DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wells Fargo Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sterling Swaim | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Apr 17, 2025 | Apr 3, 2025 |
| Jodie Daniel | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Apr 17, 2025 | Apr 3, 2025 |
| Brett Laboube | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Apr 17, 2025 | Apr 3, 2025 |
| Megan Gray Sassone | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Apr 17, 2025 | Apr 3, 2025 |
| Patrick Clarkson Rhyne | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Apr 17, 2025 | Apr 3, 2025 |
| Dakota J Dzula | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Apr 17, 2025 | Apr 3, 2025 |
| Matthew Gerard Sebenoler | Wells Fargo Advisors wirehouse | Invicta Financial Group independent RIA | Wirehouse to independent RIA | Apr 14, 2025 | May 15, 2025 (31 d) |
| Steven Curran | Wells Fargo Advisors wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2025 | May 2, 2025 |
| Linda Renee Porter | Wells Fargo Advisors wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Apr 1, 2025 | Mar 31, 2025 |
| Kenneth Schmiedbauer | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Mar 26, 2025 | Mar 21, 2025 |
| Lisa Schmiedbauer | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Mar 26, 2025 | Mar 21, 2025 |
| Wesley Wong | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 26, 2025 | Feb 24, 2025 |
| Shana Curtis | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Mar 26, 2025 | Mar 21, 2025 |
| Matthew J Thiessen | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Mar 26, 2025 | Mar 21, 2025 |
| Paul J Ehrhart | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Mar 26, 2025 | Mar 21, 2025 |
| Timothy James Hartland | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Mar 26, 2025 | Mar 21, 2025 |
| Derek Carl James Slaymaker | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Mar 26, 2025 | Mar 21, 2025 |
| Robert Paul Hartland | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Mar 26, 2025 | Mar 21, 2025 |
| Justin Ostrander | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Mar 26, 2025 | Mar 21, 2025 |
| J'Lynn E Harvey | Wells Fargo Advisors wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Mar 25, 2025 | Mar 17, 2025 |
| Jeffrey Osakwe | Wells Fargo Advisors wirehouse | Strategic Advisers LLC national BD | Wirehouse to affiliated broker-dealer or bank | Mar 25, 2025 | May 1, 2025 (37 d) |
| Lashanda Juanita Manson | Wells Fargo Advisors wirehouse | Truist Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 13, 2025 | Mar 18, 2025 |
| Lincoln Adrian Dacosta | Wells Fargo Advisors wirehouse | Innovative Family Office LLC no RAUM | Other | Mar 11, 2025 | Mar 5, 2025 |
| Peter Vrooman | Wells Fargo Advisors wirehouse | Sarver Vrooman Wealth Advisors LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 7, 2025 | Feb 24, 2025 |
| Jessica Marie Estes-Fleischmann | Wells Fargo Advisors wirehouse | Sarver Vrooman Wealth Advisors LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 7, 2025 | Feb 24, 2025 |
| Ron Dietz | Wells Fargo Advisors wirehouse | Sarver Vrooman Wealth Advisors LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 7, 2025 | Feb 24, 2025 |
| Thomas King | Wells Fargo Advisors wirehouse | Sarver Vrooman Wealth Advisors LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 7, 2025 | Feb 24, 2025 |
| Michael Joseph Kazmer | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2025 | Feb 24, 2025 |
| James Patrick Murray | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2025 | Feb 24, 2025 |
| Jeffery Paul Bedford | Wells Fargo Advisors wirehouse | Concurrent Investment Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 6, 2025 | Feb 24, 2025 |
| Timothy Lee Colvin | Wells Fargo Advisors wirehouse | Concurrent Investment Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 6, 2025 | Feb 24, 2025 |
| Larry Alan Bernstein | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2025 | Feb 24, 2025 |
| Natalie Jayne Owens Wells | Wells Fargo Advisors wirehouse | Concurrent Investment Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 6, 2025 | Feb 24, 2025 |
| Brett Paul Goldberg | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2025 | Feb 24, 2025 |
| Gregory Allen Taylor | Wells Fargo Advisors wirehouse | Concurrent Investment Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 6, 2025 | Feb 24, 2025 |
| Justin Joseph Lotano | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2025 | Feb 24, 2025 |
| Abby E Goldstein | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2025 | Feb 24, 2025 |
| Andrew Otho Medukas | Wells Fargo Advisors wirehouse | Concurrent Investment Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 6, 2025 | Feb 24, 2025 |
| Joshua Adam Zoldan | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2025 | May 19, 2025 (74 d) |
| Joseph Edward Burgard | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2025 | Feb 24, 2025 |
| Alex Shields | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Mar 6, 2025 | Jun 5, 2025 (91 d) |
| Zachary Ethan Colvin | Wells Fargo Advisors wirehouse | Concurrent Investment Advisors, LLC independent RIA | Wirehouse to independent RIA | Mar 6, 2025 | Feb 24, 2025 |
| Chad Edward Teders | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Feb 26, 2025 | Feb 14, 2025 |
| Chris Quackenbush | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Feb 26, 2025 | Feb 14, 2025 |
| Jeremy A Jeffers | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Feb 26, 2025 | Feb 14, 2025 |
| Robert Veenstra | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Feb 12, 2025 | Feb 13, 2025 |
| Jonathan M Woodham | Wells Fargo Advisors wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 12, 2025 | Jun 25, 2025 (133 d) |
| Gabrielle Judith Sherry | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Feb 4, 2025 | Jan 29, 2025 |
| Andrew Bruce Lang | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Feb 4, 2025 | Jan 29, 2025 |
| Todd Matthew Lang | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Feb 4, 2025 | Jan 29, 2025 |
| Kenneth Bruce Lang | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Feb 4, 2025 | Jan 29, 2025 |
| Jill Swank | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Feb 4, 2025 | Jan 29, 2025 |
| Jill Schmieding | Wells Fargo Advisors wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Jan 30, 2025 | Feb 19, 2025 |
| Jerod Andrew Wurm | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 28, 2025 | Jan 21, 2025 |
| Robert Casey Frye | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 28, 2025 | Jan 21, 2025 |
| Harrison Wall | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 28, 2025 | Mar 5, 2025 (36 d) |
| John Nicholas Reidy | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2025 | Jan 31, 2025 |
| Peter Meeks | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2025 | Jan 6, 2025 |
| James Wesley Oliver | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2025 | Jan 17, 2025 |
| Donovan Adams | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2025 | Jan 6, 2025 |
2,102 moves match.