| Michael Collopy | Goldman Sachs Wealth Services, L.P. BD affiliated | F3logic, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2018 | Nov 20, 2018 |
| Kevin Michael Boutwell | Goldman Sachs Wealth Services, L.P. BD affiliated | F3logic, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2018 | Nov 19, 2018 |
| Skye Taber | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2018 | Jun 6, 2024 (2037 d) |
| John David Rogers | Goldman Sachs Wealth Services, L.P. BD affiliated | F3logic, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2018 | Oct 17, 2018 |
| Kristen Keenan Cahill | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2018 | Sep 20, 2021 (1064 d) |
| Jason A Blair | Goldman Sachs Wealth Services, L.P. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 2, 2018 | Oct 15, 2018 |
| Nicholas Woitach | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2018 | Nov 2, 2024 (2228 d) |
| Mark Joseph Landau | Goldman Sachs Wealth Services, L.P. BD affiliated | Minichmacgregor Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2018 | Jul 15, 2019 (305 d) |
| Mark Joseph Delucia | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2018 | Sep 23, 2022 (1473 d) |
| John Arthur Rinker | Goldman Sachs Wealth Services, L.P. BD affiliated | F3logic, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2018 | Sep 26, 2018 |
| Max Andrew Rockwell | Goldman Sachs Wealth Services, L.P. BD affiliated | Wealthshield LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2018 | Jan 18, 2019 (144 d) |
| Robert Timothy Holdcroft | Goldman Sachs Wealth Services, L.P. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2018 | Jul 18, 2018 |
| Fadi Mansour | Goldman Sachs Wealth Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2018 | Aug 20, 2018 (53 d) |
| Andrew Moore Smith | Goldman Sachs Wealth Services, L.P. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2018 | Jul 25, 2018 |
| David Iannalfo | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 17, 2018 | Apr 9, 2020 (693 d) |
| Robert Terry Peterson | Goldman Sachs Wealth Services, L.P. BD affiliated | Crescent Grove Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2018 | Jun 12, 2018 (39 d) |
| Christine Elizabeth Suozzi | Goldman Sachs Wealth Services, L.P. BD affiliated | Capital Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2018 | May 24, 2022 (1489 d) |
| Justin Dennis Rucci | Goldman Sachs Wealth Services, L.P. BD affiliated | Warren Street Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2018 | Apr 23, 2018 |
| Karlyn Jaye Wright | Goldman Sachs Wealth Services, L.P. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 30, 2018 | Oct 29, 2020 (944 d) |
| Mark Agnew | Goldman Sachs Wealth Services, L.P. other | Personal Capital Advisors Corporation independent RIA | Other | Mar 5, 2018 | Mar 8, 2018 |
| Michele Christine Waite | Goldman Sachs Wealth Services, L.P. other | Advice And Planning Services BD affiliated | Other | Feb 28, 2018 | May 25, 2021 (1182 d) |
| Benjamin Hodgkins Matzell | Goldman Sachs Wealth Services, L.P. other | LPL Financial LLC independent RIA | Other | Jan 9, 2018 | Feb 27, 2018 (49 d) |
| Timothy Pham Taraba | Goldman Sachs Wealth Services, L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 4, 2017 | Dec 11, 2017 |
| Adrienne Marie Knapp | Goldman Sachs Wealth Services, L.P. other | Shade Tree Advisors LLC independent RIA | Other | Nov 7, 2017 | Aug 24, 2021 (1386 d) |
| Lisa M Paczkowski | Goldman Sachs Wealth Services, L.P. other | UBS Financial Services Inc. wirehouse | Other | Nov 1, 2017 | Oct 30, 2017 |
| Ivy Lau | Goldman Sachs Wealth Services, L.P. other | J.P. Morgan Securities LLC wirehouse | Other | Oct 30, 2017 | Nov 28, 2017 |
| Benjamin H. Ostrove | Goldman Sachs Wealth Services, L.P. other | Personal Cfo Solutions LLC other | Other | Oct 5, 2017 | Dec 15, 2017 (71 d) |
| Ryan Michael Tamasi | Goldman Sachs Wealth Services, L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 22, 2017 | Sep 19, 2017 |
| Heather Fox | Goldman Sachs Wealth Services, L.P. other | Shade Tree Advisors LLC independent RIA | Other | Sep 11, 2017 | Mar 25, 2019 (560 d) |
| Kyle Paul Boni | Goldman Sachs Wealth Services, L.P. other | Shade Tree Advisors LLC independent RIA | Other | Sep 11, 2017 | Jan 30, 2020 (871 d) |
| Jonathan Drew Schaechter | Goldman Sachs Wealth Services, L.P. other | Morgan Stanley wirehouse | Other | Aug 24, 2017 | Jul 28, 2017 |
