DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Pks Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Grace SmithPks Advisory Services, LLC independent RIAAe Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2026Jul 8, 2026
Michael LainePks Advisory Services, LLC independent RIAAltruist Advisors LLC no RAUMRIA to a newly registered adviserJun 15, 2026Jun 17, 2026
Cameron Macgregor LainePks Advisory Services, LLC independent RIAAltruist Advisors LLC no RAUMRIA to a newly registered adviserJun 15, 2026Jun 17, 2026
Jeffrey Lane DavisPks Advisory Services, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2026Apr 1, 2026
Georg Robin WellsPks Advisory Services, LLC independent RIAGrowe Capital Advisors, LLC state registeredRIA to a state-registered adviserDec 31, 2025Jan 2, 2026
Eli Neal CohenPks Advisory Services, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 5, 2025Nov 19, 2025
Scott Douglas ReidPks Advisory Services, LLC independent RIAFounders Financial Securities, LLC independent RIARIA to RIAOct 2, 2025Sep 5, 2025
Lisa Carol ReidPks Advisory Services, LLC independent RIAFounders Financial Securities, LLC independent RIARIA to RIAOct 2, 2025Sep 5, 2025
Cheri YoungPks Advisory Services, LLC independent RIAForever Young Integrated Wealth state registeredRIA to a state-registered adviserMar 12, 2025Mar 7, 2025
Mark Charles YoungPks Advisory Services, LLC independent RIAForever Young Integrated Wealth state registeredRIA to a state-registered adviserMar 12, 2025Mar 7, 2025
Christopher Thomas BokmullerPks Advisory Services, LLC independent RIAPackerland Brokerage Services, Inc. independent RIARIA to RIAMar 7, 2025Mar 6, 2025
William Paul BoscowPks Advisory Services, LLC independent RIAAusdal Financial Partners, Inc. independent RIARIA to RIAFeb 3, 2025Jan 26, 2026 (357 d)
Quentin PinnerPks Advisory Services, LLC independent RIAMadison Avenue Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 31, 2024Nov 5, 2024
James J KennedyPks Advisory Services, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherApr 25, 2024Jul 3, 2024 (69 d)
Brandon A BarbaPks Advisory Services, LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankAug 7, 2023Sep 27, 2023 (51 d)
Sonya G GriffinPks Advisory Services, LLC independent RIAStratos Wealth Partners, Ltd BD affiliatedRIA to affiliated broker-dealer or bankApr 17, 2023Apr 1, 2025 (715 d)
Steven Jude MelecoPks Advisory Services, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 29, 2023Mar 29, 2023
Jeffrey Wayne DavidsonPks Advisory Services, LLC independent RIAVictory Financial no RAUMRIA to a newly registered adviserMar 7, 2023Mar 9, 2023
Marc Allen AgelPks Advisory Services, LLC independent RIAAlbanyadvisor Group LLC no RAUMOtherDec 31, 2022Oct 21, 2021
Susan Bethany HartPks Advisory Services, LLC independent RIAAlbanyadvisor Group LLC no RAUMOtherDec 31, 2022Oct 21, 2021
Lori Gluck MurphyPks Advisory Services, LLC independent RIAAlbanyadvisor Group LLC no RAUMOtherDec 31, 2022Oct 21, 2021
Barrett Fitzgerald JacksonPks Advisory Services, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseSep 14, 2021May 16, 2022 (244 d)
Casey Wayne MasonPks Advisory Services, LLC independent RIAHilltop Securities Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2021Aug 30, 2021
Karen Marie LessardPks Advisory Services, LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2021Aug 16, 2021
Brittiny Belmonte RazzanoPks Advisory Services, LLC independent RIATsa Management Inc independent RIARIA to RIAJul 22, 2021Aug 4, 2021
Jamal BlantonPks Advisory Services, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2021Jul 22, 2021
Cara Perrotta GardnerPks Advisory Services, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 25, 2021Feb 25, 2021
Nick ElovitzPks Advisory Services, LLC independent RIAPortus Capital Management, LLC state registeredRIA to a state-registered adviserOct 9, 2020Nov 16, 2016
David William NeffPks Advisory Services, LLC independent RIAPortus Capital Management, LLC state registeredRIA to a state-registered adviserOct 9, 2020Nov 2, 2016
