DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Legend Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Melissa Donna DarnellLegend Advisory, LLC otherSaperston Asset Management, Inc. otherOtherJan 12, 2016Jun 6, 2017 (511 d)
Aaron Leigh WittenLegend Advisory, LLC otherCambridge Investment Research Advisors, Inc. otherOtherJan 5, 2016Jan 4, 2016
Gregory M CarricoLegend Advisory, LLC otherLegacy Wealth Advisors, LLC independent RIAOtherJan 5, 2016Jan 6, 2016
Bryan WirtzLegend Advisory, LLC otherUSA Financial Securities LLC otherOtherNov 9, 2015Dec 16, 2015 (37 d)
Brian Scott JacksonLegend Advisory, LLC otherVoya Financial Advisors, Inc. otherOtherOct 20, 2015Oct 21, 2015
Christopher Ian DiodatoLegend Advisory, LLC otherJ.P. Morgan Securities LLC wirehouseOtherOct 13, 2015Nov 17, 2015 (35 d)
Daniel William DearmentLegend Advisory, LLC otherGwn Securities Inc. otherOtherSep 8, 2015Sep 4, 2015
Daniel William CarlsonLegend Advisory, LLC otherSignator Investors, Inc. otherOtherAug 13, 2015Sep 9, 2016 (393 d)
Todd Edward SeppLegend Advisory, LLC otherGwn Securities Inc. otherOtherMay 18, 2015Jun 3, 2015
James Kenneth SpannLegend Advisory, LLC otherQuestar Asset Management, Inc. otherOtherApr 24, 2015Apr 30, 2015
Jeffrey Nicholas HemsathLegend Advisory, LLC otherPnc Wealth Management otherOtherApr 15, 2015May 12, 2015
Russell Brian BeasleyLegend Advisory, LLC otherCreative Financial Designs, Inc. otherOtherFeb 17, 2015Feb 6, 2017 (720 d)
Charles Eric GrethLegend Advisory, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 2, 2015Jan 29, 2015
Jeffrey Scott LeibfarthLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 11, 2014Nov 11, 2014
Brian Andrew SchwarzLegend Advisory, LLC otherSecurian Financial Services, Inc. otherOtherOct 29, 2014Nov 24, 2014
Tyrone Mark GradyLegend Advisory, LLC otherGwn Securities Inc. otherOtherAug 15, 2014Aug 15, 2014
Mark Thomas HaimerlLegend Advisory, LLC otherUnited Planners' Financial Services Of America A Limited Partner otherOtherAug 15, 2014Aug 14, 2014
Toby L LewisLegend Advisory, LLC otherGwn Securities Inc. otherOtherAug 15, 2014Aug 15, 2014
Thomas Brian HigdonLegend Advisory, LLC otherGwn Securities Inc. otherOtherAug 15, 2014Aug 15, 2014
Brent Cunningham GilmoreLegend Advisory, LLC otherUnited Planners' Financial Services Of America A Limited Partner otherOtherJun 18, 2014Jun 25, 2014
Graham Mcmurray ClementLegend Advisory, LLC otherPlanmember Securities Corporation otherOtherMay 14, 2014May 28, 2014
Michael Gerard LiskayLegend Advisory, LLC otherFifth Third Securities, Inc. otherOtherFeb 28, 2014Nov 28, 2016 (1004 d)
Courtney Alan TurnageLegend Advisory, LLC otherGwn Securities Inc. otherOtherFeb 25, 2014Feb 24, 2014
James Michael EicholzerLegend Advisory, LLC otherLincoln Investment BD affiliatedOtherJan 8, 2014Mar 25, 2021 (2633 d)
Steven Andrew ZborowskiLegend Advisory, LLC otherSecurian Financial Services, Inc. otherOtherJan 2, 2014Jan 14, 2014
Danny Eugene WardLegend Advisory, LLC otherPlanmember Securities Corporation otherOtherNov 25, 2013Oct 5, 2015 (679 d)
Hallbrook PoliteLegend Advisory, LLC otherThrivent Investment Management Inc. BD affiliatedOtherNov 4, 2013Apr 5, 2021 (2709 d)
