DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Td Ameritrade Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bryant Henry GauthierTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherNov 4, 2020Apr 17, 2014
Jay CaceresTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherOct 27, 2020Apr 11, 2019
Ashford FulmerTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 27, 2020Nov 24, 2020
Alexandra AndersonTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 21, 2020Nov 27, 2020 (37 d)
Krista LetcherTd Ameritrade Investment Management, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseOct 16, 2020Sep 20, 2022 (704 d)
Kevin Thomas TaylorTd Ameritrade Investment Management, LLC independent RIAInsight, Corp. state registeredRIA to a state-registered adviserOct 14, 2020Jan 12, 2021 (90 d)
Timothy David O BrienTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherOct 10, 2020Mar 5, 2018
Ronald Spenser GarrisonTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherOct 9, 2020Jun 12, 2017
John David StanovichTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherOct 7, 2020May 19, 2016
Angela Beth FoglemanTd Ameritrade Investment Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseOct 6, 2020Oct 21, 2020
Ryan Joseph EversoleTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherOct 6, 2020Aug 2, 2016
Glenn Alan AldridgeTd Ameritrade Investment Management, LLC independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAOct 3, 2020Oct 30, 2020
Jared A. CookTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 29, 2020Oct 7, 2020
Anthony Frank GiocoTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherSep 26, 2020May 6, 2009
Marianne Shakira RodriguezTd Ameritrade Investment Management, LLC independent RIARound Table Wealth Management independent RIARIA to RIASep 16, 2020Oct 5, 2020
John Robert SturgisTd Ameritrade Investment Management, LLC independent RIAHub Investment Partners, LLC otherOtherSep 15, 2020Jan 15, 2021 (122 d)
Tonya S. HutchisonTd Ameritrade Investment Management, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseSep 15, 2020Nov 19, 2020 (65 d)
Ross McnabbTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 15, 2020Dec 21, 2020 (97 d)
Jeffrey Evan NordtTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherSep 15, 2020Aug 22, 2017
Jared Shane RasmussenTd Ameritrade Investment Management, LLC independent RIASerene Point Advisors LLC state registeredRIA to a state-registered adviserSep 9, 2020Nov 19, 2020 (71 d)
Michael Thomas AnsenbergerTd Ameritrade Investment Management, LLC independent RIALPL Enterprise, LLC no RAUMRIA to a newly registered adviserSep 9, 2020Mar 17, 2025 (1650 d)
Brandon StegallTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherSep 1, 2020Jun 12, 2014
Brian Anthony CaseyTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherSep 1, 2020Oct 22, 2012
David Ross BowlesTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherAug 18, 2020Sep 17, 2019
Matthew Vincent MichalakTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherAug 15, 2020Nov 11, 2019
Julianne ButlerTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 11, 2020Sep 2, 2020
Arshia ZareiTd Ameritrade Investment Management, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJul 29, 2020Aug 5, 2020
Stanley Ronald FellsTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 28, 2020Aug 10, 2020
Charles HartmanTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJul 28, 2020Feb 10, 2017
Michelle LaTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJul 28, 2020Nov 13, 2018
Bret S. HormuthTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJul 24, 2020Nov 28, 2018
Jasdeep GrewalTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 18, 2020Jul 22, 2020
Jesus Martinez-GarciaTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJul 17, 2020Oct 22, 2019
Kevin ChasteenTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 14, 2020Sep 7, 2020 (55 d)
Bradley Richard HoeglerTd Ameritrade Investment Management, LLC independent RIAHub Investment Partners, LLC otherOtherJul 10, 2020Dec 20, 2020 (163 d)
Steven SchroederTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJul 8, 2020Dec 6, 2018
John HayesTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 8, 2020Sep 22, 2020 (76 d)
Kathleen BrandaoTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJul 3, 2020Oct 8, 2018
Ronald Todd ProctorTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJun 30, 2020Dec 11, 2018
Monica Elena ZamfirTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJun 23, 2020May 29, 2019
Alberto NunezTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJun 11, 2020Sep 10, 2018
Jacob William WatsonTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJun 11, 2020Dec 17, 2019
Peter VitaleTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 9, 2020Aug 24, 2020 (76 d)
Robert A. AllsupTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJun 9, 2020Mar 12, 2010
Austin Harold LewisTd Ameritrade Investment Management, LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 9, 2020Apr 28, 2021 (323 d)
Jacob MorganTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 2, 2020Jul 7, 2020 (35 d)
Christopher F. LabradorTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherJun 2, 2020Aug 1, 2017
Steven R. LopezTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherMay 30, 2020Jul 31, 2013
Chance Kenneth VogelTd Ameritrade Investment Management, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAMay 30, 2020Jun 1, 2020
Gregory GiandaloneTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 29, 2020Jun 26, 2020
Jessica Ann StephanTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 29, 2020Aug 21, 2020 (84 d)
Kelsey Sofia SummersTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 28, 2020Jul 1, 2020 (34 d)
Esther T SearlesTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 27, 2020Jun 16, 2020
Bobby Edward NeedhamTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherMay 27, 2020Jan 17, 2017
Matthew PlattTd Ameritrade Investment Management, LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankMay 27, 2020May 15, 2020
Zana Lyn LugoTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 23, 2020Jul 29, 2020 (67 d)
Jordan NelsonTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 23, 2020May 22, 2020
Feifei ZhangTd Ameritrade Investment Management, LLC independent RIATd Ameritrade, Inc. no RAUMOtherMay 22, 2020Feb 12, 2019
Evan KrskaTd Ameritrade Investment Management, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMay 20, 2020Jan 31, 2023 (986 d)
Matthew J. CartinTd Ameritrade Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 19, 2020Jun 8, 2020
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1,403 moves match.