DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated CRD 8158 | Milwaukee, WI | mixed wealth | $394B | 43% | 2,612 | $151M | 209 | 0 |
| Northwestern Mutual Investment Management Company, LLC CRD 307865 | Milwaukee, WI | institutional | $323B | 0.0% | 0 | n/a | 1 | 25 |
| Artisan Partners Limited Partnership CRD 150114 | Milwaukee, WI | asset manager | $184B | 0.0% | 0 | n/a | 16 | 10 |
| Tidal Investments LLC CRD 164201 | Milwaukee, WI | asset manager | $46B | 0.0% | 0 | n/a | 4 | 0 |
| Trustage Investment Management CRD 105960 | Madison, WI | institutional | $39B | 0.0% | 21 | $1.9B | 1 | 0 |
| Mason Street Advisors, LLC CRD 114085 | Milwaukee, WI | asset manager | $39B | 0.0% | 0 | n/a | 0 | 0 |
| National Investment Services Of America, LLC CRD 307169 | Milwaukee, WI | institutional | $16B | 0.2% | 13 | $1.3B | 1 | 12 |
| Madison Investment Advisors, LLC CRD 110297 | Madison, WI | mixed wealth | $14B | 46% | 20 | $692M | 1 | 0 |
| Fiduciary Management, Inc. CRD 109149 | Milwaukee, WI | other | $11B | 16% | 0 | n/a | 0 | 0 |
| Heck Capital Advisors, LLC CRD 143848 | Rhinelander, WI | other | $11B | 20% | 24 | $471M | 4 | 0 |
| Johnson Wealth Inc. CRD 125557 | Milwaukee, WI | mixed wealth | $10B | 38% | 72 | $144M | 7 | 0 |
| Harbour Investments, Inc. CRD 19258 | Madison, WI | independent RIA | $9.6B | 96% | 247 | $38.9M | 137 | 0 |
| Orgel Wealth Management, LLC CRD 168219 | Altoona, WI | independent RIA | $9.5B | 74% | 31 | $308M | 2 | 0 |
| Annex Wealth Management, LLC CRD 127987 | Brookfield, WI | independent RIA | $8.1B | 93% | 98 | $82.1M | 8 | 0 |
| Provident Trust Company CRD 110118 | Waukesha, WI | independent RIA | $6.9B | 85% | 5 | $1.4B | 0 | 0 |
| Nicholas Co Inc CRD 108347 | Milwaukee, WI | asset manager | $6.1B | 0.1% | 1 | $6.1B | 0 | 0 |
| Dana Investment Advisors Inc CRD 105879 | Waukesha, WI | mixed wealth | $6.1B | 37% | 26 | $234M | 1 | 0 |
| Geneva Capital Management LLC CRD 105432 | Milwaukee, WI | other | $5.6B | 8.2% | 3 | $1.9B | 0 | 0 |
| Baker Tilly Wealth Management, LLC CRD 167811 | Madison, WI | mixed wealth | $5.2B | 25% | 26 | $200M | 8 | 0 |
| Madison Asset Management CRD 130874 | Madison, WI | asset manager | $4.9B | 0.0% | 1 | $4.9B | 1 | 0 |
| Nicolet Wealth Management CRD 283940 | Green Bay, WI | independent RIA | $4.3B | 65% | 46 | $93.3M | 13 | 0 |
| North Star Asset Management Inc CRD 106489 | Neenah, WI | independent RIA | $3.4B | 92% | 13 | $258M | 0 | 0 |
| Thompson Investment Management, Inc. CRD 129609 | Madison, WI | mixed wealth | $3.1B | 25% | 6 | $514M | 0 | 0 |
| Resonant Capital Advisors, LLC CRD 298451 | Madison, WI | independent RIA | $3.0B | 97% | 13 | $227M | 1 | 0 |
| Kellogg Asset Management, LLC CRD 150031 | Green Bay, WI | other | $2.9B | 0.0% | 8 | $357M | 4 | 0 |
