DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Long Wharf Capital LLC CRD 158038 | Boston, MA | asset manager | $919M | 0.0% | 0 | n/a | 0 | 4 |
| Constitution Capital Pm, L. P. CRD 319678 | Andover, MA | asset manager | $911M | 0.0% | 0 | n/a | 1 | 0 |
| 93 Financial Group, LLC CRD 144235 | Woburn, MA | independent RIA | $900M | 100% | 5 | $180M | 0 | 0 |
| P•••••• F•••••••• S••••••• CRD 130143 | Dennis, MA | independent RIA | $885M | 100% | 6 | $148M | 1 | 0 |
| N•• W•••• A••••••• L•• CRD 296798 | Hingham, MA | independent RIA | $885M | 99% | 2 | $442M | 0 | 0 |
| M•••• A•••••• P•••••••• L•• CRD 106920 | Marblehead, MA | mixed wealth | $864M | 34% | 2 | $432M | 2 | 3 |
| P••••• • S•••••••• I••• CRD 105365 | Cambridge, MA | independent RIA | $859M | 100% | 3 | $286M | 3 | 0 |
| B•••• I••••••••• A•••••••• L•• CRD 144955 | New Bedford, MA | independent RIA | $847M | 98% | 8 | $106M | 8 | 0 |
| O••••••• A•••••••• L•• CRD 316766 | Boston, MA | asset manager | $839M | 0.0% | 0 | n/a | 0 | 9 |
| P•••••• C•••••• A•••••••• L•• CRD 148216 | Braintree, MA | independent RIA | $836M | 92% | 5 | $167M | 1 | 0 |
| D••••• G••••• P••••••• CRD 312887 | Boston, MA | asset manager | $831M | 0.0% | 0 | n/a | 0 | 7 |
| N•• H••••••• C••••••• L•• CRD 160083 | Boston, MA | asset manager | $830M | 0.0% | 0 | n/a | 0 | 10 |
| A••••••• I••••••••• A•••••••• L•• CRD 127625 | Hingham, MA | independent RIA | $826M | 86% | 5 | $165M | 0 | 0 |
| N•• H••••• F•••••••• G••••• L•• CRD 155528 | Worcester, MA | independent RIA | $821M | 98% | 5 | $164M | 0 | 0 |
| J••• M••••• W••••• M••••••••• I••• CRD 144364 | Boston, MA | independent RIA | $821M | 100% | 3 | $274M | 1 | 0 |
| C•••• B•••• A•••••••• I••• CRD 132045 | Boston, MA | independent RIA | $818M | 64% | 4 | $204M | 0 | 0 |
| P•••• C•••••• C•• M••••••••• L•• CRD 330470 | Waltham, MA | asset manager | $808M | 0.0% | 0 | n/a | 2 | 2 |
| N•••••••• A•••• M••••••••• I•• CRD 107138 | Boston, MA | independent RIA | $806M | 80% | 8 | $101M | 5 | 0 |
| C••••• V•••••••• L•• CRD 160980 | Cambridge, MA | asset manager | $806M | 0.0% | 0 | n/a | 0 | 9 |
| E•••••••• C•••••• M••••••••• L•• CRD 134045 | Boston, MA | independent RIA | $803M | 93% | 5 | $161M | 0 | 0 |
| O•••••• M••••••••• I••• CRD 124513 | Boston, MA | asset manager | $803M | 0.0% | 0 | n/a | 1 | 1 |
| M••••••• F•••••••• S•••••••• I••• CRD 154311 | Marshfield, MA | independent RIA | $798M | 99% | 4 | $199M | 1 | 0 |
| A••••• C•••••• P••••••• L• CRD 327034 | Boston, MA | asset manager | $777M | 0.0% | 0 | n/a | 1 | 2 |
| T•••••• R••••• C•••••• L•• CRD 283569 | Newton, MA | asset manager | $763M | 0.0% | 0 | n/a | 1 | 0 |
| F••••••• W••••• A•••••••• L••• CRD 131962 | Wakefield, MA | independent RIA | $749M | 99% | 9 | $83.2M | 0 | 0 |
