DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Asset Strategy Advisors, LLC CRD 139879 | Wayland, MA | mixed wealth | $649M | 35% | 12 | $54.1M | 0 | 0 |
| Boston Standard Wealth Management, LLC CRD 156452 | Winchester, MA | independent RIA | $648M | 100% | 4 | $162M | 1 | 0 |
| Arjuna Capital, LLC CRD 283713 | Manchester, MA | independent RIA | $642M | 75% | 3 | $214M | 1 | 7 |
| S••••• P•••• P••••••• CRD 163793 | Boston, MA | independent RIA | $641M | 100% | 11 | $58.3M | 9 | 0 |
| T••••• C•••• C•••••• M••••••••• L•• CRD 146220 | Boston, MA | independent RIA | $637M | 100% | 3 | $212M | 0 | 0 |
| R••• P••• A•••••••• L•• CRD 162017 | Boston, MA | asset manager | $630M | 0.0% | 0 | n/a | 4 | 7 |
| C••••••• A••••••• CRD 309860 | West Newton, MA | institutional | $628M | 1.8% | 0 | n/a | 1 | 0 |
| S••••• I••••••••• M••••••••• L• CRD 311098 | Boston, MA | asset manager | $625M | 0.0% | 0 | n/a | 0 | 0 |
| R•••••••• C•••••• A••••••• L•• CRD 140377 | Boston, MA | independent RIA | $624M | 100% | 5 | $125M | 0 | 0 |
| K•••• F•••••••• S••••••• L•• CRD 291996 | Braintree, MA | independent RIA | $624M | 100% | 7 | $89.1M | 1 | 0 |
| T•••• C•••••• M••••••••• CRD 336516 | Boston, MA | asset manager | $614M | 0.0% | 0 | n/a | 0 | 1 |
| H••••• A••••••• CRD 282573 | Boston, MA | independent RIA | $610M | 95% | 11 | $55.5M | 2 | 0 |
| C•••••••• C••••• M••••••••• CRD 313165 | Boston, MA | asset manager | $603M | 0.0% | 0 | n/a | 1 | 2 |
| N••••• F•••••••• CRD 336725 | Braintree, MA | independent RIA | $588M | 91% | 9 | $65.3M | 2 | 0 |
| T••••• E••• C••••••• L•• CRD 335633 | Boston, MA | asset manager | $585M | 0.0% | 0 | n/a | 0 | 0 |
| 4•• C••••••• L•• CRD 167462 | Wakefield, MA | asset manager | $584M | 0.0% | 0 | n/a | 0 | 9 |
| W••• E••••• P••••••• CRD 170642 | Boston, MA | asset manager | $564M | 0.0% | 0 | n/a | 0 | 17 |
| E•••••••• A•••• M••••••••• L•• CRD 155436 | Wellesley, MA | independent RIA | $560M | 89% | 12 | $46.7M | 5 | 1 |
| O••••••• • C••••••• I••••••••• CRD 132481 | Boston, MA | independent RIA | $555M | 97% | 2 | $278M | 0 | 0 |
| M•• H••• C••••••• L•• CRD 332076 | Cohasset, MA | independent RIA | $549M | 85% | 3 | $183M | 2 | 0 |
| R•••• R••• C•••••• CRD 334203 | Wellesley, MA | asset manager | $548M | 0.0% | 0 | n/a | 0 | 0 |
| B•••• F•••••••• F••••••• L•• CRD 167893 | Franklin, MA | independent RIA | $546M | 98% | 7 | $78.1M | 1 | 0 |
| G••• P•••••• W•••••• L•• CRD 128547 | Canton, MA | independent RIA | $541M | 87% | 3 | $180M | 0 | 0 |
| H••••••••• R••••••••• A••••••• CRD 332106 | Boston, MA | asset manager | $539M | 0.0% | 0 | n/a | 0 | 0 |
| B••••• R••• C•••••• M••••••••• L•• CRD 152820 | Hanover, MA | asset manager | $536M | 0.0% | 0 | n/a | 1 | 0 |
