DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Exchange Traded Concepts, LLC CRD 151197 | Oklahoma City, OK | asset manager | $23B | 0.0% | 0 | n/a | 1 | 0 |
| Cavanal Hill Investment Management, Inc. CRD 110774 | Tulsa, OK | other | $15B | 0.0% | 31 | $491M | 1 | 0 |
| Ce Investment Management, LLC CRD 299786 | Oklahoma City, OK | institutional | $5.9B | 0.0% | 0 | n/a | 1 | 0 |
| C•••••• M••••••••• L•• CRD 173841 | Oklahoma City, OK | asset manager | $3.4B | 0.0% | 0 | n/a | 2 | 1 |
| K••••••••• A••••••• L•• CRD 111043 | Bartlesville, OK | asset manager | $3.3B | 0.0% | 0 | n/a | 1 | 43 |
| A••••••• P•••••• C••••••• L• CRD 283878 | Tulsa, OK | asset manager | $3.0B | 0.0% | 0 | n/a | 0 | 8 |
| W•••••• I••••••••• G••••• L•• CRD 226670 | Oklahoma City, OK | asset manager | $2.1B | 0.0% | 0 | n/a | 3 | 5 |
| T•• J•••••• I••••••••• M••••••••• L•• CRD 104511 | Oklahoma City, OK | independent RIA | $1.6B | 90% | 6 | $272M | 0 | 0 |
| T•••••• S•••••••• W••••• CRD 337956 | Tulsa, OK | independent RIA | $1.5B | 95% | 17 | $90.4M | 1 | 0 |
| R••••••••• I••••••••• A••••••• I•• CRD 106316 | Oklahoma City, OK | independent RIA | $1.5B | 97% | 8 | $186M | 1 | 0 |
| F•••• F•••••••• CRD 306480 | Edmond, OK | independent RIA | $1.5B | 100% | 15 | $97.2M | 1 | 0 |
| G•••••••• C•••••• M••••••••• I••• CRD 122328 | Tulsa, OK | independent RIA | $1.3B | 83% | 17 | $79.4M | 4 | 4 |
| P••••••• G•••• C•••••• M••••••••• L••••• CRD 115220 | Tulsa, OK | asset manager | $1.3B | 0.0% | 0 | n/a | 0 | 3 |
| A•••••••• W••••• A•••••••• L•• CRD 330239 | Tulsa, OK | independent RIA | $1.2B | 82% | 2 | $584M | 0 | 0 |
| F••••••• C•••••• M••••••••• L•• CRD 313573 | Oklahoma City, OK | independent RIA | $1.1B | 82% | 7 | $151M | 0 | 0 |
| B•• F•••••••• A••••••• CRD 17530 | Tulsa, OK | BD affiliated | $1.1B | 95% | 140 | $7.6M | 114 | 0 |
| T•• A••••••• R••••••• G••••• L•• CRD 290110 | Tulsa, OK | independent RIA | $927M | 100% | 8 | $116M | 3 | 0 |
| A•••• C•••••• M••••••••• CRD 164499 | Oklahoma City, OK | asset manager | $893M | 0.0% | 0 | n/a | 2 | 3 |
| W•••••••• C•••••• M••••••••• L•• CRD 141969 | Tulsa, OK | independent RIA | $787M | 85% | 7 | $112M | 0 | 0 |
| C••••• C•••••• A•••••••• L•• CRD 169704 | Tulsa, OK | independent RIA | $786M | 97% | 11 | $71.4M | 1 | 0 |
| C••••••••• W••••• A••••••• CRD 205512 | Oklahoma City, OK | independent RIA | $751M | 94% | 9 | $83.5M | 1 | 0 |
| P••• G•••• F••••••••• I••• CRD 116508 | Oklahoma City, OK | independent RIA | $690M | 100% | 18 | $38.4M | 8 | 0 |
| B••••••••• F•••••••• G•••• CRD 340683 | Tulsa, OK | independent RIA | $650M | 91% | 2 | $325M | 0 | 0 |
| V•••• I••••••••• P••••••• L•• CRD 286014 | Oklahoma City, OK | independent RIA | $611M | 91% | 6 | $102M | 1 | 0 |
| H••••••••• W••••• CRD 129696 | Tulsa, OK | independent RIA | $593M | 98% | 6 | $98.8M | 2 | 0 |
