DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from 1st Global Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Lloyd Casso1st Global Advisors Inc otherWealth Advisors, Inc. unclassifiedOtherMay 9, 2008May 9, 2008
Michael Terrence Hullen1st Global Advisors Inc otherLiberty Wealth Management, LLC otherOtherMay 5, 2008May 21, 2008
John Thomas Drawdy1st Global Advisors Inc otherWoodstock Financial Group, Inc. otherOtherApr 25, 2008Apr 15, 2010 (720 d)
Greg Bachman1st Global Advisors Inc otherSpectrum Strategic Capital Management, LLC otherOtherApr 3, 2008Aug 19, 2016 (3060 d)
Benjamin Scott Meeker1st Global Advisors Inc otherSpectrum Strategic Capital Management, LLC independent RIAOtherApr 3, 2008Jan 1, 2025 (6117 d)
Donald Dean Mccormick1st Global Advisors Inc otherJ. W. Cole Advisors, Inc. otherOtherFeb 27, 2008May 21, 2008 (84 d)
David Lawrence Hedger1st Global Advisors Inc otherLiberty Group, LLC unclassifiedOtherFeb 19, 2008Mar 13, 2008
Sandra Lynn Kobel1st Global Advisors Inc otherWall Street Financial Group, Inc otherOtherDec 31, 2007Jan 16, 2009 (382 d)
Jeanette L Gruber1st Global Advisors Inc otherGruber Financial Ltd state registeredOtherDec 31, 2007Aug 29, 2003
Chad Pierre Parmenter1st Global Advisors Inc otherApc Financial Services, LLC unclassifiedOtherDec 7, 2007May 24, 2006
Charles Alexander Smith1st Global Advisors Inc otherLPL Financial LLC otherOtherOct 31, 2007Oct 16, 2007
Daniel Page Misenhimer1st Global Advisors Inc otherLPL Financial LLC otherOtherOct 31, 2007Oct 19, 2007
Jeffrey Smith1st Global Advisors Inc otherLPL Financial LLC otherOtherOct 31, 2007Oct 17, 2007
Richard Warren Lancaster1st Global Advisors Inc otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherOct 12, 2007Nov 29, 2007 (48 d)
Jed Matthew Inzerella1st Global Advisors Inc otherInvestment And Financial Consulting, L.L.C. unclassifiedOtherOct 5, 2007Oct 8, 2007
Brian Keith Dennis1st Global Advisors Inc otherEsi Financial Advisors otherOtherSep 11, 2007Sep 26, 2007
Michael Joe Vestal1st Global Advisors Inc otherWfg Advisors, LP otherOtherAug 30, 2007Sep 10, 2012 (1838 d)
Kenneth Kyle Knox1st Global Advisors Inc otherWoodbury Financial Services, Inc. otherOtherJul 25, 2007Jul 13, 2007
Stephen Garrett Smith1st Global Advisors Inc otherHilltop Securities Asset Management, LLC otherOtherJul 18, 2007Jul 18, 2007
Andrew Dennis Badertscher1st Global Advisors Inc otherHummel Wealth Management, LLC otherOtherJul 11, 2007Aug 28, 2007 (48 d)
Sean Scott Mossman1st Global Advisors Inc otherAdvice And Planning Services BD affiliatedOtherJul 9, 2007Jun 20, 2024 (6191 d)
Sean Anthony Phillips1st Global Advisors Inc otherCommonwealth Financial Network national BDOtherJul 5, 2007Sep 9, 2009 (797 d)
Kari M Lusby1st Global Advisors Inc otherNationwide Investment Advisors, LLC otherOtherJun 11, 2007Aug 7, 2007 (57 d)
Harold Eugene Hilliard1st Global Advisors Inc otherAvantax Advisory Services otherOtherApr 10, 2007Jun 24, 2008 (441 d)
Carol Elaine Cheeks1st Global Advisors Inc otherHilltop Securities Asset Management, LLC institutionalOtherApr 4, 2007May 12, 2025 (6613 d)
Richard N Camp1st Global Advisors Inc otherAvantax Advisory Services otherOtherMar 27, 2007Aug 11, 2008 (503 d)
Bernard Emile Boucher1st Global Advisors Inc otherMoney Concepts Advisory Service otherOtherMar 16, 2007Feb 26, 2007
David Edward Dangler1st Global Advisors Inc otherM&T Securities, Inc. unclassifiedOtherDec 31, 2006Nov 7, 2017 (3964 d)
Charles Stewart Cannon1st Global Advisors Inc otherSecure Investment Management, LLC independent RIAOtherDec 20, 2006Oct 30, 2018 (4332 d)
Mark David Rosenfeld1st Global Advisors Inc otherWealthquest Advisors unclassifiedOtherDec 19, 2006Nov 19, 2002
