DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
564 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Addis & Hill, Incorporated CRD 117495 | Wayne, PA | independent RIA | $254M | 100% | 4 | $63.5M | 0 | 0 |
| Maguire Investments LLC CRD 164039 | King Of Prussia, PA | independent RIA | $253M | 87% | 4 | $63.3M | 0 | 0 |
| Taylor Securities Services, Inc. CRD 304070 | Harrisburg, PA | independent RIA | $253M | 89% | 4 | $63.1M | 0 | 0 |
| B••••••••• • A••••••••• I••• CRD 288336 | Canonsburg, PA | independent RIA | $250M | 98% | 4 | $62.4M | 0 | 0 |
| C••••••••• F•••••••• G•••• W• L• CRD 159563 | Wilkes-Barre, PA | independent RIA | $249M | 93% | 6 | $41.6M | 2 | 0 |
| D•• P•••••••• S••••••••• I••• CRD 121435 | Pittsburgh, PA | independent RIA | $248M | 99% | 5 | $49.7M | 0 | 0 |
| A•••••• A•••• M••••••••• L•• CRD 334991 | Blue Bell, PA | asset manager | $247M | 0.0% | 0 | n/a | 0 | 0 |
| L••••••••• W••••• M••••••••• L•• CRD 307529 | Camp Hill, PA | independent RIA | $247M | 100% | 2 | $123M | 4 | 0 |
| L••••• S••••••••• L•• CRD 323360 | Kennett Square, PA | independent RIA | $244M | 100% | 3 | $81.3M | 2 | 0 |
| F••••••••• C•••••• M••••••••• L•• CRD 142659 | East Norriton, PA | independent RIA | $244M | 96% | 2 | $122M | 0 | 0 |
| R•••••• W••••• M••••••••• CRD 106088 | Erie, PA | independent RIA | $242M | 100% | 3 | $80.6M | 3 | 0 |
| B•••••••• A••••••• L•• CRD 144511 | Phoenixville, PA | independent RIA | $241M | 93% | 3 | $80.4M | 1 | 0 |
| C•••••••• M••••••• P••• CRD 121202 | Collegeville, PA | independent RIA | $241M | 100% | 2 | $120M | 0 | 0 |
| I•• G•••• CRD 328774 | Mechanicsburg, PA | independent RIA | $240M | 100% | 6 | $40.0M | 0 | 0 |
| R•••• R••••••••• P••••••• CRD 285351 | Berwyn, PA | independent RIA | $239M | 100% | 1 | $239M | 2 | 0 |
| P• A••••••• CRD 277156 | Chadds Ford, PA | independent RIA | $238M | 100% | 1 | $238M | 1 | 0 |
| S••••• A••••••• L•• CRD 169789 | Allentown, PA | independent RIA | $238M | 100% | 2 | $119M | 0 | 0 |
| A•••• W••••• P••••••• L•• CRD 175219 | Wyomissing, PA | independent RIA | $234M | 91% | 3 | $77.9M | 2 | 0 |
| T•• A••••• G•••• A•••••••• L•• CRD 302100 | Jenkintown, PA | independent RIA | $234M | 99% | 4 | $58.4M | 0 | 0 |
| H•••• I••••••••• W••••• CRD 329884 | Kennett Square, PA | independent RIA | $233M | 100% | 3 | $77.7M | 0 | 0 |
| I••••••••• C•••••• M••••••••• I••• CRD 149489 | Jessup, PA | independent RIA | $232M | 63% | 5 | $46.5M | 0 | 0 |
| E••• W••••• M••••••••• CRD 226774 | Harrisburg, PA | independent RIA | $232M | 99% | 4 | $58.0M | 1 | 0 |
| Y•••••• W••••• M••••••••• L•• CRD 134311 | Y••••••, PA | independent RIA | $232M | 100% | 3 | $77.2M | 2 | 0 |
| V••••• B•••• C•••••• G•••• CRD 122460 | Venetia, PA | independent RIA | $223M | 84% | 6 | $37.2M | 2 | 0 |
| A•••••• F••••• W•••••• I••• CRD 288209 | Mechanicsburg, PA | independent RIA | $222M | 100% | 3 | $73.9M | 0 | 0 |