Chandler Robert BlakePks Advisory Services, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2020Oct 23, 2020 (113 d)
Bruce Tower SchillingPks Advisory Services, LLC independent RIAOsaic Fa, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 7, 2019Aug 8, 2019
Glenn Richmond RoyalPks Advisory Services, LLC independent RIARhp Wealth Management no RAUMRIA to a newly registered adviserAug 7, 2019Aug 1, 2019
Michele Alice JonesPks Advisory Services, LLC independent RIARhp Wealth Management no RAUMRIA to a newly registered adviserAug 7, 2019Aug 1, 2019
Natalie Carol PichaPks Advisory Services, LLC independent RIARhp Wealth Management no RAUMRIA to a newly registered adviserAug 7, 2019Aug 1, 2019
Craig Douglas FindleyPks Advisory Services, LLC independent RIAVenture Visionary Partners LLC no RAUMRIA to a newly registered adviserJun 26, 2019Jun 24, 2019
Douglas EmittePks Advisory Services, LLC independent RIAOne Source Health & Wealth Management no RAUMOtherMay 30, 2018Sep 28, 2017
David Baldwin MorganPks Advisory Services, LLC otherRosel Wealth Management, LLC no RAUMOtherJan 4, 2018Dec 15, 2017
Eric Benjamin RoselPks Advisory Services, LLC otherRosel Wealth Management, LLC no RAUMOtherJan 4, 2018Dec 15, 2017
Thomas Alan HoffmanPks Advisory Services, LLC otherRba Wealth Management, LLC independent RIAOtherJan 3, 2018Nov 1, 2019 (667 d)
Matthew Allen BradleyPks Advisory Services, LLC otherRba Wealth Management, LLC no RAUMOtherJan 3, 2018Dec 26, 2017
Greg Robert SatzPks Advisory Services, LLC otherAvitas Wealth Management, LLC no RAUMOtherDec 31, 2017Dec 15, 2017
Eric H. TaslitzPks Advisory Services, LLC otherAvitas Wealth Management, LLC no RAUMOtherDec 31, 2017Dec 15, 2017
James Scott DuncansonPks Advisory Services, LLC otherAvitas Wealth Management, LLC no RAUMOtherDec 31, 2017Dec 18, 2017
Randall W KnapmeyerPks Advisory Services, LLC otherCambridge Investment Research Advisors, Inc. otherOtherAug 23, 2016Sep 6, 2016
Robert Michael MastrandreaPks Advisory Services, LLC otherEast Coast Wealth Management, Inc. independent RIAOtherJul 15, 2016Feb 20, 2021 (1681 d)
James E EdmiastonPks Advisory Services, LLC otherWorld Investment Advisors, LLC no RAUMOtherDec 31, 2015Jul 27, 2015
Tracie KarrPks Advisory Services, LLC otherWorld Investment Advisors, LLC no RAUMOtherDec 31, 2015Jul 27, 2015
William Clay KendallPks Advisory Services, LLC otherWorld Investment Advisors, LLC no RAUMOtherDec 31, 2015Aug 14, 2015
Rick Frank LorencePks Advisory Services, LLC otherWorld Investment Advisors, LLC institutionalOtherDec 31, 2015Jan 1, 2025 (3289 d)
Christopher Brent HarlessPks Advisory Services, LLC otherWorld Investment Advisors, LLC no RAUMOtherDec 31, 2015Jul 10, 2015
Erik Brent BerryPks Advisory Services, LLC otherWorld Investment Advisors, LLC no RAUMOtherDec 31, 2015Jul 27, 2015
Mark Thomas RidgewayPks Advisory Services, LLC otherWorld Investment Advisors, LLC institutionalOtherMay 20, 2015Jan 29, 2025 (3542 d)
Michele Anne TellstonePks Advisory Services, LLC otherMinichmacgregor Wealth Management, LLC independent RIAOtherJan 30, 2015May 9, 2021 (2291 d)
Raymond Joseph SullivanPks Advisory Services, LLC otherFourstar Wealth Advisors, LLC independent RIAOtherJul 28, 2014Jul 31, 2020 (2195 d)
Sally Jane BoylePks Advisory Services, LLC otherS J Boyle Wealth Planning LLC unclassifiedOtherJan 21, 2014Oct 24, 2011
Fredrick James RobinsonPks Advisory Services, LLC otherKms Financial Services, Inc otherOtherDec 31, 2013Sep 30, 2013
John Joseph O'HaganPks Advisory Services, LLC otherKms Financial Services, Inc otherOtherDec 31, 2013Sep 18, 2013
Louis Joseph HershmanPks Advisory Services, LLC otherOaktree Advisors LLC independent RIAOtherDec 31, 2013Oct 22, 2013
James Lee BoothPks Advisory Services, LLC otherKms Financial Services, Inc otherOtherDec 31, 2013Oct 8, 2013
Paul EichmanPks Advisory Services, LLC otherOaktree Advisors LLC independent RIAOtherDec 31, 2013Oct 22, 2013
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72 moves match.