DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,023 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Emerson Wagner | Cetera Investment Advisers LLC BD affiliated | Wealthguides LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 8, 2024 | Apr 4, 2024 |
| Griffin Montrose Caraccioli | Cetera Investment Advisers LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Oct 30, 2024 (205 d) |
| Robert Carl Orbin | Cetera Investment Advisers LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Jun 20, 2024 (76 d) |
| Evan Michael Hipp | Cetera Investment Advisers LLC BD affiliated | Brown Financial Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | Dec 18, 2024 (257 d) |
| Steven Charles Enders | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Apr 3, 2024 |
| Mark Todd Ibis | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Mar 27, 2024 |
| Bryant Harvey | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2024 | Apr 4, 2024 |
| Albert Linker | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 2, 2024 |
| Gregory Gerard Geis | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Feb 4, 2025 (307 d) |
| Brandon Curtis Linker | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 1, 2024 |
| Taylor Kirk Edens | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 1, 2024 |
| Callen Wayne Bryan | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2024 | Apr 2, 2024 |
| Jason Bert Frazier | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2024 | Jun 7, 2024 (70 d) |
| Renae Ransdell | Cetera Investment Advisers LLC BD affiliated | Diversified, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2024 | Mar 8, 2024 |
| Brendan Kube | Cetera Investment Advisers LLC BD affiliated | Pgim Investments LLC asset manager | Other | Mar 26, 2024 | Apr 25, 2024 |
| Janet T Doherty | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2024 | Apr 24, 2024 (33 d) |
| Shane Arthur Galante | Cetera Investment Advisers LLC BD affiliated | Csg Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 22, 2024 | May 23, 2024 (62 d) |
| Marq Corona | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 20, 2024 | Apr 4, 2024 |
| Grant Allen Prader | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 20, 2024 | Jan 1, 2026 (652 d) |
| Richard David Mercado | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 19, 2024 | Mar 14, 2024 |
| Kerry Jean Meath-Sinkin | Cetera Investment Advisers LLC BD affiliated | Journey Strategic Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2024 | Mar 18, 2024 |
| Steven Patrick Calio | Cetera Investment Advisers LLC BD affiliated | Csg Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 19, 2024 | May 23, 2024 (65 d) |
| Zachary Joseph Stone | Cetera Investment Advisers LLC BD affiliated | Csg Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 19, 2024 | May 23, 2024 (65 d) |
| Brenda Marie Hotaling | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Mar 18, 2024 |
| Aaron Paul Puff | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Mar 4, 2024 |
| Douglas Martin Dee | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Mar 4, 2024 |
| Andre Jesus St.Louis | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Mar 18, 2024 |
| Marcus Tobin | Cetera Investment Advisers LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Apr 9, 2024 |
| Joseph Trent Byerly | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 11, 2024 |
| Jason Bennett Turnbull | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 15, 2024 | Mar 14, 2024 |
| Robert Franklin Hart | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 11, 2024 |
| David Hermann | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Oct 30, 2024 (230 d) |
| Arthur Daniel Manfredi | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 13, 2024 | Mar 14, 2024 |
| Terence Edward Gallagher | Cetera Investment Advisers LLC BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2024 | Feb 20, 2024 |
| Tara Elizabeth Stewart | Cetera Investment Advisers LLC BD affiliated | Tsg Alpha Partners, LLC asset manager | Other | Mar 12, 2024 | May 3, 2024 (52 d) |
| Janet Dianne Leleux | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Mar 12, 2024 |
| Richard Paul Eisner | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Mar 12, 2024 |
| Nataliya Varbanova Espey | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Mar 12, 2024 |
| Alex Brumback | Cetera Investment Advisers LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | May 17, 2024 (67 d) |
| William Leroy Westling | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 4, 2024 |
| Karen Rae Hammond | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Feb 29, 2024 |
| Carolyn Pozzi | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Mar 7, 2024 |
| Michael T Jeffries | Cetera Investment Advisers LLC BD affiliated | Orion Portfolio Solutions, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Apr 11, 2024 (38 d) |
| Heidi Marie Hammond | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Feb 29, 2024 |
| Casey Patrick Mccarty | Cetera Investment Advisers LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2024 | May 3, 2024 (60 d) |
| William Bartlett | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 29, 2024 | Jun 10, 2024 (102 d) |
| Joseph Edward Salamone | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Feb 22, 2024 |
| Tanner Ray Fedell | Cetera Investment Advisers LLC BD affiliated | One Wealth Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 27, 2024 | Feb 14, 2024 |
| Geoffrey Edward Grimsdale | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Mar 18, 2025 (385 d) |
| Jacob David Danner | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Feb 22, 2024 |
| Joseph Jackson Weeks | Cetera Investment Advisers LLC BD affiliated | Key Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2024 | Mar 8, 2024 |
| Phoenix Lee Smith | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2024 | Feb 22, 2024 |
| Hunter Dehaven | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 26, 2024 | Mar 4, 2024 |
| Robert John O'Korn | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 22, 2024 |
| James Marshall Eisnor | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 22, 2024 |
| Kevin Dale Smith | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 22, 2024 |
| Dimitri Ioannis Hountalas | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2024 | Feb 22, 2024 |
| Dan Joseph Sklar | Cetera Investment Advisers LLC BD affiliated | Fourstar Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2024 | May 10, 2024 (79 d) |
| Barry Allan Friedson | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2024 | Feb 2, 2024 |
| Rosemary Guilfoyle | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Feb 13, 2024 |