| N•••••••• W••••• M••••••••• CRD 169239 | Bryn Mawr, PA | independent RIA | $220M | 99% | 3 | $73.2M | 3 | 0 |
| T••• F•••••••• T••••••••• CRD 310362 | Greensburg, PA | asset manager | $217M | 0.0% | 2 | $109M | 0 | 0 |
| W•••••••• I•••••••• I•• CRD 104834 | Erie, PA | independent RIA | $216M | 74% | 0 | n/a | 0 | 0 |
| S••••••• C•••••• A•••••••• I••• CRD 142821 | Collegeville, PA | independent RIA | $213M | 95% | 3 | $71.0M | 0 | 0 |
| G•••••••• W••••• M••••••••• L•• CRD 124128 | Abington, PA | independent RIA | $213M | 97% | 6 | $35.4M | 0 | 1 |
| W•••••• W••••• M••••••••• L•• CRD 281348 | Malvern, PA | independent RIA | $209M | 97% | 2 | $105M | 0 | 0 |
| K••••••• I••••••••• A•••••••• L••• CRD 113989 | Doylestown, PA | independent RIA | $205M | 99% | 3 | $68.2M | 0 | 0 |
| F••••••• C•••••• M••••••••• I•• CRD 108354 | Media, PA | independent RIA | $200M | 100% | 3 | $66.6M | 0 | 0 |
| K•••••• F•••••••• G•••• CRD 123349 | Pittsburgh, PA | independent RIA | $200M | 100% | 3 | $66.5M | 0 | 0 |
| N••••••••• • L••• I••• CRD 2907 | State College, PA | independent RIA | $199M | 92% | 1 | $199M | 0 | 0 |
| E••••••• F•••••••• G••••• L•• CRD 299818 | Allentown, PA | independent RIA | $199M | 98% | 3 | $66.3M | 0 | 0 |
| V••• A••••••• L•• CRD 299829 | Audubon, PA | asset manager | $196M | 0.0% | 0 | n/a | 0 | 13 |
| O•• T••• I••••••••• A••••••• CRD 111095 | Pittsburgh, PA | independent RIA | $192M | 88% | 2 | $96.1M | 0 | 0 |
| O•••••• C•••••• A••••••• I••• CRD 299034 | Bala Cynwyd, PA | independent RIA | $189M | 92% | 5 | $37.8M | 0 | 0 |
| A••••••••• M••••••••• L•• CRD 325413 | Wayne, PA | mixed wealth | $189M | 27% | 0 | n/a | 0 | 0 |
| A•••••• C•••••• M••••••••• L••• CRD 174466 | Westchester, PA | other | $189M | 0.0% | 3 | $62.9M | 0 | 2 |
| U•••• S••••• C•••••• P•••••••• L•• CRD 288708 | Kennett S•••••, PA | asset manager | $189M | 0.0% | 0 | n/a | 0 | 0 |
| A••••• • P••••••• S••••••• L•• CRD 283626 | Youngwood, PA | independent RIA | $187M | 100% | 2 | $93.6M | 0 | 0 |
| A•••• C••• F•••••••• A•••••••• L•• CRD 226655 | Jenkintown, PA | independent RIA | $187M | 89% | 3 | $62.2M | 0 | 0 |
| E•••• I••••••••• A••••••• CRD 144094 | Downingtown, PA | independent RIA | $186M | 100% | 2 | $93.0M | 0 | 0 |
| H•••••• C•••••• A••••••• L•• CRD 287766 | Cranberry Twp, PA | independent RIA | $185M | 95% | 6 | $30.9M | 1 | 0 |
| N••••••• A•••••••• L•• CRD 311621 | Canonsburg, PA | independent RIA | $185M | 100% | 6 | $30.9M | 2 | 0 |
| A•••• I••••••••• P•••••••• L•• CRD 315678 | Lemont, PA | independent RIA | $184M | 100% | 7 | $26.4M | 7 | 0 |
| M••••••• S•••••••• A•••••••• L•• CRD 117108 | Pittsburgh, PA | independent RIA | $183M | 94% | 1 | $183M | 0 | 0 |
| I•••••••• I••••••••• M••••••••• CRD 168772 | Camp Hill, PA | independent RIA | $183M | 93% | 6 | $30.4M | 5 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.