DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Independent Advisers Group Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Charles HomanIndependent Advisers Group Corp otherConcord Equity Group Advisors, LLC no RAUMOtherDec 27, 2016Aug 8, 2011
Robert David GriesemerIndependent Advisers Group Corp otherFinancial House, Inc. unclassifiedOtherDec 22, 2016Apr 2, 2003
Richard Lee YontzIndependent Advisers Group Corp otherOsaic Fs, Inc. otherOtherDec 22, 2016Oct 27, 2010
Joseph Michael AndersenIndependent Advisers Group Corp otherOsaic Wealth, Inc. BD affiliatedOtherDec 22, 2016Jan 24, 2025 (2955 d)
James Carlos ReedIndependent Advisers Group Corp otherConcourse Financial Group Advisors otherOtherDec 22, 2016Aug 31, 2017 (252 d)
Samuel Donahoo LechleiterIndependent Advisers Group Corp otherConcourse Financial Group Advisors otherOtherDec 22, 2016Aug 31, 2017 (252 d)
Michael Alton HuttoIndependent Advisers Group Corp otherOsaic Wealth, Inc. BD affiliatedOtherDec 22, 2016Apr 1, 2019 (830 d)
Michael Kevin KortzIndependent Advisers Group Corp otherSecurities America Advisors, Inc. BD affiliatedOtherDec 22, 2016Apr 1, 2021 (1561 d)
Joseph E. BiloonIndependent Advisers Group Corp otherOsaic Fs, Inc. otherOtherDec 22, 2016Aug 30, 2012
Keith D NastIndependent Advisers Group Corp otherConcourse Financial Group Advisors otherOtherDec 22, 2016Oct 2, 2017 (284 d)
Richard R RakeIndependent Advisers Group Corp otherOsaic Fs, Inc. otherOtherDec 22, 2016Sep 2, 2003
Barry Matthew PittengerIndependent Advisers Group Corp otherConcourse Financial Group Advisors otherOtherJul 18, 2016Aug 31, 2017 (409 d)
James Spencer JonesIndependent Advisers Group Corp otherMsi Financial Services, Inc. otherOtherNov 17, 2014Oct 27, 2014
D William BergnerIndependent Advisers Group Corp otherWmg Financial Advisors, LLC independent RIAOtherJul 29, 2014Jun 1, 2018 (1403 d)
Mark B AshfordIndependent Advisers Group Corp otherWmg Financial Advisors, LLC independent RIAOtherJul 29, 2014Jan 1, 2026 (4174 d)
John Judson VioletteIndependent Advisers Group Corp otherLPL Financial LLC otherOtherApr 29, 2014Sep 26, 2016 (881 d)
Judith Watkins BlaisingIndependent Advisers Group Corp otherLPL Financial LLC otherOtherJan 3, 2014Nov 27, 2012
James Morgan ZielIndependent Advisers Group Corp otherMML Investors Services, LLC otherOtherOct 16, 2013Nov 10, 2014 (390 d)
Arthur Bland SullivanIndependent Advisers Group Corp otherOsaic Fs, Inc. otherOtherNov 26, 2012Mar 7, 2000
Christopher Mark StrehleIndependent Advisers Group Corp otherSound Financial Investment Management, LLC state registeredOtherOct 12, 2012Jul 3, 2012
Matthew Gerard DellerIndependent Advisers Group Corp otherSound Financial Investment Management, LLC state registeredOtherOct 12, 2012Jul 3, 2012
Jchristopher BoydIndependent Advisers Group Corp otherAsset Management Resources, LLC otherOtherJul 3, 2012Feb 12, 2008
Cecilia Beach BrownIndependent Advisers Group Corp otherLPL Financial LLC BD affiliatedOtherOct 20, 2011Jan 1, 2025 (4822 d)
Brion Patrick HarrisIndependent Advisers Group Corp otherCambridge Investment Research Advisors, Inc. otherOtherJul 27, 2011Oct 3, 2012 (434 d)
Christopher Michael CiceIndependent Advisers Group Corp otherMorgan Stanley wirehouseOtherOct 14, 2010Oct 6, 2010
William Ross SmallIndependent Advisers Group Corp otherRmas, Inc. otherOtherOct 6, 2010Jan 4, 2011 (90 d)
Diana Gayle DornIndependent Advisers Group Corp otherLwi Financial Inc. otherOtherAug 30, 2010Oct 29, 2010 (60 d)
Michael Todd MartinIndependent Advisers Group Corp otherCambridge Investment Research Advisors, Inc. otherOtherJun 25, 2010Jun 16, 2010
Randolph Michael MartinIndependent Advisers Group Corp otherOsaic Fs, Inc. otherOtherJun 25, 2010Dec 14, 2006
