DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from On Investment Management Co
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin Akyereko | On Investment Management Co BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2022 | Jul 30, 2025 (1167 d) |
| Richard Lee Bloom | On Investment Management Co BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | May 11, 2022 |
| James Craig Chesser | On Investment Management Co BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2022 | Jun 28, 2022 (67 d) |
| Matthew Strife | On Investment Management Co BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Apr 7, 2022 |
| Russell William Ingram | On Investment Management Co BD affiliated | Guardian Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2022 | Apr 20, 2022 |
| Russell William Ingram | On Investment Management Co BD affiliated | Guardian Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2022 | Apr 6, 2022 |
| Hunter James Wade | On Investment Management Co BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Feb 4, 2022 |
| Ethan M Kapsambelis | On Investment Management Co BD affiliated | Cutter Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2022 | Feb 15, 2022 |
| Matthew Alan Caputo | On Investment Management Co BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2022 | Jan 2, 2022 |
| Theresa Marie Sell | On Investment Management Co BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2022 | Dec 13, 2021 |
| Brice W Hartsuch | On Investment Management Co BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2022 | Feb 9, 2022 |
| Benjamin John Morgan | On Investment Management Co BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2022 | Mar 8, 2022 |
| Jennifer Suzanne White | On Investment Management Co BD affiliated | Choreo, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2022 | Feb 9, 2022 |
| Peter Frederick Acquaro | On Investment Management Co BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 3, 2022 |
| George Barton Newton | On Investment Management Co BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Dec 22, 2021 |
| Bradford Chandler Smith | On Investment Management Co BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Dec 24, 2021 |
| Lukas Alexander Burch | On Investment Management Co BD affiliated | Hummel Wealth Management, LLC no RAUM | Other | Dec 16, 2021 | Sep 8, 2021 |
| Todd Curtis Allen | On Investment Management Co BD affiliated | Provisor Asset Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 16, 2021 | Dec 3, 2021 |
| Gerald Robert Giangola | On Investment Management Co BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2021 | Nov 8, 2021 |
| Steven Richard Paradis | On Investment Management Co BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2021 | Nov 2, 2021 |
| Jenny Lynn Paradis | On Investment Management Co BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2021 | Nov 2, 2021 |
| Jack Emerson Snavely | On Investment Management Co BD affiliated | Snavely Associates Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2021 | Jul 12, 2007 |
| Kayla M Puchko-Stephenson | On Investment Management Co BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Oct 4, 2021 |
| Collin Duane Mccarty | On Investment Management Co BD affiliated | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2021 | Sep 24, 2021 |
| Aaron Christian Thierry | On Investment Management Co BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Jan 1, 2025 (1195 d) |
| Shawn Michael Wyatt | On Investment Management Co BD affiliated | North Fork Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 7, 2021 | Sep 8, 2021 |
| Seth Surface | On Investment Management Co BD affiliated | North Fork Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 7, 2021 | Sep 1, 2021 |
| Stacey Robert Alan | On Investment Management Co BD affiliated | American Freedom Investments, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 19, 2021 | Dec 15, 2021 (118 d) |
| John Patrick Rafferty | On Investment Management Co BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Aug 11, 2021 |
| Michael Alan Thein | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2021 | Jul 30, 2021 |
| Kevin Wayne Hines | On Investment Management Co BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2021 | Jul 28, 2021 |
| Brian K Hayes | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2021 | Jul 30, 2021 |
| Susan Marie Mchugh | On Investment Management Co BD affiliated | Octavia Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2021 | Aug 6, 2021 (39 d) |
| Victor Ledoux | On Investment Management Co BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2021 | Mar 31, 2021 |
| Kelly Joseph Bowling | On Investment Management Co BD affiliated | Blackridge Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2021 | Mar 8, 2021 |
| David Michael Cush | On Investment Management Co BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2021 | Feb 9, 2021 |
| John Charles Cush | On Investment Management Co BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Feb 8, 2021 |
| Jonathan David Cush | On Investment Management Co BD affiliated | Independence Capital Co., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Feb 5, 2021 |
| Taylor W Lionberger | On Investment Management Co BD affiliated | Assetmark, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2021 | Jan 22, 2021 |
| Daniel Emerson Johnson | On Investment Management Co BD affiliated | Emerson James Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2020 | Nov 23, 2020 |
| Ryan James Cunningham | On Investment Management Co BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2020 | Oct 21, 2020 |
| Michael Scott Bloom | On Investment Management Co BD affiliated | Grosse Point Capital Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 24, 2020 | Sep 24, 2020 |
| Anthony Lynn Cross | On Investment Management Co BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2020 | Jul 23, 2020 |
| David Guy Robichaud | On Investment Management Co BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2020 | May 21, 2020 |
| Patrick James Kelly | On Investment Management Co BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2020 | May 5, 2020 |
| Kyle T Zwiren | On Investment Management Co BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2020 | Jun 9, 2020 (39 d) |
| Sean Lynch | On Investment Management Co BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2020 | Mar 10, 2020 |
| Gregory Owen Mccurry | On Investment Management Co BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jul 8, 2020 (190 d) |
| Matthew Thomas Fowler | On Investment Management Co BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Dec 3, 2019 |
| Elijah Wayne Copas | On Investment Management Co BD affiliated | Legacy Map Design, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2019 | Jan 7, 2020 |
| James Anthony Delaney | On Investment Management Co BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Oct 21, 2021 (660 d) |
| Robert Petrosyan | On Investment Management Co BD affiliated | Sierra Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Aug 12, 2020 (225 d) |
| Julius M Porter | On Investment Management Co BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2019 | Dec 24, 2019 |
| Mitchell Lee Cook | On Investment Management Co BD affiliated | Accel Wealth Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2019 | Dec 2, 2019 |
| Kirk William Johnston | On Investment Management Co BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2019 | Dec 17, 2019 |
| David Leonard Wiech | On Investment Management Co BD affiliated | Statera Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 23, 2019 | Dec 10, 2019 (48 d) |
| David Eric Moses | On Investment Management Co BD affiliated | Statera Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 23, 2019 | Dec 10, 2019 (48 d) |
| Andrew J Gersbach | On Investment Management Co BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2019 | Oct 8, 2019 |
| David J Blount | On Investment Management Co BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2019 | Aug 5, 2019 |
| Jeremy Adam Pifer | On Investment Management Co BD affiliated | Firelands Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 29, 2019 | Jul 26, 2019 |
385 moves match.