DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Securities America Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wade Gregory Smith | Securities America Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Nov 8, 2023 |
| Antonio Jacob Dimatteo | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Oct 26, 2023 |
| Michael Albert Gandet | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Oct 19, 2023 |
| Michael Stephen Myers | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Oct 27, 2023 |
| Brian Engle | Securities America Advisors, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 18, 2023 |
| Skyler Hedden | Securities America Advisors, Inc. BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Jan 16, 2024 (88 d) |
| Mark Edward Choinski | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 19, 2023 |
| Arthur J Sisco | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 20, 2023 |
| Matthew Lee Stange | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Sep 27, 2023 |
| Samuel Zurcher | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Sep 29, 2023 |
| Michael David Bobowski | Securities America Advisors, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 10, 2023 |
| Michael Elbert Mullis | Securities America Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Sep 21, 2023 |
| Daniel Charles Stewart | Securities America Advisors, Inc. BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 10, 2023 |
| Justin Scott Dusselier | Securities America Advisors, Inc. BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 11, 2023 |
| Melissa Susan Brown | Securities America Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Sep 21, 2023 |
| Joseph John Alfinito | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 5, 2023 |
| Derek Alfinito | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 5, 2023 |
| Cory Davis | Securities America Advisors, Inc. BD affiliated | Imz Advisory Inc. no RAUM | Other | Oct 8, 2023 | Aug 25, 2021 |
| David Michael Roth | Securities America Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Oct 6, 2023 |
| Frederick Carl Ostermeyer | Securities America Advisors, Inc. BD affiliated | American Independent Securities Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2023 | Oct 6, 2023 |
| James Robert Piper | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Sep 28, 2023 |
| Robert Aaron Hostetter | Securities America Advisors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2023 | Nov 16, 2023 (44 d) |
| Charles Matthew Fetner | Securities America Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Sep 21, 2023 |
| Jason Dean Stahl | Securities America Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Oct 4, 2023 |
| Leah Anne Brooks | Securities America Advisors, Inc. BD affiliated | Gaddis Premier Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2023 | Oct 3, 2023 |
| Tanner Steffan | Securities America Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Oct 9, 2023 |
| Hunter Jacob Smith | Securities America Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Sep 21, 2023 |
| John Byron Poore | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Oct 3, 2023 |
| Christopher Charles Bradford | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Sep 29, 2023 |
| David M Meagher | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Sep 29, 2023 |
| Stine Karlsen Bradford | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Sep 29, 2023 |
| Jordan Carol Larsen | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Oct 16, 2023 |
| Edwin Alexander Mcknight | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2023 | Sep 22, 2023 |
| Dominic Francis Cespino | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Oct 16, 2023 |
| Brian Eugene Martin | Securities America Advisors, Inc. BD affiliated | Strategic Wealth Partners, Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2023 | Sep 29, 2023 |
| Michael Gerald Murphy | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 21, 2023 | Sep 21, 2023 |
| Anthony Daniel | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 21, 2023 | Sep 21, 2023 |
| Bruce Scott Aken | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 21, 2023 | Sep 21, 2023 |
| Brent Christopher Mcdonald | Securities America Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2023 | Sep 5, 2023 |
| Donald Charles Seaman | Securities America Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 20, 2023 |
| Sean David Snowden | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Oct 11, 2023 (40 d) |
| Andrew Elliot Holt | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Aug 30, 2023 |
| Louis Nicholas Mancinelli | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2023 | Aug 11, 2023 |
| Timothy Scott Tuinstra | Securities America Advisors, Inc. BD affiliated | Calder Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2023 | Sep 26, 2023 (36 d) |
| Diane Robin Johnson | Securities America Advisors, Inc. BD affiliated | Blackhawk Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 18, 2023 | May 5, 2023 |
| John Neeley | Securities America Advisors, Inc. BD affiliated | Nationwide Securities, LLC no RAUM | Other | Aug 17, 2023 | Sep 8, 2023 |
| Stephen Joseph Koessl | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Aug 15, 2023 |
| Samuel Koessl | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Aug 15, 2023 |
| Lynn Christine Williams | Securities America Advisors, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Aug 3, 2023 |
| Ronald S. Zweig | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2023 | Aug 7, 2023 |
| Douglas David Zweig | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2023 | Aug 7, 2023 |
| Alexis Elizabeth Stiemsma | Securities America Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 10, 2023 | Aug 8, 2023 |
| Michael Joseph Schaeffer | Securities America Advisors, Inc. BD affiliated | Precision Fiduciary Partners, LLC institutional | Other | Aug 9, 2023 | Jun 10, 2025 (671 d) |
| David Kent Sanford | Securities America Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Aug 7, 2023 |
| Tracy Lynn Bevel | Securities America Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Aug 7, 2023 |
| Karla Linn Elliott | Securities America Advisors, Inc. BD affiliated | Private Client Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2023 | Nov 1, 2023 (85 d) |
| Robert Anthony Ervolina | Securities America Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2023 | Aug 1, 2023 |
| Nicholas Christopher Beckman | Securities America Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2023 | Aug 1, 2023 |
| Brendan Harry Sheehan | Securities America Advisors, Inc. BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2023 | Jan 1, 2026 (882 d) |
| Robin Michael Walsh | Securities America Advisors, Inc. BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2023 | Jan 1, 2026 (882 d) |
1,892 moves match.