DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Avantax Planning Partners, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Heather D Vetter | Avantax Planning Partners, Inc. BD affiliated | Friday Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2026 | Sep 17, 2026 (66 d) |
| Jay Robert Harris | Avantax Planning Partners, Inc. BD affiliated | Friday Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2026 | Sep 17, 2026 (66 d) |
| John Alexander Ems | Avantax Planning Partners, Inc. BD affiliated | Friday Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2026 | Sep 17, 2026 (66 d) |
| Lawrence Solomayer | Avantax Planning Partners, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Jul 7, 2026 |
| Angela Michelle White | Avantax Planning Partners, Inc. BD affiliated | Friday Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2026 | Sep 17, 2026 (71 d) |
| Elyse Josephine Wegmann | Avantax Planning Partners, Inc. BD affiliated | Friday Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2026 | Sep 17, 2026 (71 d) |
| Michael Peter Welbes | Avantax Planning Partners, Inc. BD affiliated | Friday Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2026 | Sep 17, 2026 (72 d) |
| Aaron P Cullen | Avantax Planning Partners, Inc. BD affiliated | Friday Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Sep 17, 2026 (73 d) |
| Katie Jo Thomas | Avantax Planning Partners, Inc. BD affiliated | Friday Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Sep 17, 2026 (77 d) |
| Keith James Habel | Avantax Planning Partners, Inc. BD affiliated | Friday Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Sep 17, 2026 (77 d) |
| Adam Robert Reisch | Avantax Planning Partners, Inc. BD affiliated | Friday Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2026 | Sep 17, 2026 (78 d) |
| Kyle Steven Kunz | Avantax Planning Partners, Inc. BD affiliated | Friday Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2026 | Sep 17, 2026 (78 d) |
| Taylor Ayres | Avantax Planning Partners, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Jan 9, 2026 |
| Matthew L Zokai | Avantax Planning Partners, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Sep 5, 2025 |
| Anthony Higgins | Avantax Planning Partners, Inc. BD affiliated | Coldstream Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2026 | Mar 4, 2026 |
| Erin Moses Spiwak | Avantax Planning Partners, Inc. BD affiliated | James Moore Wealth Management Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 28, 2026 | May 24, 2024 |
| Evan Robin Guido | Avantax Planning Partners, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Aug 12, 2025 |
| Rebecca Botzet | Avantax Planning Partners, Inc. BD affiliated | Cahill Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2025 | Aug 18, 2025 |
| Michael Leland Barratt | Avantax Planning Partners, Inc. BD affiliated | Choreo, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2025 | Aug 5, 2025 |
| Jennifer Hutchins | Avantax Planning Partners, Inc. BD affiliated | Cbiz Investment Advisory Services, LLC institutional | Other | Aug 13, 2025 | Sep 12, 2025 |
| Samir Ahmed | Avantax Planning Partners, Inc. BD affiliated | Creative Planning Institutional Advisors, LLC institutional | Other | Jul 14, 2025 | Jul 15, 2025 |
| Susan R Copeland | Avantax Planning Partners, Inc. BD affiliated | Hippocratic Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2025 | Apr 11, 2025 |
| Joseph P Clagg | Avantax Planning Partners, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2025 | Jul 2, 2025 |
| Ryne Henrich | Avantax Planning Partners, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2025 | Aug 12, 2024 |
| Robert J Naselli | Avantax Planning Partners, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2024 | Dec 12, 2024 |
| Matthew Hines | Avantax Planning Partners, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 11, 2024 |
| Vance Robert Glaser | Avantax Planning Partners, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Oct 31, 2024 |
| Nicholas Ray Kaster | Avantax Planning Partners, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Sep 5, 2025 (330 d) |
| Adam James Elder | Avantax Planning Partners, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Sep 17, 2024 |
| Anthony James Weisser | Avantax Planning Partners, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Jun 10, 2026 (639 d) |
