DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Fort Washington Investment Advisors Inc CRD 107126 | Cincinnati, OH | institutional | $93B | 1.2% | 19 | $4.9B | 2 | 45 |
| Nationwide Fund Advisors CRD 109391 | Columbus, OH | asset manager | $83B | 0.0% | 0 | n/a | 0 | 0 |
| Meeder Public Funds, Inc. CRD 106816 | Dublin, OH | institutional | $70B | 0.0% | 18 | $3.9B | 7 | 0 |
| Mai Capital Management, LLC CRD 109807 | Cleveland, OH | independent RIA | $52B | 66% | 306 | $170M | 29 | 33 |
| Clearstead; Clearstead Advisory Solutions CRD 105674 | Cleveland, OH | independent RIA | $34B | 63% | 65 | $521M | 10 | 3 |
| Sequoia Financial Group, L.L.C. CRD 117756 | Akron, OH | independent RIA | $32B | 93% | 259 | $124M | 38 | 17 |
| Constellation Investments, Inc. CRD 107528 | Montgomery, OH | other | $31B | 0.0% | 0 | n/a | 0 | 4 |
| Touchstone Advisors Inc CRD 107028 | Cincinnati, OH | asset manager | $31B | 0.0% | 78 | $399M | 0 | 0 |
| Diamond Hill Capital Management, LLC CRD 110638 | Columbus, OH | asset manager | $29B | 0.0% | 4 | $7.3B | 0 | 1 |
| Matson Money, Inc. CRD 110425 | Mason, OH | mixed wealth | $24B | 48% | 11 | $2.2B | 1 | 0 |
| Feg CRD 121658 | Cincinnati, OH | institutional | $24B | 0.7% | 2 | $12B | 2 | 0 |
| Johnson Investment Counsel, Inc. CRD 117054 | Cincinnati, OH | independent RIA | $23B | 67% | 65 | $354M | 5 | 0 |
| Highland Consulting Associates Inc. CRD 109834 | Cleveland, OH | institutional | $22B | 1.4% | 3 | $7.3B | 0 | 0 |
| American Money Management Corporation ("Ammc") CRD 161853 | Cincinnati, OH | institutional | $21B | 0.0% | 0 | n/a | 0 | 14 |
| Bahl & Gaynor LLC CRD 106139 | Cincinnati, OH | mixed wealth | $21B | 33% | 25 | $840M | 1 | 0 |
| Townsend Holdings LLC CRD 160006 | Cleveland, OH | institutional | $20B | 0.0% | 0 | n/a | 4 | 37 |
| Boyd Watterson Asset Management, LLC CRD 107808 | Cleveland, OH | other | $19B | 2.9% | 18 | $1.0B | 8 | 2 |
| Stratos Wealth Partners, Ltd CRD 153184 | Beachwood, OH | BD affiliated | $19B | 94% | 386 | $48.3M | 170 | 0 |
| Nationwide Investment Advisors, LLC CRD 142373 | Columbus, OH | BD affiliated | $17B | 100% | 401 | $41.7M | 8 | 0 |
| Nationwide Asset Management, LLC CRD 143668 | Columbus, OH | other | $15B | 0.0% | 0 | n/a | 0 | 2 |
| Cbiz Investment Advisory Services, LLC CRD 286002 | Cleveland, OH | institutional | $13B | 5.7% | 91 | $140M | 23 | 0 |
| Gateway Investment Advisers, LLC CRD 146681 | Cincinnati, OH | other | $12B | 14% | 10 | $1.2B | 2 | 0 |
| Fifth Third Securities, Inc. CRD 628 | Cincinnati, OH | BD affiliated | $11B | 98% | 1,004 | $10.9M | 1,117 | 0 |
| Bartlett & Co. Wealth Management LLC CRD 292246 | Cincinnati, OH | independent RIA | $10B | 85% | 32 | $320M | 2 | 0 |
| Idr Investment Management, LLC CRD 286208 | Independence, OH | asset manager | $10B | 0.0% | 0 | n/a | 0 | 6 |