| P••• F•••••••• M••••••••• I•• CRD 110559 | Wellesley, MA | independent RIA | $534M | 99% | 7 | $76.3M | 8 | 0 |
| A••••••••• P•••••• W••••• M••••••••• I•• CRD 316736 | Wellesley, MA | independent RIA | $533M | 82% | 5 | $107M | 1 | 0 |
| P•••••• • W••••• M••••••••• A••••••• CRD 309546 | Waltham, MA | independent RIA | $530M | 86% | 8 | $66.2M | 0 | 0 |
| B••••••••• W••••• CRD 282268 | Hingham, MA | independent RIA | $525M | 99% | 7 | $75.0M | 1 | 0 |
| F••• P•••• C•••••• CRD 164067 | Boston, MA | asset manager | $523M | 0.0% | 0 | n/a | 0 | 5 |
| F••••• F••••••••• L•• CRD 152235 | Duxbury, MA | independent RIA | $511M | 99% | 2 | $255M | 0 | 0 |
| C••• P• S•••• • C••• L•• CRD 3394 | Worcester, MA | independent RIA | $505M | 99% | 3 | $168M | 0 | 0 |
| H••••••• E••••• P•••••••• L•• CRD 167499 | Boston, MA | asset manager | $498M | 0.0% | 0 | n/a | 0 | 6 |
| T•••• S••••• C•••••• CRD 340011 | Plymouth, MA | independent RIA | $492M | 95% | 1 | $492M | 0 | 0 |
| W•••••• CRD 295192 | Boston, MA | asset manager | $489M | 0.0% | 0 | n/a | 1 | 13 |
| G•••• O•• C•••••• P•••••••• L•• CRD 281045 | South Easton, MA | independent RIA | $478M | 98% | 5 | $95.6M | 2 | 0 |
| A••••••••• F••••••••• L•• CRD 338225 | Andover, MA | independent RIA | $476M | 100% | 4 | $119M | 0 | 0 |
| W••••• E•••••• CRD 315244 | Boston, MA | independent RIA | $472M | 99% | 8 | $59.0M | 10 | 0 |
| M••• C•••••• P••••••• N•••• A•••••• L•• CRD 329886 | Boston, MA | asset manager | $472M | 0.0% | 0 | n/a | 0 | 0 |
| A••••••• P•••••• W•••••• L•• CRD 316612 | North Reading, MA | independent RIA | $466M | 100% | 7 | $66.6M | 2 | 0 |
| P••••••• C••••••• R••••• P•••••••• L•• CRD 164689 | Boston, MA | asset manager | $457M | 0.0% | 0 | n/a | 0 | 0 |
| S••••• C••••• I• L• CRD 312718 | Boston, MA | asset manager | $449M | 0.0% | 0 | n/a | 0 | 2 |
| C•••••• W••••• M••••••••• L•• CRD 155080 | Westborough, MA | independent RIA | $448M | 100% | 6 | $74.7M | 0 | 0 |
| F••••••• P•••••• W••••• CRD 175277 | Woburn, MA | independent RIA | $447M | 97% | 4 | $112M | 0 | 0 |
| B••••• M••••••••• C• I•• CRD 104728 | Haverhill, MA | independent RIA | $446M | 77% | 0 | n/a | 0 | 0 |
| E••• B••••• C•••••• M••••••••• L• CRD 167207 | Boston, MA | asset manager | $442M | 0.0% | 0 | n/a | 0 | 2 |
| A•••••• C•••••• P••••••• CRD 285607 | Boston, MA | asset manager | $442M | 0.0% | 0 | n/a | 0 | 3 |
| C••••• C•••••• CRD 305806 | Boston, MA | asset manager | $441M | 0.0% | 0 | n/a | 0 | 2 |
| B•••• C••••••• L•• CRD 263786 | West Newton, MA | asset manager | $439M | 0.0% | 0 | n/a | 0 | 1 |
| S••••••••• P•••••••• L•• CRD 172766 | Boston, MA | asset manager | $439M | 0.0% | 2 | $219M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
626 advisers match.