| Paul David D'Elia | Goldman Sachs Wealth Services, L.P. other | Cerity Partners LLC independent RIA | Other | Aug 7, 2017 | May 14, 2021 (1376 d) |
| Anne Rita Douglas | Goldman Sachs Wealth Services, L.P. other | Morgan Stanley wirehouse | Other | Aug 7, 2017 | Sep 11, 2017 (35 d) |
| Jeffrey James Jordano | Goldman Sachs Wealth Services, L.P. other | Pnc Wealth Management other | Other | Jul 24, 2017 | Aug 16, 2017 |
| Daniel Davis | Goldman Sachs Wealth Services, L.P. other | Strategic Advisers LLC national BD | Other | Jul 13, 2017 | Aug 10, 2017 |
| Kevin Richard Talty | Goldman Sachs Wealth Services, L.P. other | Lighthouse Financial Advisors, Inc. other | Other | Jul 11, 2017 | Aug 22, 2017 (42 d) |
| Alfred Alexander Cantilina | Goldman Sachs Wealth Services, L.P. other | Surepath Wealth Management unclassified | Other | Jun 6, 2017 | May 4, 2018 (332 d) |
| Ross Austin Morrow | Goldman Sachs Wealth Services, L.P. other | Howard Financial Services, Ltd. other | Other | Jun 5, 2017 | Jul 14, 2017 (39 d) |
| Michael L. Antonacci | Goldman Sachs Wealth Services, L.P. other | Rockbridge Investment Management, LLC independent RIA | Other | May 26, 2017 | May 30, 2021 (1465 d) |
| Monica Diane Hernandez | Goldman Sachs Wealth Services, L.P. other | Iconiq Capital, LLC other | Other | May 23, 2017 | Aug 17, 2017 (86 d) |
| Vincent Tyler Clark | Goldman Sachs Wealth Services, L.P. other | Elwood & Goetz independent RIA | Other | May 22, 2017 | Nov 8, 2023 (2361 d) |
| Kelly Anderson | Goldman Sachs Wealth Services, L.P. other | Morgan Stanley wirehouse | Other | Apr 25, 2017 | Aug 25, 2017 (122 d) |
| Caitlin Stewart Hochstetler | Goldman Sachs Wealth Services, L.P. other | Signaturefd, LLC independent RIA | Other | Mar 13, 2017 | Jun 19, 2019 (828 d) |
| James Henry Wilkes | Goldman Sachs Wealth Services, L.P. other | Morgan Stanley wirehouse | Other | Mar 3, 2017 | Mar 17, 2017 |
| William Simmermacher | Goldman Sachs Wealth Services, L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 27, 2017 | Apr 3, 2017 (35 d) |
| Kenneth Jorma Terpening | Goldman Sachs Wealth Services, L.P. other | King Wealth Management Group, LLC independent RIA | Other | Feb 24, 2017 | May 24, 2021 (1550 d) |
| Stephen Joseph Rosamino | Goldman Sachs Wealth Services, L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 17, 2017 | Feb 17, 2017 |
| Michael S Rolfes | Goldman Sachs Wealth Services, L.P. other | Fifth Third Securities, Inc. BD affiliated | Other | Feb 13, 2017 | Aug 6, 2018 (539 d) |
| Steven R. Paramo | Goldman Sachs Wealth Services, L.P. other | Charles Schwab & Co., Inc. national BD | Other | Feb 13, 2017 | Oct 30, 2017 (259 d) |
| Christopher P. Riggi | Goldman Sachs Wealth Services, L.P. other | Reagan Companies Asset Management, Inc independent RIA | Other | Jan 19, 2017 | Oct 3, 2018 (622 d) |
| Brian Scott Rothman | Goldman Sachs Wealth Services, L.P. other | Morgan Stanley wirehouse | Other | Jan 10, 2017 | Feb 15, 2017 (36 d) |
| Corey Lorent | Goldman Sachs Wealth Services, L.P. other | Strategic Advisers LLC national BD | Other | Jan 10, 2017 | May 23, 2017 (133 d) |
| Michael Todd Smurl | Goldman Sachs Wealth Services, L.P. other | RBC Rochdale, LLC other | Other | Nov 22, 2016 | Jun 8, 2017 (198 d) |
| Matthew Michael Prediletto | Goldman Sachs Wealth Services, L.P. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 22, 2016 | Dec 5, 2016 |
| Nadira Balkissoon Deery | Goldman Sachs Wealth Services, L.P. other | Creative Planning independent RIA | Other | Nov 10, 2016 | Apr 1, 2020 (1238 d) |
| Robert Graham Butler | Goldman Sachs Wealth Services, L.P. other | Cedar Rowe Partners other | Other | Oct 21, 2016 | Nov 2, 2016 |
| Derek G Gray | Goldman Sachs Wealth Services, L.P. other | Curran Wealth Management independent RIA | Other | Oct 14, 2016 | Aug 30, 2021 (1781 d) |
| Gregory K Stryjski | Goldman Sachs Wealth Services, L.P. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 14, 2016 | Nov 17, 2017 (399 d) |
| Matthew Louis Burnell | Goldman Sachs Wealth Services, L.P. other | Cetera Investment Advisers LLC BD affiliated | Other | Oct 14, 2016 | Aug 21, 2023 (2502 d) |
| James Bray Killingsworth | Goldman Sachs Wealth Services, L.P. other | The Legacy Financial Group, Inc. other | Other | Oct 13, 2016 | May 12, 2017 (211 d) |