| Valmark Advisers, Inc. CRD 108050 | Akron, OH | BD affiliated | $10B | 80% | 292 | $34.8M | 156 | 0 |
| Redtree Investment Group CRD 171615 | Cincinnati, OH | institutional | $9.7B | 0.0% | 6 | $1.6B | 0 | 0 |
| Key Investment Services LLC CRD 136300 | Brooklyn, OH | BD affiliated | $8.9B | 99% | 637 | $13.9M | 25 | 0 |
| Pcm Management Advisor, LLC CRD 323946 | Chagrin Falls, OH | asset manager | $7.9B | 0.0% | 0 | n/a | 5 | 18 |
| Huntington Financial Advisors CRD 16986 | Columbus, OH | BD affiliated | $7.9B | 99% | 427 | $18.5M | 787 | 0 |
| Fifth Third Wealth Advisors LLC CRD 313015 | Cincinnati, OH | mixed wealth | $7.8B | 43% | 63 | $124M | 12 | 3 |
| Oneseven CRD 283087 | Beachwood, OH | independent RIA | $7.7B | 94% | 118 | $65.4M | 47 | 0 |
| Carnegie Investment Counsel CRD 150488 | Pepper Pike, OH | independent RIA | $7.5B | 82% | 37 | $203M | 10 | 0 |
| Truepoint, Inc. CRD 105664 | Cincinnati, OH | independent RIA | $6.4B | 93% | 40 | $160M | 3 | 0 |
| Org Portfolio Management LLC CRD 130198 | Beachwood, OH | institutional | $6.4B | 6.2% | 0 | n/a | 4 | 5 |
| Tfo Wealth Partners CRD 124407 | Maumee, OH | independent RIA | $5.7B | 87% | 36 | $157M | 11 | 0 |
| Stratos Wealth Advisors LLC CRD 283816 | Beachwood, OH | independent RIA | $5.6B | 97% | 71 | $78.5M | 30 | 0 |
| Constellation Wealth Advisors CRD 147253 | Cincinnati, OH | independent RIA | $5.4B | 77% | 15 | $360M | 1 | 4 |
| Venture Visionary Partners LLC CRD 304237 | Sylvania, OH | independent RIA | $5.2B | 81% | 31 | $169M | 4 | 0 |
| Wellspring Family Office CRD 143112 | Cleveland, OH | independent RIA | $5.1B | 99% | 9 | $562M | 0 | 0 |
| Daymark Wealth Partners, LLC CRD 320878 | Cincinnati, OH | independent RIA | $5.0B | 95% | 32 | $158M | 10 | 0 |
| Rockbridge Capital, LLC CRD 161078 | Columbus, OH | asset manager | $5.0B | 0.0% | 0 | n/a | 0 | 23 |
| Hamilton Capital CRD 109116 | Columbus, OH | independent RIA | $4.9B | 80% | 59 | $83.7M | 1 | 2 |
| Ancora Advisors LLC CRD 124674 | Mayfield Heights, OH | other | $4.6B | 8.7% | 10 | $461M | 1 | 0 |
| Prosperity Capital Advisors CRD 156480 | Westlake, OH | independent RIA | $4.4B | 86% | 102 | $43.0M | 41 | 0 |
| Drive Capital LLC CRD 169002 | Columbus, OH | asset manager | $4.4B | 0.0% | 0 | n/a | 2 | 21 |
| Pca Investment Advisory Services, Inc. CRD 123475 | Cincinnati, OH | mixed wealth | $4.3B | 22% | 10 | $431M | 0 | 0 |
| Beacon Capital Management, Inc. CRD 120641 | Dayton, OH | mixed wealth | $4.3B | 47% | 26 | $164M | 1 | 0 |
| Ancora Private Wealth Advisors, LLC CRD 124845 | Cleveland, OH | independent RIA | $3.9B | 95% | 15 | $260M | 1 | 0 |
| Seniors Housing Fund Manager LLC CRD 334006 | Toledo, OH | asset manager | $3.8B | 0.0% | 0 | n/a | 2 | 4 |
Page 1 of 8Next
400 advisers match.