DFX Intelligence
Advisor moves
Departures from MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacqueline Marie Goodreau | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Feb 22, 2024 |
| Anthony Alois Krickl | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Feb 22, 2024 |
| Gary C Markham | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Mar 4, 2024 |
| Tori Nichole Glass | MML Investors Services, LLC BD affiliated | Quadcap Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Apr 7, 2024 (37 d) |
| Peter Paul Labrash | MML Investors Services, LLC BD affiliated | Paragon Retirement Planning, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 28, 2024 | Jul 19, 2024 (142 d) |
| Robert John Schilling | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Feb 26, 2024 |
| Jonathan Allen | MML Investors Services, LLC BD affiliated | Belvedere Investments Corporation state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 27, 2024 | Mar 27, 2025 (394 d) |
| Veronika Alekyan | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2024 | Mar 11, 2024 |
| David George Schilling | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2024 | Feb 26, 2024 |
| Wade Cornett | MML Investors Services, LLC BD affiliated | Macro Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2024 | Mar 27, 2024 (33 d) |
| Joseph Herrmann | MML Investors Services, LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Mar 15, 2024 |
| Leona Kathleen Barber | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 22, 2024 | Mar 5, 2024 |
| Nicholas Edward Benzor | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2024 | Feb 16, 2024 |
| Randolph Joseph Altavilla | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 15, 2024 | May 10, 2024 (85 d) |
| Christine Sionia Neilson | MML Investors Services, LLC BD affiliated | Investment Research Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2024 | Feb 8, 2024 |
| Timothy A Monty | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Jan 1, 2025 (323 d) |
| Kylie E Richards | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Jan 1, 2025 (323 d) |
| George E. Lee | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Feb 13, 2024 |
| Abraham Philip Trabulsy | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Jan 1, 2025 (323 d) |
| Christopher Martin Bowen | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Feb 6, 2024 |
| Brett Andrew Thompson | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 21, 2024 |
| Danielle Delprato | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Mar 22, 2024 (43 d) |
| Jarod Dylan Walker | MML Investors Services, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 9, 2024 |
| Timothy Blair Morris | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 7, 2024 |
| Crystal Trevino Groover | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 5, 2024 |
| James Travis Payne | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 5, 2024 |
| Joshua Craven Harper | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 7, 2024 |
| Dane Cooper | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 7, 2024 |
| Robert William Zinn | MML Investors Services, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | May 28, 2025 (476 d) |
| Robert Christopher Bowen | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 5, 2024 |
| G Richard Fransen | MML Investors Services, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2024 | Jan 23, 2025 (352 d) |
| Alec Francis | MML Investors Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2024 | Mar 15, 2024 (38 d) |
| Mirmehdi Hussain | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Apr 26, 2024 (81 d) |
| John Hoogenboom | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Oct 19, 2023 |
| Paul J Abbott | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Feb 7, 2024 |
| Brian Phillip Gibbons | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 29, 2024 |
| Chad Anthony Pugh | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Feb 7, 2024 |
| Juan Jose Lewis | MML Investors Services, LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Oct 21, 2025 (629 d) |
| Jason Gerald Swartley | MML Investors Services, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Mar 13, 2024 (42 d) |
| Theresa Wong David White | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 31, 2024 |
| Nolan Ryan Neville | MML Investors Services, LLC BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Feb 5, 2024 |
| Max Lionel Molina | MML Investors Services, LLC BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Mar 13, 2024 (42 d) |
| Evan Stephens | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 30, 2024 | Mar 8, 2024 (38 d) |
| Jessica Kaufman | MML Investors Services, LLC BD affiliated | Ocean Financial Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 29, 2024 | Mar 22, 2024 (53 d) |
| Daniel Pecoraro | MML Investors Services, LLC BD affiliated | Api Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2024 | Feb 28, 2025 (399 d) |
| David Paul Feldstein | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2024 | Jan 22, 2024 |
| Zachary Jacob Green | MML Investors Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2024 | Jan 22, 2024 |
| Matthew Hemberger | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 24, 2024 |
| Donald Eugene Wilson | MML Investors Services, LLC BD affiliated | Calton & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2024 | Jan 22, 2024 |
| Claudio M Gambin Neto | MML Investors Services, LLC BD affiliated | Gfg Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 12, 2024 | Jan 5, 2024 |
| Kevin Pietro | MML Investors Services, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Mar 15, 2024 (63 d) |
| Jennifer Alisa Des Groseilliers | MML Investors Services, LLC BD affiliated | The Mather Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2024 | Feb 12, 2024 (32 d) |
| Lily Ku | MML Investors Services, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Dec 13, 2024 (338 d) |
| Richard George Tull | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Mar 21, 2024 (71 d) |
| Kenny Scott Johnson | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Jan 18, 2024 |
| Curtis Matthew Reeser | MML Investors Services, LLC BD affiliated | Werner Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Feb 13, 2024 (35 d) |
| Paul Ronald Reed | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jan 4, 2024 |
| Douglass Belt | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jan 2, 2024 |
| Thomas Vincent Scotto | MML Investors Services, LLC BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2024 | Mar 4, 2024 (59 d) |
| Andrew Addison White | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2024 | Jan 4, 2024 |
4,456 moves match.