| T•• L••••• F•••••••• G••••• I••• CRD 135059 | Tulsa, OK | independent RIA | $591M | 100% | 8 | $73.8M | 2 | 0 |
| I••••••••• C••••••••• L•• CRD 108037 | Oklahoma City, OK | independent RIA | $588M | 68% | 7 | $84.0M | 0 | 0 |
| E•••••• A••••••• L•• CRD 326468 | Tulsa, OK | independent RIA | $588M | 95% | 10 | $58.8M | 0 | 0 |
| S••••••••• W••••• M••••••••• L•• CRD 297761 | Tulsa, OK | independent RIA | $568M | 97% | 8 | $71.0M | 0 | 0 |
| M•••• W••••• L•• CRD 145402 | Tulsa, OK | independent RIA | $560M | 100% | 4 | $140M | 0 | 0 |
| R••••••• W••••• M••••••••• I••• CRD 329961 | Tulsa, OK | mixed wealth | $541M | 31% | 6 | $90.2M | 4 | 0 |
| C•••••• O•• W••••• A••••••• CRD 297180 | Tulsa, OK | independent RIA | $529M | 96% | 5 | $106M | 1 | 0 |
| P••••••• I••••••••• A••••••• CRD 108086 | Tulsa, OK | independent RIA | $508M | 67% | 7 | $72.6M | 0 | 3 |
| M••••••• • P••• P•••••• W••••• CRD 307625 | Oklahoma City, OK | independent RIA | $450M | 98% | 2 | $225M | 0 | 0 |
| A••••• F•••••••• R•••••••• I••• CRD 109495 | Oklahoma City, OK | independent RIA | $411M | 54% | 7 | $58.7M | 0 | 0 |
| B••••••••• W••••• M••••••••• CRD 305300 | Tulsa, OK | independent RIA | $380M | 99% | 7 | $54.3M | 1 | 0 |
| O••••••• W•••••• L•• CRD 315028 | Tulsa, OK | independent RIA | $372M | 70% | 4 | $92.9M | 0 | 0 |
| G••••• P•••••• W••••• A••••••• L•• CRD 317837 | Durant, OK | independent RIA | $369M | 100% | 8 | $46.1M | 8 | 0 |
| T••••••••• C•••••• G•••• CRD 316872 | Edmond, OK | independent RIA | $361M | 100% | 9 | $40.1M | 0 | 0 |
| W••••• O••••••• CRD 132962 | Tulsa, OK | independent RIA | $356M | 75% | 4 | $89.1M | 0 | 0 |
| F•• CRD 117600 | Ardmore, OK | independent RIA | $318M | 74% | 4 | $79.6M | 0 | 0 |
| B•••• C•••••• G••••• L•• CRD 315170 | Edmond, OK | asset manager | $306M | 0.0% | 0 | n/a | 0 | 31 |
| O••• P•••••••• L•• CRD 299187 | Tulsa, OK | independent RIA | $285M | 100% | 6 | $47.4M | 2 | 0 |
| S••••••••• F•••••••• G••••• I••• CRD 115652 | Bartlesville, OK | independent RIA | $274M | 63% | 7 | $39.2M | 4 | 0 |
| T••••• F•••••••• G••••• I•• CRD 309294 | Oklahoma City, OK | independent RIA | $259M | 70% | 2 | $129M | 0 | 0 |
| H•••••••• C••••••• L•• CRD 309323 | Oklahoma City, OK | asset manager | $252M | 0.0% | 0 | n/a | 0 | 5 |
| W••••• W••••• CRD 285653 | Oklahoma City, OK | independent RIA | $251M | 86% | 2 | $126M | 0 | 0 |
| L•• C•••••• M••••••••• L•• CRD 130489 | Oklahoma City, OK | independent RIA | $250M | 84% | 4 | $62.6M | 0 | 0 |
| B•••• C•••••• A•••••••• L•• CRD 306471 | Oklahoma City, OK | independent RIA | $250M | 96% | 2 | $125M | 0 | 0 |
| C•••••••• C••••••••• G••••• I••• CRD 123761 | Tulsa, OK | mixed wealth | $241M | 43% | 1 | $241M | 0 | 0 |
The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Page 1 of 2Next
84 advisers match.