Ryan Griffin LeddenLegend Advisory, LLC otherResource Horizons Investment Advisory, Inc. otherOtherAug 26, 2013Aug 26, 2013
David Craig CollinsLegend Advisory, LLC otherCambridge Investment Research Advisors, Inc. otherOtherJul 19, 2013Jul 19, 2013
George D. TurnageLegend Advisory, LLC otherGwn Securities Inc. BD affiliatedOtherJul 9, 2013Oct 5, 2020 (2645 d)
Thomas Joseph RileyLegend Advisory, LLC otherLincoln Investment otherOtherJun 7, 2013Jun 7, 2013
Janet M ReddingLegend Advisory, LLC otherLincoln Investment otherOtherJun 7, 2013Jun 7, 2013
David Mark DefazioLegend Advisory, LLC otherLincoln Investment otherOtherMay 13, 2013May 10, 2013
Roger Craig MillerLegend Advisory, LLC otherLincoln Investment otherOtherApr 29, 2013Jul 19, 2017 (1542 d)
Gary Desmond OconnorLegend Advisory, LLC otherGwn Securities Inc. otherOtherFeb 27, 2013Dec 6, 2013 (282 d)
Connie Ann Van OrnumLegend Advisory, LLC otherSecurian Financial Services, Inc. otherOtherFeb 25, 2013May 1, 2013 (65 d)
Kyle Edwin BuggLegend Advisory, LLC otherGwn Securities Inc. otherOtherFeb 15, 2013Feb 26, 2013
David Kenneth KarlLegend Advisory, LLC otherGwn Securities Inc. otherOtherFeb 15, 2013Feb 26, 2013
Jack Mackenzie MiceliLegend Advisory, LLC otherGwn Securities Inc. otherOtherFeb 15, 2013Feb 27, 2013
David Wilfredo VeraLegend Advisory, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 29, 2013Jan 31, 2013
Craig HerbertLegend Advisory, LLC otherCetera Investment Services LLC otherOtherJan 22, 2013Feb 4, 2013
Robert Raymond RestinoLegend Advisory, LLC otherLincoln Investment otherOtherJan 2, 2013Feb 28, 2013 (57 d)
Stephen Brett WhiteLegend Advisory, LLC otherGwn Securities Inc. otherOtherJan 2, 2013Jan 2, 2013
Michael Kent WhiteLegend Advisory, LLC otherGwn Securities Inc. otherOtherJan 2, 2013Jan 2, 2013
Brock M RowlettLegend Advisory, LLC otherGwn Securities Inc. BD affiliatedOtherJan 2, 2013Jun 2, 2022 (3438 d)
Zachary David HawleyLegend Advisory, LLC otherGwn Securities Inc. otherOtherJan 2, 2013Jan 2, 2013
Richard James CollinsLegend Advisory, LLC otherGwn Securities Inc. otherOtherDec 5, 2012Dec 5, 2012
Tyler Blaine FergusonLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Dylan Andrews HarigLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Dec 17, 2012 (31 d)
Darren J MoffittLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Blair Michael WildingLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
John Paul JohnsonLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
John Ivory ForsgrenLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Brent Randolph PowellLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Zachary D EgbertLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Ryan Andrew OzataLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Megan Marie PalazzoLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Brian J StokerLegend Advisory, LLC otherGwn Securities Inc. otherOtherNov 16, 2012Nov 16, 2012
Lynda Grace SchultzLegend Advisory, LLC otherMorgan Stanley wirehouseOtherNov 9, 2012Nov 13, 2012
Mary Elizabeth GilmoreLegend Advisory, LLC otherUnited Planners' Financial Services Of America A Limited Partner otherOtherNov 2, 2012Jun 25, 2014 (600 d)
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158 moves match.