DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from J.P. Morgan Private Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Blair Harwood | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2025 | May 5, 2025 (45 d) |
| Kevin A Boorman | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Charles Schwab Investment Management, Inc other | Other | Jan 6, 2025 | May 30, 2025 (144 d) |
| David C Tateosian | J.P. Morgan Private Wealth Advisors LLC BD affiliated | First Republic Securities Company, LLC no RAUM | Other | Jul 17, 2024 | Mar 25, 2011 |
| Jennifer Lam | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | Jun 12, 2024 |
| Kang Lee | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2024 | Jun 4, 2024 |
| Teagan Haddad | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2024 | Apr 30, 2024 |
| Andrew Huang | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Cresset Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2024 | Apr 19, 2024 |
| Kevin K Chung | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Generative Family Office LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 2, 2024 | May 9, 2024 |
| Mike Shayestehfar | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 29, 2024 | Apr 22, 2024 |
| Michael O Solis | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Jun 24, 2024 (60 d) |
| Hannah Rose Foster | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2024 | Apr 19, 2024 |
| Danielle Rojas | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 22, 2024 | Apr 19, 2024 |
| Sheri Ann Takako Chang Yamaguchi | J.P. Morgan Private Wealth Advisors LLC BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | Mar 26, 2024 |
| Michael Walsh | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Apr 3, 2024 |
| Craig Valdes | J.P. Morgan Private Wealth Advisors LLC BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2024 | Mar 25, 2024 |
| Carlos F Herrera | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 18, 2024 | Apr 11, 2024 |
| Melinda Cramer | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2024 | Feb 28, 2024 |
| Moira R Mcglynn | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2024 | Mar 12, 2024 |
| Linda K Mauzy | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2024 | Jan 19, 2024 |
| Thomas E Beaty | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2024 | Jan 30, 2024 |
| Nichole Eileen Heidrick | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2024 | Feb 8, 2024 |
| Leigh Flor | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2024 | Jan 19, 2024 |
| Patrick J Trucco | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Feb 21, 2024 |
| Kim-Tieng Tear Baron | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2024 | Jan 19, 2024 |
| Yin Chung Huang | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2024 | Jan 19, 2024 |
| Henry Williamson Ghriskey | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ingalls Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2024 | Feb 8, 2024 |
| Megan S Mulloy | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Syon Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2024 | Jan 9, 2025 (359 d) |
| Sandy Y Guidicianne | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Sep 26, 2024 (254 d) |
| Gavin Zerbe | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Aug 22, 2024 (219 d) |
| Gregory G Zappas | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 8, 2024 | Jan 5, 2024 |
| Yiqun Li | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 13, 2023 | Jan 9, 2024 |
| Kaitlyn Fanaroff | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Dec 20, 2023 |
| Jack Richard Najarian | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Mar 13, 2024 (121 d) |
| Benjamin Russell Hauge | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2023 | Jul 11, 2024 (247 d) |
| William A Grinnell | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2023 | May 23, 2024 (203 d) |
| Nader Razavi | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 27, 2023 | Dec 11, 2023 (45 d) |
| Michael Jeffrey Kramer | J.P. Morgan Private Wealth Advisors LLC BD affiliated | New Edge Wealth BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Oct 13, 2023 |
| Rodney Joseph Olea | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Nov 13, 2023 |
| Stephen Andrew Delgado | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Jan 29, 2024 (105 d) |
| Akhil Bhalla | J.P. Morgan Private Wealth Advisors LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Feb 20, 2024 (127 d) |
| Isaac Richard | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Mavros Capital Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 9, 2023 | Feb 20, 2024 (134 d) |
| Alex Scheel | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2023 | Oct 19, 2023 |
| Michael Ken Kato | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 9, 2023 | Nov 16, 2023 (38 d) |
| Richard Todd Will | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 4, 2023 | Sep 29, 2023 |
| James Michael Gersack | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 29, 2023 |
| James Wightman Wilcox | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Oct 29, 2023 |
| Darin M Souza | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Oct 12, 2023 |
| Joseph James Mathews | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Oct 4, 2023 |
| Christine Michelle Vasquez | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 29, 2023 |
| Abigail Rose Lee | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Oct 4, 2023 |
| Chelsea Nichole Toledo | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Gc Wealth Management Ria, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 | Sep 29, 2023 |
| Brian Matthew Nichols Tucei | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 28, 2023 | Oct 24, 2023 |
| Blake Andrew Kent Bauer | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Clarity Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2023 | Sep 29, 2023 |
| Mario Woizeschke | J.P. Morgan Private Wealth Advisors LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2023 | Sep 18, 2023 |
| Haley Cortese | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2023 | Oct 10, 2023 |
| Nicholas Joseph Avola | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 19, 2023 | Sep 20, 2023 |
| Ann Margaret Macagba Bishop | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Aug 20, 2024 (337 d) |
| Anthony Michael Coiro | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 28, 2023 |
| Joshua Andrew Rogge | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Jul 25, 2025 (701 d) |
| Areen Minasian | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 24, 2023 | Sep 6, 2023 |
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442 moves match.