DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Government Portfolio Advisors LLC CRD 170384 | Portland, OR | institutional | $35B | 0.1% | 6 | $5.8B | 0 | 0 |
| Stancorp Investment Advisers, Inc. CRD 110228 | Portland, OR | other | $35B | 14% | 76 | $454M | 1 | 0 |
| Ferguson Wellman Capital Management, Inc. CRD 104692 | Portland, OR | independent RIA | $11B | 74% | 27 | $395M | 1 | 0 |
| K•••••••• W••••• M••••••••• L•• CRD 148107 | Grants Pass, OR | independent RIA | $9.0B | 95% | 116 | $77.2M | 46 | 0 |
| N•••••••• C•••••• M••••••••• I••• CRD 108091 | Lake Oswego, OR | institutional | $8.5B | 1.0% | 7 | $1.2B | 1 | 0 |
| A•••••• W••••• L• CRD 147200 | Lake Oswego, OR | independent RIA | $7.6B | 64% | 28 | $272M | 4 | 0 |
| C••••••• G••••• CRD 111944 | Portland, OR | other | $7.0B | 0.0% | 0 | n/a | 0 | 3 |
| N•••••••• C•••••• M••••••••• L•• CRD 107784 | Hood River, OR | independent RIA | $6.9B | 100% | 8 | $868M | 3 | 0 |
| J••••• I••••••••• M••••••••• I••• CRD 105281 | Lake Oswego, OR | asset manager | $6.5B | 8.6% | 4 | $1.6B | 0 | 0 |
| B••••• C•••••• M••••••••• I••• CRD 110489 | Portland, OR | independent RIA | $5.7B | 66% | 23 | $249M | 3 | 1 |
| V•••• C•••••• P•••••••• I••• CRD 114913 | Portland, OR | independent RIA | $3.2B | 93% | 23 | $140M | 0 | 0 |
| M• H••••••• S••••••••• I••• CRD 43285 | Portland, OR | BD affiliated | $3.2B | 95% | 179 | $17.9M | 105 | 0 |
| D•••••••• I••••••••• C••••••••• L•• CRD 155312 | Portland, OR | other | $2.9B | 17% | 8 | $361M | 1 | 0 |
| M•••••••• G••••• I••• CRD 132131 | Portland, OR | institutional | $2.7B | 6.1% | 15 | $178M | 0 | 0 |
| P••••••• A•• C•••••• A••••••• L•• CRD 167214 | Portland, OR | independent RIA | $2.7B | 70% | 13 | $205M | 0 | 0 |
| V•••••• I••••••••• CRD 289261 | Portland, OR | asset manager | $2.6B | 0.0% | 0 | n/a | 0 | 1 |
| S••••••• I••••••••• P••••••• L•• CRD 164696 | Portland, OR | institutional | $2.3B | 5.6% | 8 | $285M | 0 | 0 |
| H•••• I•••••••• CRD 133017 | Lake Oswego, OR | mixed wealth | $2.2B | 41% | 16 | $139M | 0 | 0 |
| T•• F•••••••• A•••••••• L•• CRD 141153 | Portland, OR | mixed wealth | $2.2B | 41% | 18 | $123M | 0 | 0 |
| C• P••••••• C••• CRD 149937 | Portland, OR | independent RIA | $2.0B | 99% | 31 | $63.3M | 20 | 0 |
| E•••••••• C•••••• CRD 160800 | Portland, OR | asset manager | $1.9B | 0.0% | 0 | n/a | 3 | 7 |
| S•••••• P•••••• W••••• M••••••••• L•• CRD 159419 | Eugene, OR | independent RIA | $1.7B | 90% | 13 | $134M | 0 | 0 |
| Q•••• I••••••••• M••••••••• L•• CRD 110640 | Lake Oswego, OR | other | $1.7B | 6.0% | 6 | $285M | 0 | 0 |
| M•••••• C•••••• CRD 155424 | Portland, OR | mixed wealth | $1.6B | 26% | 10 | $163M | 0 | 1 |
| C••••• I••••••••• G•••• CRD 128483 | Jacksonville, OR | independent RIA | $1.5B | 64% | 21 | $73.4M | 3 | 0 |