Kyle William GraysonIndependent Advisers Group Corp otherLPL Financial LLC BD affiliatedOtherMar 25, 2010May 16, 2024 (5166 d)
Kurt Reif IIIIndependent Advisers Group Corp otherOsaic Wealth, Inc. BD affiliatedOtherMar 5, 2010Jan 24, 2025 (5439 d)
Kurt John ReifIndependent Advisers Group Corp otherOsaic Wealth, Inc. BD affiliatedOtherMar 5, 2010Jan 24, 2025 (5439 d)
Martin Peter ReganIndependent Advisers Group Corp otherLPL Financial LLC otherOtherJan 12, 2010Jan 11, 2010
Scott Brian HinkleIndependent Advisers Group Corp otherAlden Investment Group independent RIAOtherDec 15, 2009May 27, 2026 (6007 d)
Mark William PetroIndependent Advisers Group Corp otherTrustmont Advisory Group, Inc. otherOtherNov 3, 2009Nov 2, 2009
Torrey Leslie GreeneIndependent Advisers Group Corp otherOsaic Fs, Inc. otherOtherAug 25, 2009Jan 13, 2004
William Samuel AllenIndependent Advisers Group Corp otherResource Horizons Investment Advisory, Inc. otherOtherFeb 8, 2008Feb 5, 2008
Michael Thomas CiceIndependent Advisers Group Corp otherOsaic Fs, Inc. otherOtherJan 30, 2008Jul 28, 2011 (1275 d)
Frederick Charles TaylorIndependent Advisers Group Corp otherTriad Advisors, LLC otherOtherApr 20, 2007Jan 6, 2010 (992 d)
Charles David KonczIndependent Advisers Group Corp otherSummit Asset Management, LLC unclassifiedOtherApr 13, 2007Oct 14, 1999
Shane Patrick BrosnanIndependent Advisers Group Corp otherFinancial West Group otherOtherFeb 14, 2007Sep 19, 2003
Michael Arthur LynchIndependent Advisers Group Corp otherOsaic Fs, Inc. otherOtherJan 22, 2007Mar 27, 2006
Bradley Seth MayerIndependent Advisers Group Corp otherH. Beck, Inc. otherOtherDec 11, 2006Oct 14, 2004
Joel Wayne JosephsIndependent Advisers Group Corp otherOsaic Fs, Inc. otherOtherDec 5, 2006Mar 27, 2006
Becky Lynn WalkerIndependent Advisers Group Corp otherTriad Advisors, LLC otherOtherNov 30, 2006Jan 22, 2013 (2245 d)
Scott Charles SullivanIndependent Advisers Group Corp otherTriad Advisors, LLC otherOtherNov 3, 2006Jan 28, 2010 (1182 d)
Brian Vincent OnofrioIndependent Advisers Group Corp otherSummit Asset Management, LLC unclassifiedOtherOct 17, 2006Oct 18, 2006
Muhammed Mosa KaleelIndependent Advisers Group Corp otherKaleel Investment Advisors, LLC independent RIAOtherOct 17, 2006Mar 30, 2004
Glenn Isamu YasukochiIndependent Advisers Group Corp otherOsaic Fs, Inc. otherOtherOct 6, 2006Jan 12, 2001
Jeremy Wade BenoitIndependent Advisers Group Corp otherCambridge Investment Research Advisors, Inc. otherOtherAug 17, 2006Nov 27, 2017 (4120 d)
Louis Edward PerkinsIndependent Advisers Group Corp otherConcourse Financial Group Advisors otherOtherJul 28, 2006Aug 18, 2017 (4039 d)
Howard Robert GorbachIndependent Advisers Group Corp otherPrincipal Securities, Inc. otherOtherJul 7, 2006Mar 5, 2015 (3163 d)
Karen Jill HallIndependent Advisers Group Corp otherOsaic Wealth, Inc. BD affiliatedOtherJul 7, 2006Jan 24, 2025 (6776 d)
Ronald Stephen RaderIndependent Advisers Group Corp otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJul 6, 2006Mar 31, 2006
David Patrick LeathersIndependent Advisers Group Corp otherOsaic Fs, Inc. otherOtherJul 3, 2006Apr 17, 2003
Karl James ZirolliIndependent Advisers Group Corp otherSummit Asset Management, LLC unclassifiedOtherApr 28, 2006Oct 14, 1999
Dean Richard CrouthamelIndependent Advisers Group Corp otherOsaic Fs, Inc. otherOtherMar 30, 2006Apr 26, 2012 (2219 d)
Pamela Sue GhezziIndependent Advisers Group Corp otherOsaic Fs, Inc. otherOtherMar 30, 2006Mar 27, 2006
Dustin Cane StiefelIndependent Advisers Group Corp otherAdvanced Planning, Inc. unclassifiedOtherJan 3, 2006Jun 20, 2001
James Michael RaftIndependent Advisers Group Corp otherLPL Financial LLC BD affiliatedOtherNov 17, 2005May 17, 2024 (6756 d)
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95 moves match.