John Alfred Poole1st Global Advisors Inc otherJohn A. Poole-Financial Advisor state registeredOtherDec 15, 2006Nov 20, 2006
Garry Dean Whitfield1st Global Advisors Inc otherNeuberger Berman Bd LLC otherOtherDec 5, 2006Nov 16, 2006
Darren Christopher Brooks1st Global Advisors Inc otherCommonwealth Financial Network national BDOtherNov 27, 2006Nov 6, 2006
Ryan C Olds1st Global Advisors Inc otherCommonwealth Financial Network national BDOtherNov 27, 2006Nov 6, 2006
Laurette Melcher Dearden1st Global Advisors Inc otherAvantax Advisory Services otherOtherOct 6, 2006Jan 16, 2008 (467 d)
Kathryn Elaine Jabour1st Global Advisors Inc otherSecurities America Advisors, Inc. otherOtherAug 24, 2006Jan 26, 2007 (155 d)
June Joella Vinci1st Global Advisors Inc otherCrown Capital Securities, L.P. otherOtherJun 29, 2006Jun 14, 2006
Carolyn Joyce Shott1st Global Advisors Inc otherRaymond James Financial Services, Inc. unclassifiedOtherJun 7, 2006May 31, 2006
Robert Douglas Russell1st Global Advisors Inc otherKalos Management otherOtherMay 12, 2006Aug 9, 2006 (89 d)
Thad Myron Miers1st Global Advisors Inc otherWealth Advisors, Inc. unclassifiedOtherApr 28, 2006May 5, 2006
Vahick Aram Yedgarian1st Global Advisors Inc otherRegency Financial Group state registeredOtherApr 7, 2006Sep 21, 2017 (4185 d)
Jeffrey Douglas Bjornson1st Global Advisors Inc otherAlpine Private Wealth independent RIAOtherMar 31, 2006May 1, 2020 (5145 d)
Brian Michael Oard1st Global Advisors Inc otherMbsc, LLC unclassifiedOtherFeb 17, 2006Apr 18, 2006 (60 d)
Neal James Hebert1st Global Advisors Inc otherSignator Financial Services, Inc. otherOtherDec 31, 2005Aug 13, 2007 (590 d)
Dana Marie Anspach1st Global Advisors Inc otherHopkins Parker Financial Services LLC unclassifiedOtherDec 31, 2005Oct 29, 2003
Gregory James Weisheit1st Global Advisors Inc otherGjw Investment Adviser LLC state registeredOtherDec 31, 2005Aug 24, 2005
Donald Joel Fallenbaum1st Global Advisors Inc otherVoya Financial Advisors, Inc. otherOtherDec 21, 2005Jan 31, 2006 (41 d)
Paul Victor Clough1st Global Advisors Inc otherFsc Securities Corporation otherOtherNov 16, 2005Nov 23, 2005
Kenneth Paul Schmidt1st Global Advisors Inc otherFinancial Planning Services independent RIAOtherNov 14, 2005Sep 5, 2007 (660 d)
Keary Lee Foster1st Global Advisors Inc otherNew England Securities Corporation otherOtherNov 11, 2005May 31, 2007 (566 d)
Thomas M Henry1st Global Advisors Inc otherWoodbury Financial Services, Inc. otherOtherOct 14, 2005Oct 14, 2005
Sarah Elizabeth Kordon1st Global Advisors Inc otherThe Commerce Company unclassifiedOtherJul 19, 2005Nov 5, 2007 (839 d)
Rial Robert Moulton1st Global Advisors Inc otherPacific West Financial Consultants Inc otherOtherMay 6, 2005Apr 12, 2005
Donald Joseph Moulton1st Global Advisors Inc otherPacific West Financial Consultants Inc otherOtherMay 6, 2005Apr 12, 2005
Melanie Anne Radcliff1st Global Advisors Inc otherEdward Jones national BDOtherApr 14, 2005Mar 31, 2005
Timothy Francis Schroth1st Global Advisors Inc otherFirst Command Advisory Services BD affiliatedOtherMar 11, 2005Nov 8, 2021 (6086 d)
Erik Martin Blankmeyer1st Global Advisors Inc otherPiedra Capital Ltd unclassifiedOtherFeb 2, 2005Mar 29, 2005 (55 d)
Robert Burton Lank1st Global Advisors Inc otherFounders Financial Securities, LLC otherOtherDec 16, 2004Mar 18, 2009 (1553 d)
William Anthony Hodapp1st Global Advisors Inc otherCommonwealth Financial Network national BDOtherOct 26, 2004Oct 8, 2004
Lee-Ann Hodapp1st Global Advisors Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 26, 2004Feb 8, 2012 (2661 d)
Page 7 of 8PreviousNext
456 moves match.