DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cetera Investment Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tayler Thomas Tjaden | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Jeremey John Bullerman | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 4, 2026 |
| Ryan Thomas Shaw | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 4, 2026 |
| Wei Jing | Cetera Investment Advisers LLC BD affiliated | East West Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 5, 2026 | Aug 31, 2026 |
| Jack George | Cetera Investment Advisers LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 20, 2026 |
| William Moore Ward | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 3, 2026 |
| Chingpao Chang | Cetera Investment Advisers LLC BD affiliated | East West Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2026 | Aug 5, 2026 |
| Matthew Allen Darby | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 7, 2026 |
| Ericson Shi | Cetera Investment Advisers LLC BD affiliated | East West Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 31, 2026 | Aug 3, 2026 |
| William Reimer Lavelle | Cetera Investment Advisers LLC BD affiliated | East West Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 31, 2026 | Aug 3, 2026 |
| Alexandre Rahman Vace | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 30, 2026 |
| Jai Linh Huynh | Cetera Investment Advisers LLC BD affiliated | East West Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 29, 2026 | Jul 29, 2026 |
| Nathan Anderson | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 29, 2026 |
| Jordan Oesterle | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Aug 6, 2026 |
| John Ryan Kennedy | Cetera Investment Advisers LLC BD affiliated | Lifewise Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 27, 2026 | Jul 27, 2026 |
| Fang-Hsi Lee | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 16, 2026 |
| Weili Jiang | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2026 | Jul 17, 2026 |
| William Charles Kopek | Cetera Investment Advisers LLC BD affiliated | White Sand Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2026 | Sep 15, 2026 (50 d) |
| Michael John Lotko | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 17, 2026 |
| Chin Po | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 16, 2026 |
| Arron Isaac Brisard | Cetera Investment Advisers LLC BD affiliated | Diversified, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2026 | Jul 28, 2026 |
| Caleb Jonathan Smoes | Cetera Investment Advisers LLC BD affiliated | Lifewise Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 24, 2026 | Jul 27, 2026 |
| Andrew James Mcdowell | Cetera Investment Advisers LLC BD affiliated | Lifewise Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 24, 2026 | Jul 29, 2026 |
| William Gabriel Brisard | Cetera Investment Advisers LLC BD affiliated | Diversified, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2026 | Jul 24, 2026 |
| John David Foley | Cetera Investment Advisers LLC BD affiliated | Lifewise Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 23, 2026 | Jul 27, 2026 |
| Ericka Zettel Schaefer Hanley | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jun 22, 2026 |
| Grant Daniel Podsednik | Cetera Investment Advisers LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 20, 2026 |
| Jun Tomlinson | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Aug 7, 2026 |
| Xinyu Liu | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2026 | Jul 16, 2026 |
| Dennis Dean Ross | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Sep 1, 2026 (42 d) |
| Adrian Trent Podsednik | Cetera Investment Advisers LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 31, 2026 |
| Jing Xu | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 16, 2026 |
| Daniel Paul Fitzgerald | Cetera Investment Advisers LLC BD affiliated | Jefferies Investment Advisers LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2026 | Aug 17, 2026 |
| Mason Avery | Cetera Investment Advisers LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jul 21, 2026 | Sep 18, 2026 (59 d) |
| Nathan Tye Steely | Cetera Investment Advisers LLC BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2026 | Sep 9, 2026 (50 d) |
| Zachary S Deminno | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 24, 2026 |
| Clifton R Barnes | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 17, 2026 |
| Bond Munroe Boardman Bell | Cetera Investment Advisers LLC BD affiliated | Bond Bell & Co. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 16, 2026 | Jul 7, 2026 |
| Andrew William Teribery | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Aug 18, 2026 (33 d) |
| Gabriel Drew Garner | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2026 | Sep 2, 2026 (48 d) |
| Anne Marie Hasbrook | Cetera Investment Advisers LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 13, 2026 |
| James C Deminno | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 9, 2026 |
| John W. Brimer | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 10, 2026 |
| Ryan Christopher Hostnik | Cetera Investment Advisers LLC BD affiliated | Garden State Investment Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2026 | Jul 27, 2026 |
| Frank A Deshantz | Cetera Investment Advisers LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jun 24, 2026 |
| Mark Anthony Boykin | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 21, 2026 |
| Anthony Joseph Cavalcante | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 7, 2026 |
| Elijah Dakota Crooker | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 30, 2026 |
| Ajdin Korkaric | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Aug 14, 2026 (35 d) |
| Scott Charles Pospisil | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2026 | Jul 9, 2026 |
| Brian Paul Fisher | Cetera Investment Advisers LLC BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 2, 2026 |
| Lance Daniel Rambousek | Cetera Investment Advisers LLC BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 2, 2026 |
| Anthony James Weisser | Cetera Investment Advisers LLC BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 2, 2026 |
| Michael Payne | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jul 1, 2026 |
| Rebecca Davis | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Aug 24, 2026 (47 d) |
| Christopher L Chakkalapadavil | Cetera Investment Advisers LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jul 31, 2026 |
| Cynthia Denise Salzman | Cetera Investment Advisers LLC BD affiliated | Wealthcare Advisory Partners LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jun 26, 2026 |
| Carol Freeman Lindberg | Cetera Investment Advisers LLC BD affiliated | Van Clemens Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2026 | Jul 7, 2026 |
| Stuart Laurence Rosenthal | Cetera Investment Advisers LLC BD affiliated | Onedigital institutional | Other | Jul 7, 2026 | Jul 6, 2026 |
| Scott William Slacum | Cetera Investment Advisers LLC BD affiliated | Onedigital institutional | Other | Jul 7, 2026 | Jul 2, 2026 |
3,020 moves match.