•••• C•••••• L• CRD 287621 | Miami, FL | asset manager | $2.5B | 0.0% | 0 | n/a | 1 | 3 |
| C••••••••• A•••• M••••••••• L•• CRD 330657 | Tampa, FL | asset manager | $2.5B | 0.0% | 1 | $2.5B | 1 | 2 |
| F•••••••• F•••• CRD 150330 | Maitland, FL | institutional | $2.5B | 0.0% | 1 | $2.5B | 1 | 0 |
| J•••• T•••••• I••••••••• P•••••••• L•• CRD 143608 | Tampa, FL | independent RIA | $2.4B | 70% | 37 | $66.1M | 2 | 1 |
| 3••• R••• I••••••••• M••••••••• L•• CRD 286013 | Miami, FL | other | $2.4B | 0.0% | 0 | n/a | 2 | 16 |
| C•••••• A••••••• L•• CRD 160753 | West Palm Beach, FL | asset manager | $2.4B | 0.0% | 0 | n/a | 3 | 8 |
| S••••••• I••••••••• M••••••••• CRD 174707 | West Palm Beach, FL | asset manager | $2.4B | 0.0% | 0 | n/a | 0 | 13 |
| F••••• A••••• C•••••• M••••••••• L• CRD 321948 | Miami, FL | asset manager | $2.4B | 0.0% | 0 | n/a | 1 | 1 |
| E•• P•••••• W••••• M••••••••• ••••••••• C•••• CRD 158905 | Miami, FL | mixed wealth | $2.3B | 35% | 47 | $49.0M | 1 | 0 |
| F•••••• C•••••• CRD 322287 | Tampa, FL | independent RIA | $2.3B | 83% | 14 | $163M | 5 | 0 |
| H••••• H••••• C•••••• M••••••••• L••• CRD 285401 | Boca Raton, FL | asset manager | $2.2B | 0.0% | 0 | n/a | 0 | 9 |
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1,082 advisers match.