| A••••••• W••••• L•• CRD 282312 | Lake Oswego, OR | independent RIA | $1.5B | 84% | 7 | $209M | 0 | 0 |
| J•• W••••• M••••••••• L•• CRD 290694 | Bend, OR | independent RIA | $1.4B | 94% | 18 | $79.5M | 1 | 0 |
| T••• P•••••• W••••• A•••••••• L•• CRD 164947 | Salem, OR | independent RIA | $1.4B | 98% | 11 | $130M | 1 | 0 |
| M• F•••••••• A•••• M••••••••• I••• CRD 136694 | Portland, OR | independent RIA | $1.2B | 95% | 3 | $412M | 1 | 0 |
| V••••• C•••••• M••••••••• I•• CRD 107793 | Portland, OR | independent RIA | $1.2B | 89% | 9 | $137M | 0 | 0 |
| C•••• M••••••• A•••••••• L•• CRD 140339 | Lake Oswego, OR | independent RIA | $1.2B | 68% | 6 | $200M | 2 | 0 |
| S•••• C•••••• A•••••••• L•• CRD 307980 | Portland, OR | mixed wealth | $1.1B | 29% | 6 | $189M | 0 | 0 |
| S•••••• • N•••••• L•• CRD 309757 | Eugene, OR | independent RIA | $1.0B | 93% | 4 | $262M | 0 | 0 |
| M• F•••••••• I••••••••• A••••••• I•• CRD 106648 | Portland, OR | asset manager | $1.0B | 0.0% | 0 | n/a | 1 | 0 |
| R•••• • Y• I••••••••• A•••••••• L•• CRD 109258 | Eugene, OR | independent RIA | $959M | 93% | 10 | $95.9M | 3 | 0 |
| A••••• A•••• M••••••••• CRD 107980 | Aurora, OR | independent RIA | $946M | 52% | 6 | $158M | 0 | 0 |
| K•••••• M••••••• W••••• M••••••••• L•• CRD 292600 | Salem, OR | independent RIA | $922M | 87% | 8 | $115M | 0 | 0 |
| H•••• • G••••• W••••• M••••••••• L•• CRD 297368 | Portland, OR | independent RIA | $920M | 92% | 4 | $230M | 1 | 0 |
| M••••• C•••••• M••••••••• I••• CRD 117127 | Portland, OR | independent RIA | $903M | 64% | 6 | $151M | 0 | 0 |
| C•• F•••••••• S••••••• CRD 155446 | Lake Oswego, OR | independent RIA | $876M | 97% | 7 | $125M | 0 | 0 |
| G•••• C••••• I••••••••• M••••••••• L•• CRD 166263 | Portland, OR | asset manager | $875M | 0.0% | 0 | n/a | 2 | 4 |
| N•• C•••••• A••••••• CRD 306483 | Beaverton, OR | independent RIA | $847M | 85% | 5 | $169M | 1 | 0 |
| R••• I••• CRD 18005 | Portland, OR | institutional | $828M | 7.2% | 0 | n/a | 3 | 0 |
| E•• A•••• M••••••••• ••••• A••••••• C••• CRD 313103 | Portland, OR | asset manager | $809M | 0.0% | 0 | n/a | 1 | 0 |
| P••••••••• I••••••••• M••••••••• C••••••••• CRD 107777 | Lake Oswego, OR | independent RIA | $758M | 90% | 4 | $190M | 1 | 0 |
| A••••• F•••••••• A•••••••• L•• CRD 288462 | Lake Oswego, OR | independent RIA | $734M | 94% | 7 | $105M | 0 | 0 |
| P••••• F•••••••• CRD 144469 | Portland, OR | mixed wealth | $702M | 22% | 9 | $78.0M | 0 | 0 |
| V•• B•••••• • A••••••••• CRD 309746 | The Dalles, OR | independent RIA | $680M | 100% | 5 | $136M | 1 | 0 |
| E•• I••••••••• • A••••••• L•• CRD 339744 | Portland, OR | asset manager | $680M | 0.0% | 0 | n/a | 0 | 7 |
| V•••••• W••••• CRD 329666 | West Linn, OR | independent RIA | $667M | 100% | 4 | $167M | 0 | 0 |
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157 advisers match.