| C••• F•••••••• G•••• CRD 317321 | Worcester, MA | independent RIA | $744M | 99% | 7 | $106M | 4 | 0 |
| S••••• C••••••• CRD 311501 | Boston, MA | asset manager | $740M | 0.0% | 0 | n/a | 0 | 5 |
| C••••••••• A•••••••• L•• CRD 156698 | Needham, MA | independent RIA | $732M | 100% | 9 | $81.3M | 0 | 0 |
| B•••••• C•••••• L• CRD 328829 | Boston, MA | asset manager | $731M | 0.0% | 0 | n/a | 0 | 5 |
| I•••••• I••••••••• M••••••••• C••••••• I•• CRD 106625 | Beverly, MA | independent RIA | $730M | 86% | 6 | $122M | 0 | 0 |
| C•••• F•••••••• A••••••• CRD 338797 | Framingham, MA | independent RIA | $729M | 85% | 5 | $146M | 0 | 0 |
| A•• W••••• M••••••••• L•• CRD 164646 | Westborough, MA | independent RIA | $728M | 77% | 7 | $104M | 0 | 0 |
| R••••••••• I••••••••• G••••• L•• CRD 153679 | Lenox, MA | independent RIA | $726M | 90% | 5 | $145M | 0 | 0 |
| G•••• P•••• W••••• A•••••••• L•• CRD 147082 | Boston, MA | independent RIA | $726M | 92% | 3 | $242M | 1 | 1 |
| E•••• I••••••••• M••••••••• C••••••• L•• CRD 109962 | Boston, MA | mixed wealth | $713M | 29% | 0 | n/a | 1 | 0 |
| E•••••••• M••••••••• C••• CRD 110836 | Waltham, MA | independent RIA | $712M | 93% | 7 | $102M | 4 | 0 |
| R•••••• I••••••••• L•• CRD 133028 | Boston, MA | other | $710M | 9.7% | 4 | $178M | 1 | 0 |
| L•••••• P••• C•••••• M••••••••• L•• CRD 292864 | Boston, MA | asset manager | $707M | 0.0% | 0 | n/a | 0 | 5 |
| K••••••••• C•••••• CRD 282159 | Boston, MA | asset manager | $706M | 0.0% | 0 | n/a | 0 | 3 |
| C••••••••• I••••••••• M••••••••• I••• CRD 109767 | Norwell, MA | independent RIA | $702M | 72% | 5 | $140M | 0 | 2 |
| R•• F••••• W••••• A•••••••• L•• CRD 158528 | Burlington, MA | independent RIA | $701M | 91% | 13 | $53.9M | 4 | 0 |
| W••• B••••• C•••••• L•• CRD 133813 | Amherst, MA | independent RIA | $690M | 98% | 4 | $173M | 3 | 0 |
| S•••••• A•••••••• L•• CRD 147957 | Boston, MA | independent RIA | $687M | 88% | 2 | $344M | 0 | 0 |
| S•••• C••• A•••••••• L•• CRD 152482 | Hingham, MA | independent RIA | $685M | 100% | 3 | $228M | 1 | 0 |
| M••••••• G•••• W••••• A•••••••• L•• CRD 111908 | Concord, MA | independent RIA | $679M | 100% | 3 | $226M | 1 | 0 |
| B••••• R••••••• A•• M••••••••• I••• CRD 107643 | Manchester, MA | independent RIA | $676M | 100% | 6 | $113M | 0 | 0 |
| L••••• H•••• C••••••• L•• CRD 290070 | Braintree, MA | independent RIA | $675M | 78% | 8 | $84.4M | 3 | 0 |
| B••• B••• L•• CRD 282611 | Dedham, MA | independent RIA | $666M | 98% | 17 | $39.2M | 2 | 0 |
| A••• W••••• A••••••• L•• CRD 293675 | Woburn, MA | independent RIA | $665M | 98% | 12 | $55.4M | 0 | 0 |
| C•••••• C•••••• C••••••••• CRD 112323 | Braintree, MA | independent RIA | $664M | 98% | 11 | $60.3M | 3 | 0 |
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626 advisers match.