DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Goldman Sachs Wealth Services, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel D Cohen | Goldman Sachs Wealth Services, L.P. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 27, 2024 | Jun 4, 2024 |
| Jacob Philip Motz | Goldman Sachs Wealth Services, L.P. BD affiliated | Alliancebernstein L.P. asset manager | Other | Jun 5, 2024 | May 28, 2024 |
| Declan Costello | Goldman Sachs Wealth Services, L.P. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2024 | Jun 11, 2024 |
| Eyob Girma | Goldman Sachs Wealth Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2024 | Jan 6, 2025 (220 d) |
| Fiorella Gonzalez-Polar Vera | Goldman Sachs Wealth Services, L.P. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 29, 2024 | Aug 11, 2025 (439 d) |
| Hector M Arellano Hernandez | Goldman Sachs Wealth Services, L.P. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 23, 2024 | Jul 9, 2025 (412 d) |
| Anthony Michael Errico | Goldman Sachs Wealth Services, L.P. BD affiliated | Port Capital Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 9, 2024 | Mar 28, 2024 |
| Kevin Patrick Rabbitt | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | Sep 10, 2024 (132 d) |
| Christopher Demania | Goldman Sachs Wealth Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2024 | May 6, 2024 |
| Benjamin Gonsier | Goldman Sachs Wealth Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 12, 2024 | Apr 19, 2024 |
| Chen Li | Goldman Sachs Wealth Services, L.P. BD affiliated | Goalvest Advisory LLC other | Other | Mar 14, 2024 | Mar 22, 2024 |
| Devon Laura Costa | Goldman Sachs Wealth Services, L.P. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Feb 20, 2024 |
| Kelly Marie Rueckert | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Feb 6, 2024 |
| Dylan Thomas Cooper | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Feb 14, 2024 |
| Justin Michael Murphy | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Feb 29, 2024 |
| Robert Eastwood Jones | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Feb 7, 2024 |
| Dylan Morris Power | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Feb 7, 2024 |
| George Ghobriel | Goldman Sachs Wealth Services, L.P. BD affiliated | Shade Tree Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 29, 2024 | Feb 16, 2024 |
| William George Barry | Goldman Sachs Wealth Services, L.P. BD affiliated | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 5, 2024 |
| Brittany Webb | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2024 | Feb 6, 2024 |
| Michael Thomas Mannix | Goldman Sachs Wealth Services, L.P. BD affiliated | Graypoint LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2024 | Nov 18, 2024 (297 d) |
| Abigail P Rafferty | Goldman Sachs Wealth Services, L.P. BD affiliated | Shade Tree Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2024 | Feb 16, 2024 |
| James Anania | Goldman Sachs Wealth Services, L.P. BD affiliated | Invesco Advisers, Inc. asset manager | Other | Dec 21, 2023 | Jan 8, 2024 |
| Todd Joseph Smolen | Goldman Sachs Wealth Services, L.P. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Nov 24, 2023 |
| Christina Jean-Baptiste | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 1, 2023 | Nov 14, 2023 |
| Alysia Park | Goldman Sachs Wealth Services, L.P. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Nov 12, 2024 (347 d) |
| Trevor Lee Scott | Goldman Sachs Wealth Services, L.P. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2023 | Dec 4, 2023 |
| Yekaterina Teryokhina | Goldman Sachs Wealth Services, L.P. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Jul 19, 2024 (231 d) |
| Akhil Rajiv Iyengar | Goldman Sachs Wealth Services, L.P. BD affiliated | Moors & Cabot, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Jan 26, 2024 (67 d) |
| Timothy Joseph Brothers | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2023 | Mar 28, 2024 (133 d) |
| William Calvin Beattie | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2023 | Nov 9, 2023 |
| Edwin Sze | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2023 | Mar 28, 2024 (133 d) |
| Christopher Larry Madaris | Goldman Sachs Wealth Services, L.P. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 9, 2023 | Nov 7, 2023 |
| Derek Montanye | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2023 | Dec 12, 2023 (39 d) |
| Noah D Milling | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2023 | Dec 22, 2023 (49 d) |
| Haley Brehm | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 30, 2023 |
| Mark Crawford Jensen | Goldman Sachs Wealth Services, L.P. BD affiliated | Shade Tree Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Nov 7, 2023 |
| Dimitry Prophete | Goldman Sachs Wealth Services, L.P. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Feb 4, 2025 (459 d) |
| Dwaine Adolph Campbell | Goldman Sachs Wealth Services, L.P. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Apr 7, 2025 (536 d) |
| Keagan O'Connor | Goldman Sachs Wealth Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Nov 22, 2023 (34 d) |
| Clarissa P Jugo | Goldman Sachs Wealth Services, L.P. BD affiliated | Northcoast Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2023 | Sep 21, 2023 |
| Olivia Mae Allen | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 21, 2023 | Oct 3, 2023 |
| Meredith L Ingle | Goldman Sachs Wealth Services, L.P. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2023 | Nov 16, 2023 (57 d) |
| Konner L Christie | Goldman Sachs Wealth Services, L.P. BD affiliated | Spectrum Wealth Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2023 | Jan 1, 2025 (475 d) |
| Jason Halbrooks | Goldman Sachs Wealth Services, L.P. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2023 | Aug 25, 2023 |
| Jordan M Wessell | Goldman Sachs Wealth Services, L.P. BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2023 | Jun 10, 2025 (648 d) |
| Joseph Rossano | Goldman Sachs Wealth Services, L.P. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Dec 4, 2025 (826 d) |
| Justine R Decarlo | Goldman Sachs Wealth Services, L.P. BD affiliated | Alliancebernstein L.P. asset manager | Other | Aug 9, 2023 | Nov 8, 2024 (457 d) |
| Anne Bethany Robinson | Goldman Sachs Wealth Services, L.P. BD affiliated | Quadcap Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2023 | Apr 7, 2024 (249 d) |
| Conor Kirby | Goldman Sachs Wealth Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Jan 18, 2024 (175 d) |
| Abby Fitzgerald | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2023 | Aug 10, 2023 |
| Tracy R. Baker | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2023 | Mar 19, 2024 (237 d) |
| Stephanie Arnold | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 21, 2023 | Jul 7, 2023 |
| Brennan C Mccormack | Goldman Sachs Wealth Services, L.P. BD affiliated | Swan Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2023 | Aug 28, 2023 (53 d) |
| Camille Robin Madison | Goldman Sachs Wealth Services, L.P. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2023 | Jul 13, 2023 |
| John Taylor Somerville | Goldman Sachs Wealth Services, L.P. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 22, 2023 | Jun 14, 2023 |
| Patrick J Burke | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2023 | Jul 26, 2023 (42 d) |
| Thomas A Burke | Goldman Sachs Wealth Services, L.P. BD affiliated | Shade Tree Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2023 | May 16, 2023 |
| Jane Marie Delarosa | Goldman Sachs Wealth Services, L.P. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 6, 2023 | May 15, 2023 |
| James Ross Hall | Goldman Sachs Wealth Services, L.P. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Nov 16, 2023 (169 d) |
615 moves match.