DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cetera Investment Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Catherine Alice Harris | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jul 7, 2026 |
| Deana Crawford Arnett | Cetera Investment Advisers LLC BD affiliated | Onedigital institutional | Other | Jul 7, 2026 | Jul 2, 2026 |
| Sonja Rene Harris | Cetera Investment Advisers LLC BD affiliated | Onedigital institutional | Other | Jul 7, 2026 | Jul 2, 2026 |
| Dexter A Burlew | Cetera Investment Advisers LLC BD affiliated | Onedigital institutional | Other | Jul 7, 2026 | Jul 2, 2026 |
| Shane Austin Martin | Cetera Investment Advisers LLC BD affiliated | Onedigital institutional | Other | Jul 7, 2026 | Jul 2, 2026 |
| Casey Miller Rosenthal | Cetera Investment Advisers LLC BD affiliated | Onedigital institutional | Other | Jul 7, 2026 | Jul 2, 2026 |
| Reese Thomas Varley | Cetera Investment Advisers LLC BD affiliated | Onedigital institutional | Other | Jul 7, 2026 | Jul 2, 2026 |
| Dawn Eisele Parks | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jun 25, 2026 |
| Brian Bradford Slater | Cetera Investment Advisers LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 20, 2026 |
| Richard David Alexander | Cetera Investment Advisers LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 6, 2026 |
| Jeffrey Carlisle Johnson | Cetera Investment Advisers LLC BD affiliated | Signal Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2026 | Jun 23, 2026 |
| Dixie Kendrick | Cetera Investment Advisers LLC BD affiliated | Dixie'S Tax & Financial Services, L.L.C. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 1, 2026 | Jun 1, 2026 |
| Colby Alan Goodner | Cetera Investment Advisers LLC BD affiliated | Dixie'S Tax & Financial Services, L.L.C. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 1, 2026 | Jun 1, 2026 |
| Timothy Byron Davis | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2026 | Jul 6, 2026 |
| Melinda Walton | Cetera Investment Advisers LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2026 | Jul 21, 2026 |
| Christopher Joseph Dorff | Cetera Investment Advisers LLC BD affiliated | Envestnet Pmc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2026 | Aug 26, 2026 (61 d) |
| Zachary Daniel Bittenbender | Cetera Investment Advisers LLC BD affiliated | Northern Trust Securities, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 22, 2026 |
| Darius Harrison | Cetera Investment Advisers LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jul 1, 2026 |
| Jobel Tan Rentino | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 1, 2026 |
| Brian John Martin | Cetera Investment Advisers LLC BD affiliated | Martin & Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 24, 2026 | Jun 15, 2026 |
| Stephen Kenyon Johns | Cetera Investment Advisers LLC BD affiliated | Martin & Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 24, 2026 | Jun 16, 2026 |
| Bret Schultz | Cetera Investment Advisers LLC BD affiliated | Martin & Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 24, 2026 | Jun 15, 2026 |
| Preston Dean Bailey | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jul 28, 2026 (34 d) |
| Walid Amin Matariyeh | Cetera Investment Advisers LLC BD affiliated | Highpoint Planning Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Jun 22, 2026 |
| Harry Pringle Hewes | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2026 | Jun 23, 2026 |
| Ida Rebeca Jardines | Cetera Investment Advisers LLC BD affiliated | Martin & Company no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 23, 2026 | Jun 15, 2026 |
| Bobbi Alexander Koala | Cetera Investment Advisers LLC BD affiliated | Koala Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 16, 2026 | Apr 23, 2026 |
| Melissa Rae Coppage | Cetera Investment Advisers LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2026 | May 22, 2026 |
| Constance Chilvers Bolen | Cetera Investment Advisers LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jul 2, 2026 |
| Thomas Daniel Pound | Cetera Investment Advisers LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 19, 2026 |
| Jake Dakota Mckinnie | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 22, 2026 |
| Alexander Michael Wymore | Cetera Investment Advisers LLC BD affiliated | Koala Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 16, 2026 | Apr 23, 2026 |
| Benjamin Robert Koala | Cetera Investment Advisers LLC BD affiliated | Koala Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 16, 2026 | Apr 23, 2026 |
| Linda Lemaster | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 5, 2026 |
| Cong Wang | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2026 | Aug 3, 2026 (48 d) |
| Cody Evan Heilpern Bostian | Cetera Investment Advisers LLC BD affiliated | Axos Invest, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2026 | Aug 21, 2026 (66 d) |
| Anne Schimmel-Beck | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 8, 2026 |
| Matthew Clay Smith | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 8, 2026 |
| Melissa Elizabeth Southwell | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 8, 2026 |
| Kevin P. Boland | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 5, 2026 |
| Chanse James Wegner | Cetera Investment Advisers LLC BD affiliated | Lifestyle Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2026 | Jun 28, 2026 |
| Susan E Levi | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 7, 2026 |
| Fay K Boland | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 12, 2026 |
| Christopher Millar | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 8, 2026 |
| William Reyes Heines | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 9, 2026 |
| Matthew B Teevan | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jul 7, 2026 |
| Andrew Paul Margolin | Cetera Investment Advisers LLC BD affiliated | World Investment Advisors, LLC other | Other | Jun 8, 2026 | Jun 2, 2026 |
| Jeremiah Ryan Greenleaf | Cetera Investment Advisers LLC BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2026 | Jun 11, 2026 |
| Jessica Eaton | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jun 26, 2026 |
| Alejandro Gonzalez | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2026 | Jun 4, 2026 |
| Jeremy Justin Gates | Cetera Investment Advisers LLC BD affiliated | Gates Integrated Financial & Tax, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 4, 2026 | Aug 6, 2026 (63 d) |
| Kirk Gordon Hunter | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 1, 2026 |
| Cameron Paul Lail | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2026 | Jun 19, 2026 |
| Ashley Paige Iwinski | Cetera Investment Advisers LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | May 22, 2026 |
| Ryan Ernest Schmidt | Cetera Investment Advisers LLC BD affiliated | Lutz Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Jun 29, 2026 |
| Andrew Ryan Posin | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2026 | Jul 1, 2026 |
| Steven Hubert Williams | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 1, 2026 |
| Kevin Patrick Oneill | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 2, 2026 |
| Major Harold Brannen | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 2, 2026 |
| Brett Douglas Strauser | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | May 29, 2026 |
3,020 moves match.