| Reinhart Partners, LLC CRD 106432 | Mequon, WI | other | $2.5B | 5.4% | 6 | $412M | 0 | 0 |
| Gateway Wealth Partners, LLC CRD 322789 | Appleton, WI | independent RIA | $2.3B | 98% | 101 | $22.6M | 25 | 0 |
| 1834 Investment Advisors Co. CRD 105435 | Milwaukee, WI | mixed wealth | $2.2B | 46% | 17 | $129M | 10 | 0 |
| Ellenbecker Investment Group CRD 173851 | Waukesha, WI | independent RIA | $2.1B | 100% | 20 | $103M | 2 | 0 |
| Operose Advisors LLC CRD 287465 | Milwaukee, WI | independent RIA | $2.0B | 76% | 15 | $136M | 0 | 0 |
| Hammes Realty Advisors, LLC CRD 165693 | Milwaukee, WI | asset manager | $2.0B | 0.0% | 0 | n/a | 1 | 5 |
| Landaas & Company CRD 47487 | Milwaukee, WI | independent RIA | $1.9B | 99% | 20 | $96.3M | 0 | 0 |
| Heartland Advisors, Inc. CRD 29433 | Milwaukee, WI | asset manager | $1.9B | 9.8% | 14 | $137M | 0 | 0 |
| Klcm Advisors, Inc. CRD 107847 | Milwaukee, WI | independent RIA | $1.9B | 95% | 5 | $375M | 0 | 0 |
| Iag Wealth Partners, LLC CRD 109721 | Waukesha, WI | independent RIA | $1.9B | 99% | 16 | $117M | 3 | 0 |
| Diversified Management Inc CRD 106680 | Milwaukee, WI | independent RIA | $1.9B | 94% | 6 | $311M | 1 | 0 |
| Schaper Benz & Wise Investment Counsel Inc CRD 107630 | Neenah, WI | independent RIA | $1.8B | 97% | 11 | $160M | 0 | 0 |
| N.E.W. Advisory Services, LLC CRD 290405 | De Pere, WI | independent RIA | $1.6B | 100% | 15 | $107M | 4 | 0 |
| Campbell Newman Asset Management Inc CRD 107003 | Milwaukee, WI | independent RIA | $1.4B | 75% | 4 | $361M | 0 | 0 |
| Isthmus Partners, LLC CRD 171279 | Madison, WI | independent RIA | $1.4B | 89% | 9 | $160M | 0 | 0 |
| Sentry Investment Management, L.L.C. CRD 105176 | Stevens Point, WI | other | $1.4B | 0.0% | 0 | n/a | 0 | 0 |
| Mason Wells, Inc. CRD 173069 | Milwaukee, WI | asset manager | $1.4B | 0.0% | 0 | n/a | 0 | 4 |
| Packerland Brokerage Services, Inc. CRD 37031 | Green Bay, WI | independent RIA | $1.4B | 99% | 176 | $7.7M | 133 | 0 |
| The Milwaukee Company CRD 123452 | Thiensville, WI | mixed wealth | $1.3B | 36% | 5 | $269M | 1 | 0 |
| Capital Investment Services Of America Inc CRD 110639 | Milwaukee, WI | independent RIA | $1.3B | 82% | 9 | $146M | 0 | 0 |
| Madison Partners CRD 305824 | Madison, WI | independent RIA | $1.3B | 96% | 39 | $33.4M | 26 | 0 |
| Associated Investment Services, Inc. CRD 1464 | Green Bay, WI | independent RIA | $1.2B | 100% | 42 | $27.8M | 35 | 0 |
| Oarsman Capital, Inc CRD 109993 | Milwaukee, WI | independent RIA | $1.2B | 99% | 14 | $83.4M | 1 | 0 |
| Kerberrose Wealth Management, LLC CRD 168787 | Shawano, WI | independent RIA | $1.2B | 51% | 16 | $72.2M | 6 | 0 |
| Canopy Wealth Management CRD 297717 | Middleton, WI | independent RIA | $1.2B | 99% | 10 | $115M | 3 | 0 |
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195 advisers match.