| Toni Marie Schwahn | Avantax Planning Partners, Inc. BD affiliated | Mariner Wealth no RAUM | Other | Sep 5, 2024 | Apr 16, 2025 (223 d) |
| Lance Daniel Rambousek | Avantax Planning Partners, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Jun 10, 2026 (643 d) |
| Joseph S James | Avantax Planning Partners, Inc. BD affiliated | Mariner Wealth no RAUM | Other | Sep 4, 2024 | Aug 16, 2024 |
| Andrea Faye Usry | Avantax Planning Partners, Inc. BD affiliated | Mariner Wealth no RAUM | Other | Aug 23, 2024 | Sep 13, 2024 |
| Adam Robert Decker | Avantax Planning Partners, Inc. BD affiliated | Mariner Wealth no RAUM | Other | Aug 20, 2024 | Aug 1, 2024 |
| Donna Jeanette Briggs | Avantax Planning Partners, Inc. BD affiliated | Mariner Wealth no RAUM | Other | Aug 20, 2024 | Aug 27, 2024 |
| Jeff Joseph Burds | Avantax Planning Partners, Inc. BD affiliated | Mariner Wealth no RAUM | Other | Aug 6, 2024 | Aug 18, 2024 |
| Brian Paul Fisher | Avantax Planning Partners, Inc. BD affiliated | Brady Martz Wealth Solutions, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 17, 2024 | Jul 19, 2024 |
| Jason John Ernst | Avantax Planning Partners, Inc. BD affiliated | Brady Martz Wealth Solutions, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 13, 2024 | Jul 19, 2024 |
| Monica Lynn Murphy | Avantax Planning Partners, Inc. BD affiliated | Brady Martz Wealth Solutions, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 13, 2024 | Jul 19, 2024 |
| Jonathan Andrew Beehler | Avantax Planning Partners, Inc. BD affiliated | Brady Martz Wealth Solutions, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 13, 2024 | Jul 19, 2024 |
| Angela Lea Zirkelbach | Avantax Planning Partners, Inc. BD affiliated | Mariner Wealth no RAUM | Other | Jun 28, 2024 | Jun 18, 2024 |
| Michael Ray Combs | Avantax Planning Partners, Inc. BD affiliated | Mariner Wealth no RAUM | Other | Jun 28, 2024 | Jun 20, 2024 |
| Scott Glen Walloch | Avantax Planning Partners, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jun 18, 2024 |
| Matthew Wright | Avantax Planning Partners, Inc. BD affiliated | Logan Park Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2024 | Jul 9, 2024 (46 d) |
| Dustin Mendenhall | Avantax Planning Partners, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | Apr 17, 2024 |
| Molly Nelson | Avantax Planning Partners, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Jan 31, 2022 |
| Timothy Allen Wissing | Avantax Planning Partners, Inc. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2024 | Jan 22, 2024 |
| Steven Glenn Mcdonough | Avantax Planning Partners, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2024 | Jan 19, 2024 |
| Joann Huber | Avantax Planning Partners, Inc. BD affiliated | Tessara Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2023 | Aug 29, 2024 (287 d) |
| Travis Michael Martinek | Avantax Planning Partners, Inc. BD affiliated | Benchmark Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 1, 2023 | Nov 14, 2022 |
| Michael William Carignan | Avantax Planning Partners, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2023 | Aug 12, 2022 |
| Christina Ann Hoffmann | Avantax Planning Partners, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2023 | Sep 19, 2023 |
| Nicholas Bert Heiar | Avantax Planning Partners, Inc. BD affiliated | Friday Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 27, 2023 | Feb 16, 2024 (234 d) |
| Brian Joseph Griffin | Avantax Planning Partners, Inc. BD affiliated | Friday Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 15, 2023 | Feb 16, 2024 (246 d) |
| Matthew Paul Gagnon | Avantax Planning Partners, Inc. BD affiliated | Financial Empowerment state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 27, 2023 | Nov 28, 2023 (215 d) |
| Ronald Lee Detweiler | Avantax Planning Partners, Inc. independent RIA | Basepoint Wealth, LLC independent RIA | RIA to RIA | Jan 23, 2023 | Feb 8, 2024 (381 d) |
| Christopher Joseph Kobes | Avantax Planning Partners, Inc. independent RIA | Beacon Capital Management, Inc. independent RIA | RIA to RIA | Nov 30, 2022 | Jan 6, 2023 (37 d) |
| Stephanie Lynn Bussan | Avantax Planning Partners, Inc. independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 8, 2022 | Mar 22, 2021 |
| David S Pummel | Avantax Planning Partners, Inc. independent RIA | Mariner Wealth no RAUM | Other | Jul 7, 2022 | Aug 23, 2022 (47 d) |
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113 moves match.