| Gordon Wing Sing Yee | B. Riley Wealth Advisors, Inc. other | Scf Investment Advisors, Inc. other | Other | Nov 1, 2013 | Nov 13, 2013 |
| Darren Francis Schneck | B. Riley Wealth Advisors, Inc. other | Scf Investment Advisors, Inc. other | Other | Nov 1, 2013 | Nov 1, 2013 |
| Joe Liew | B. Riley Wealth Advisors, Inc. other | Citigroup Global Markets Inc. other | Other | Aug 22, 2013 | Mar 9, 2016 (930 d) |
| Rodger Erik Thomas | B. Riley Wealth Advisors, Inc. other | Scf Investment Advisors, Inc. BD affiliated | Other | Aug 21, 2013 | Jul 23, 2018 (1797 d) |
| Andrew Tang | B. Riley Wealth Advisors, Inc. other | Claraphi Advisory Network, LLC other | Other | Aug 6, 2013 | Aug 30, 2013 |
| Hans-Christian Winkler | B. Riley Wealth Advisors, Inc. other | Claraphi Advisory Network, LLC other | Other | Aug 5, 2013 | Aug 5, 2013 |
| Kevin L. Dunn | B. Riley Wealth Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Jul 16, 2013 | Aug 1, 2013 |
| Frank Ronald Stanley | B. Riley Wealth Advisors, Inc. other | Claraphi Advisory Network, LLC other | Other | May 9, 2013 | May 10, 2013 |
| James Allen Tolbert | B. Riley Wealth Advisors, Inc. other | Sterne Agee Asset Management, Inc. other | Other | Apr 19, 2013 | Apr 30, 2013 |
| James Robert Buiter | B. Riley Wealth Advisors, Inc. other | Chicago Capital Management Advisors, LLC other | Other | Apr 1, 2013 | Apr 30, 2013 |
| John Joseph Kostic | B. Riley Wealth Advisors, Inc. other | F500 Advisory Services, Inc. other | Other | Mar 7, 2013 | Mar 8, 2013 |
| Ivan Richard Gefen | B. Riley Wealth Advisors, Inc. other | Morgan Stanley wirehouse | Other | Jan 28, 2013 | Feb 19, 2013 |
| Jonathan David Straus | B. Riley Wealth Advisors, Inc. other | Commons Capital, LLC independent RIA | Other | Jan 7, 2013 | Dec 14, 2012 |
| Rose Mary Thompson | B. Riley Wealth Advisors, Inc. other | Commons Capital, LLC independent RIA | Other | Jan 7, 2013 | Dec 14, 2012 |
| Alicia Maria Guagliardo | B. Riley Wealth Advisors, Inc. other | Mcadams Wright Ragen, Inc. other | Other | Aug 17, 2012 | Aug 22, 2012 |
| Steven Andrew Jennings | B. Riley Wealth Advisors, Inc. other | Evergreen Ria, LLC state registered | Other | Aug 15, 2012 | Jan 1, 2025 (4522 d) |
| Teddy Lellos | B. Riley Wealth Advisors, Inc. other | Joseph Gunnar & Co., LLC other | Other | Apr 5, 2012 | Apr 5, 2012 |
| James Patrick Flynn | B. Riley Wealth Advisors, Inc. other | Citizens Securities, Inc. other | Other | Mar 21, 2012 | Jun 9, 2014 (810 d) |
| August Charles Miele | B. Riley Wealth Advisors, Inc. other | Santander Securities BD affiliated | Other | Dec 23, 2011 | Mar 19, 2021 (3374 d) |
| Michael John Dimitri | B. Riley Wealth Advisors, Inc. other | B Riley Wealth Management other | Other | Oct 18, 2011 | Nov 18, 2011 (31 d) |
| Dragi Paunovski | B. Riley Wealth Advisors, Inc. other | B Riley Wealth Management other | Other | Oct 18, 2011 | Dec 2, 2011 (45 d) |
| John Edward Wolfsberg | B. Riley Wealth Advisors, Inc. other | Centerpoint Advisors, LLC other | Other | Sep 20, 2011 | Aug 2, 2011 |
| Jennifer Michelle Wolfsberg | B. Riley Wealth Advisors, Inc. other | Centerpoint Advisors, LLC other | Other | Sep 20, 2011 | Aug 2, 2011 |
| Olga Poltoratskaya Okaty | B. Riley Wealth Advisors, Inc. other | Centerpoint Advisors, LLC other | Other | Sep 20, 2011 | Aug 2, 2011 |
| Gregory Avery Ramirez | B. Riley Wealth Advisors, Inc. other | Opvest Wealth Management unclassified | Other | Jan 5, 2011 | Jan 14, 2011 |
| Franz Albert Koch | B. Riley Wealth Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 29, 2010 | Sep 29, 2010 |
| Michael Craig Waldow | B. Riley Wealth Advisors, Inc. other | Measured Risk Portfolios independent RIA | Other | Aug 13, 2010 | Mar 19, 2019 (3140 d) |
