DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Valley Financial Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samantha Macmullen | Valley Financial Management, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2025 | Jun 5, 2024 |
| Dorian Alexandro Sandoval | Valley Financial Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2023 | Nov 13, 2023 (98 d) |
| Brian Mark Stigliano | Valley Financial Management, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Jul 27, 2023 |
| Elliot Ross Poretzky | Valley Financial Management, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Jul 27, 2023 |
| Dov Katz | Valley Financial Management, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Jul 20, 2023 |
| Eric Scott Goodman | Valley Financial Management, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 18, 2023 | Jul 31, 2023 |
| Kevin Robert Krisowaty | Valley Financial Management, Inc. BD affiliated | Alliancebernstein L.P. asset manager | Other | Oct 19, 2022 | Jul 24, 2024 (644 d) |
| Alan Blacharz | Valley Financial Management, Inc. BD affiliated | Ab2 Capital Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2022 | Jan 2, 2025 (1078 d) |
| Zvika Nmn Feldman | Valley Financial Management, Inc. BD affiliated | 1818 Private Client Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2021 | Sep 17, 2021 (157 d) |
| Guy Magen | Valley Financial Management, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2020 | Aug 4, 2020 |
| Bozidar Jovanovic | Valley Financial Management, Inc. BD affiliated | Honey Badger Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 12, 2020 | Apr 30, 2021 (414 d) |
| Russell Alfonso Smith | Valley Financial Management, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2019 | Sep 27, 2019 (81 d) |
| Eliyahu Yosef Engelman | Valley Financial Management, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2019 | Sep 26, 2023 (1602 d) |
| Ron Yosef Eisner | Valley Financial Management, Inc. BD affiliated | 1818 Private Client Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2019 | Jul 25, 2019 (84 d) |
| Jonathan Graham | Valley Financial Management, Inc. BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2018 | Sep 13, 2019 (267 d) |
| Humberto Romeo Garcia | Valley Financial Management, Inc. BD affiliated | Efg Private Wealth Management (Americas) Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2018 | Jan 7, 2020 (427 d) |
| Joshua Aaron Belkin | Valley Financial Management, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2018 | Sep 8, 2020 (727 d) |
| Elias James Mellul | Valley Financial Management, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2018 | Nov 23, 2018 (105 d) |
| Ilya Yeverovich | Valley Financial Management, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 6, 2018 | Jul 31, 2018 |
| Natalya Kogan | Valley Financial Management, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 16, 2018 | May 15, 2018 |
| Caryn W Gold | Valley Financial Management, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2018 | Jul 3, 2018 (56 d) |
| Carlos Alberto Tovar | Valley Financial Management, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2018 | Jul 25, 2018 (100 d) |
| Isabella Adlouni | Valley Financial Management, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 16, 2018 | Feb 5, 2018 |
| Mason Cary Salit | Valley Financial Management, Inc. BD affiliated | Dynasty Wealth Management, LLC asset manager | Other | May 15, 2017 | Jan 15, 2020 (975 d) |
| Jeffrey Clay Goodrich | Valley Financial Management, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) other | Other | Sep 30, 2015 | Sep 18, 2015 |
| Marlon Cruz | Valley Financial Management, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2015 | Aug 7, 2023 (3099 d) |
| Michael Alan Simon | Valley Financial Management, Inc. BD affiliated | Citigroup Global Markets Inc. other | Other | Dec 31, 2014 | Jan 12, 2015 |
| Joseph Z Barnett | Valley Financial Management, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2014 | Sep 1, 2016 (862 d) |
| George Philip Gipp | Valley Financial Management, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2013 | May 7, 2021 (2684 d) |
| Enrique Ortega | Valley Financial Management, Inc. BD affiliated | Citigroup Global Markets Inc. other | Other | Sep 17, 2013 | Nov 5, 2013 (49 d) |
| Sebastian Michael Elliot | Valley Financial Management, Inc. BD affiliated | Rejoyce Wealth Management LLC unclassified | Other | Mar 15, 2013 | May 15, 2018 (1887 d) |
| Nissim Afriat | Valley Financial Management, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2012 | Dec 13, 2012 |
| Lee Kalotta | Valley Financial Management, Inc. BD affiliated | Kingsbury Capital Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2012 | Jan 4, 2013 (79 d) |
| Ronald Allan Sirt | Valley Financial Management, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 3, 2012 | Jan 4, 2012 |
| Neer D Hodorov | Valley Financial Management, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 18, 2011 | Jul 15, 2011 |
| Omri Amit | Valley Financial Management, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jul 18, 2011 | Jul 15, 2011 |
| Mark Wesley Roach | Valley Financial Management, Inc. BD affiliated | U.S. Bancorp Investments, Inc. other | Other | Sep 28, 2010 | Oct 1, 2010 |
| Rivka Marom Franco | Valley Financial Management, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 30, 2010 | Jul 30, 2010 |
| Alejandro Algaze | Valley Financial Management, Inc. BD affiliated | Svb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2010 | Dec 8, 2020 (3935 d) |
| Oren Albert Arazi | Valley Financial Management, Inc. BD affiliated | Amg Global Advisors Corp. unclassified | Other | Aug 27, 2009 | Mar 4, 2014 (1650 d) |
| Peleg Halpern | Valley Financial Management, Inc. BD affiliated | Nrp Advisors, Inc. unclassified | Other | May 1, 2009 | May 1, 2009 |
| Charles Patrick Williams | Valley Financial Management, Inc. BD affiliated | Nrp Advisors, Inc. unclassified | Other | Aug 25, 2008 | Jul 29, 2008 |
| Terrance Gregory Hughes | Valley Financial Management, Inc. BD affiliated | Wintrust Investments other | Other | Jun 19, 2008 | Jun 12, 2008 |
| Ayelet Bisson | Valley Financial Management, Inc. BD affiliated | Investment Advisors International, Inc. unclassified | Other | May 30, 2007 | Feb 7, 2008 (253 d) |
| Ana Nmn Blumberg-Markus | Valley Financial Management, Inc. BD affiliated | Bolton Global Asset Management other | Other | Mar 4, 2005 | May 17, 2007 (804 d) |
Page 1 of 1
45 moves match.