DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Westminster Financial Advisory Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan Elliot ShoopWestminster Financial Advisory Corp independent RIARoyal Oak Financial Advisors, LLC independent RIARIA to RIAJul 20, 2026Jul 13, 2026
Hans Thomas GappyWestminster Financial Advisory Corp independent RIARoyal Oak Financial Advisors, LLC independent RIARIA to RIAJul 20, 2026Jul 13, 2026
Sarah Ann TerrellWestminster Financial Advisory Corp independent RIASpc BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2026Jun 8, 2026 (42 d)
Keith L WoodWestminster Financial Advisory Corp independent RIAStifel Independent Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 22, 2021Oct 20, 2021
Hans Thomas GappyWestminster Financial Advisory Corp independent RIAStifel Independent Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 22, 2021Oct 18, 2021
Patrick George ArmstrongWestminster Financial Advisory Corp independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 8, 2021May 18, 2021
Mitchell Thomas BodenmillerWestminster Financial Advisory Corp independent RIAMid Atlantic Financial Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 12, 2021Jun 14, 2021 (122 d)
Nabih George NabtiWestminster Financial Advisory Corp independent RIAPotomac Financial Services, Inc. unclassifiedOtherMar 6, 2020Feb 25, 2020
Roger Elliott HareWestminster Financial Advisory Corp otherAmerican Portfolios Advisors, Inc otherOtherDec 7, 2015Nov 25, 2015
Lewis Gene WentzWestminster Financial Advisory Corp otherRaymond James Financial Services Advisors, Inc otherOtherApr 28, 2015May 19, 2016 (387 d)
Timothy Michael PorterWestminster Financial Advisory Corp otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherApr 28, 2015Oct 22, 2018 (1273 d)
Christin Brooke MillerWestminster Financial Advisory Corp otherCambridge Investment Research Advisors, Inc. otherOtherMar 30, 2015Mar 2, 2015
Kathye A LanningWestminster Financial Advisory Corp otherWells Fargo Advisors wirehouseOtherSep 4, 2013Aug 9, 2013
Winston ImwalleWestminster Financial Advisory Corp otherStrategic Advisers LLC national BDOtherJun 11, 2013Dec 23, 2015 (925 d)
Katelyn Drake DepewWestminster Financial Advisory Corp otherPnc Wealth Management otherOtherAug 9, 2012Sep 28, 2012 (50 d)
Mark BurkhardtWestminster Financial Advisory Corp otherLombard Advisers Incorporated independent RIAOtherApr 17, 2012Apr 16, 2012
James Paul NunezWestminster Financial Advisory Corp otherBrokersxpress LLC otherOtherDec 31, 2011Feb 1, 2012 (32 d)
Paul Alan BrazieWestminster Financial Advisory Corp otherKey Investment Services LLC otherOtherDec 31, 2011Dec 10, 2013 (710 d)
Keith D. LewandoskiWestminster Financial Advisory Corp otherLewfin Partners unclassifiedOtherDec 16, 2011Apr 17, 2012 (123 d)
Gregory Scott NorrisWestminster Financial Advisory Corp otherAmeriprise Financial Services, LLC national BDOtherNov 16, 2011Nov 17, 2011
Patrick Daniel RothWestminster Financial Advisory Corp otherFiduciary Wealth Management, LLC otherOtherSep 15, 2011Sep 27, 2011
James Patrick PanosWestminster Financial Advisory Corp otherPanos Financial Partners, LLC state registeredOtherSep 14, 2011Aug 16, 2011
William Allen HunterWestminster Financial Advisory Corp otherCapitol Securities Management, Inc. otherOtherNov 17, 2010Nov 16, 2010
Jonathan Jed MeyersWestminster Financial Advisory Corp otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherOct 19, 2010Oct 28, 2010
John Anthony NoleWestminster Financial Advisory Corp otherAnderson & Strudwick, Incorporated otherOtherSep 7, 2010Jul 26, 2010
Robert James D'AndriaWestminster Financial Advisory Corp otherInternational Assets Investment Management, LLC otherOtherAug 2, 2010Aug 19, 2010
Mark Anthony KubikWestminster Financial Advisory Corp otherUSA Wealth Management LLC otherOtherJan 29, 2010Feb 11, 2010
Daniel MoralesWestminster Financial Advisory Corp otherNfsg Corporation otherOtherFeb 18, 2009Mar 18, 2009
Richard Todd HoldenWestminster Financial Advisory Corp otherSecurities America Advisors, Inc. otherOtherJan 5, 2009Jun 12, 2009 (158 d)
Michael John MarkowskiWestminster Financial Advisory Corp otherMarkowski Investments otherOtherJan 12, 2007Jun 19, 2013 (2350 d)
Melvin Charles BrazieWestminster Financial Advisory Corp otherWhitehall Financial Services, Inc. unclassifiedOtherNov 3, 2006Nov 7, 2006
Paul Richard HimmelsteinWestminster Financial Advisory Corp otherWaterstone Financial Group, Inc. unclassifiedOtherDec 21, 2005Nov 28, 2005
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32 moves match.