| Daniel Pecoraro | B. Riley Wealth Advisors, Inc. other | Valic Financial Advisors, Inc. other | Other | Jul 20, 2010 | Jul 29, 2010 |
| Adam Douglas Lorraine | B. Riley Wealth Advisors, Inc. other | Revere Securities LLC unclassified | Other | Jul 8, 2010 | Jan 26, 2011 (202 d) |
| Aadil Haroon Zaman | B. Riley Wealth Advisors, Inc. other | Wall Street Financial Group, Inc other | Other | Jun 1, 2010 | Jun 1, 2010 |
| Syed Mohammad Nishat | B. Riley Wealth Advisors, Inc. other | Wall Street Financial Group, Inc other | Other | Jun 1, 2010 | Jun 1, 2010 |
| Kathryn Louise Fitzgerald | B. Riley Wealth Advisors, Inc. other | Newport Coast Asset Management other | Other | Mar 15, 2010 | Mar 16, 2010 |
| Michael Gefen | B. Riley Wealth Advisors, Inc. other | Fidelity Personal And Workplace Advisors no RAUM | Other | Feb 12, 2010 | Jul 19, 2018 (3079 d) |
| Robert F Soler | B. Riley Wealth Advisors, Inc. other | Park Avenue Securities LLC other | Other | Jan 7, 2010 | May 22, 2012 (866 d) |
| William Carl Dyhr | B. Riley Wealth Advisors, Inc. other | Spc other | Other | Oct 26, 2009 | May 4, 2010 (190 d) |
| Sandra Teresa Turner | B. Riley Wealth Advisors, Inc. other | Global Arena Investment Management, LLC other | Other | Jun 23, 2009 | Feb 2, 2011 (589 d) |
| Richard Spatola | B. Riley Wealth Advisors, Inc. other | Verity Asset Management other | Other | Feb 9, 2009 | Oct 27, 2011 (990 d) |
| Scott Edward Whitten | B. Riley Wealth Advisors, Inc. other | Next Financial Group, Inc. other | Other | Feb 9, 2009 | Mar 9, 2010 (393 d) |
| Dino Dionne | B. Riley Wealth Advisors, Inc. other | Edi Investment Advisor Corporation unclassified | Other | Sep 2, 2008 | May 12, 2010 (617 d) |
| Petar Alexiev Arizanov | B. Riley Wealth Advisors, Inc. other | Strategic Advisers LLC national BD | Other | Sep 2, 2008 | Jan 29, 2013 (1610 d) |
| Fahad Hasan | B. Riley Wealth Advisors, Inc. other | Wealthedge Investment Advisors, LLC independent RIA | Other | Sep 2, 2008 | May 31, 2024 (5750 d) |
| Ian Stuart Cole | B. Riley Wealth Advisors, Inc. other | Edi Investment Advisor Corporation unclassified | Other | Sep 2, 2008 | Jun 25, 2010 (661 d) |
| Carlos Amilcar Farelo | B. Riley Wealth Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Jul 25, 2008 | Jun 2, 2009 (312 d) |
| Paul Edward Fritch | B. Riley Wealth Advisors, Inc. other | Wbb Securities, LLC state registered | Other | Apr 30, 2008 | Jun 20, 2008 (51 d) |
| Amin Ur Rashid | B. Riley Wealth Advisors, Inc. other | Principal Securities, Inc. BD affiliated | Other | Jan 29, 2008 | Jun 15, 2021 (4886 d) |
| David Bernard Levinson | B. Riley Wealth Advisors, Inc. other | Newport Coast Asset Management other | Other | Jan 15, 2008 | Jan 9, 2008 |
| Philip Thomas Quigley | B. Riley Wealth Advisors, Inc. other | Integrity Alliance, LLC other | Other | Dec 13, 2007 | Jan 3, 2008 |
| Christopher Robert Stewart | B. Riley Wealth Advisors, Inc. other | Osaic Fs, Inc. other | Other | Jul 31, 2007 | Apr 29, 2008 (273 d) |
| Gregg Lance Zeoli | B. Riley Wealth Advisors, Inc. other | Empire Financial Management Company, LLC other | Other | May 9, 2007 | Jul 9, 2014 (2618 d) |
| Peter Francis Forbes | B. Riley Wealth Advisors, Inc. other | Regal Advisory Services, Inc. other | Other | Nov 30, 2005 | Sep 18, 2008 (1023 d) |
| Robert James Dowling | B. Riley Wealth Advisors, Inc. other | Gunnallen Financial, Inc unclassified | Other | Jul 20, 2005 | Jul 15, 2005 |
| Richard Gerhard Keffert | B. Riley Wealth Advisors, Inc. other | LPL Financial LLC other | Other | Apr 13, 2005 | Apr 12, 2005 |
| Paul Michael Dehmer | B. Riley Wealth Advisors, Inc. other | A. G. Edwards & Sons, Inc. unclassified | Other | Nov 26, 2004 | Jan 16, 2004 |
| Vincent Devos La Cava | B. Riley Wealth Advisors, Inc. other | Ameriprise Advisor Services, Inc. unclassified | Other | May 4, 2004 | May 4, 2004 |