DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sowell Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
German GentileSowell Management independent RIALondon House Capital state registeredRIA to a state-registered adviserNov 15, 2019Jan 1, 2026 (2239 d)
Austin Blair BryanSowell Management independent RIAHogantaylor Wealth independent RIARIA to RIAAug 27, 2019Oct 3, 2019 (37 d)
Michael A LewinSowell Management independent RIAWealth Watch Advisors, Inc independent RIARIA to RIAJul 12, 2019Jul 3, 2019
Jarred John ElwellSowell Management independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAJun 11, 2019May 15, 2019
Jeremy Mark StalcupSowell Management independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 29, 2019Feb 3, 2023 (1346 d)
Edward Lowell HildebrandSowell Management independent RIANext Financial Group, Inc. independent RIARIA to RIAMay 2, 2019May 8, 2019
Jeremy Martin NelsonSowell Management independent RIAElement Wealth, LLC independent RIARIA to RIASep 4, 2018Sep 5, 2018
Diane BrewerSowell Management independent RIAVirtue Capital Management, LLC independent RIARIA to RIAJun 5, 2018May 29, 2019 (358 d)
Mark Genaro Valencia TaylanSowell Management independent RIAEastsound Capital Advisors, LLC independent RIARIA to RIAMay 1, 2018Apr 20, 2018
David Donald MoenningSowell Management otherEastsound Capital Advisors, LLC independent RIAOtherFeb 13, 2018May 17, 2019 (458 d)
Robert John WorrellSowell Management otherWorrell Advisory Services state registeredOtherFeb 12, 2018Apr 20, 2017
Donald Benjamin MoenningSowell Management otherClarus Wealth Advisors, LLC independent RIAOtherFeb 12, 2018Mar 13, 2018
Eleonora Jovel TomaselloSowell Management otherKms Financial Services, Inc otherOtherDec 15, 2017Apr 4, 2017
Ian Reid MaxwellSowell Management otherBrookstone Wealth Advisors, LLC otherOtherDec 7, 2017Nov 2, 2017
Ronald Gardner BringhurstSowell Management otherGallacher Capital Management, LLC otherOtherNov 22, 2017Jul 3, 2017
Gregory SylerSowell Management otherPacific Fortune Management Inc independent RIAOtherSep 7, 2017Jun 25, 2018 (291 d)
Dirk Thompson MurraySowell Management otherSentinel Wealth Strategies state registeredOtherAug 9, 2017Feb 17, 2017
Brian William BrittSowell Management otherInstitute For Wealth Advisors, Inc. no RAUMOtherJun 30, 2017May 25, 2017
Ronald Harvey HuntSowell Management otherHunt Wealth Management independent RIAOtherJun 13, 2017Jul 17, 2017 (34 d)
David Brian HuntSowell Management otherHunt Wealth Management independent RIAOtherJun 13, 2017Jul 17, 2017 (34 d)
Jonathan M DavisSowell Management otherTlg Advisors, Inc. otherOtherApr 24, 2017Apr 24, 2017
Alena PovarovaSowell Management otherKms Financial Services, Inc otherOtherMar 17, 2017Mar 16, 2017
William Beau GloverSowell Management otherMorgan Stanley wirehouseOtherMar 17, 2017Jun 14, 2017 (89 d)
Cheryl C WongSowell Management otherGemmer Asset Management LLC otherOtherFeb 28, 2017Jun 1, 2017 (93 d)
Antonio RamirezSowell Management otherInstitute For Wealth Consultants, Inc. no RAUMOtherFeb 23, 2017Jan 12, 2018 (323 d)
Pamela Ann JacobsSowell Management otherInstitute For Wealth Advisors, Inc. otherOtherFeb 23, 2017Feb 27, 2017
Robert Stephen ShutzerSowell Management otherInstitute For Wealth Advisors, Inc. otherOtherFeb 3, 2017Jan 31, 2017
Colin Ellsworth MacleodSowell Management otherInstitute For Wealth Advisors, Inc. otherOtherJan 26, 2017Jan 27, 2017
Victoria Gascoigne CrosbySowell Management otherInstitute For Wealth Advisors, Inc. otherOtherJan 25, 2017Jan 26, 2017
Jon Robert EricksonSowell Management otherInstitute For Wealth Advisors, Inc. otherOtherJan 25, 2017Jan 26, 2017
Elizabeth Nmn LunaSowell Management otherInstitute For Wealth Advisors, Inc. otherOtherJan 25, 2017Mar 2, 2017 (36 d)
Derek Allan JonesSowell Management otherInstitute For Wealth Advisors, Inc. otherOtherJan 25, 2017Jan 26, 2017
James Patrick DonnellySowell Management otherInstitute For Wealth Advisors, Inc. otherOtherJan 25, 2017Jan 26, 2017
Daniel William BoulwareSowell Management otherInstitute For Wealth Advisors, Inc. otherOtherJan 25, 2017Jan 27, 2017
Jason Christopher HilliardSowell Management otherForecast Capital Management state registeredOtherJan 23, 2017Mar 25, 2019 (791 d)
Brent Lee WalkerSowell Management otherTlg Advisors, Inc. otherOtherJan 19, 2017Jan 19, 2017
Lawrence Frederick PizzellaSowell Management otherAria Wealth Management independent RIAOtherJan 9, 2017Jan 1, 2026 (3279 d)
Peter Stuart WyroughSowell Management otherInstitute For Wealth Advisors, Inc. otherOtherJan 3, 2017Mar 15, 2017 (71 d)
Erik Allen ScheiSowell Management otherAria Wealth Management no RAUMOtherDec 19, 2016Jul 5, 2017 (198 d)
Richard L OxfordSowell Management otherDutch Asset Corporation independent RIAOtherDec 18, 2015Feb 26, 2016 (70 d)
Barry L MossSowell Management otherLincoln Investment otherOtherNov 2, 2015Aug 11, 2015
Ben William ReppondSowell Management otherReppond Investments, Inc. state registeredOtherSep 22, 2015Jun 5, 2015
Christopher Mark MagannSowell Management otherMagann Captial Corp. unclassifiedOtherAug 6, 2015Aug 10, 2015
Robert Michael ClintonSowell Management otherGreat Valley Advisor Group, LLC otherOtherAug 20, 2014Jul 17, 2014
Melinda Jane PerrySowell Management otherCadent Capital Advisors, LLC no RAUMOtherJul 31, 2014Jan 8, 2014
Philip Andrew MooberrySowell Management otherCadent Capital Advisors, LLC no RAUMOtherJan 30, 2014Jan 8, 2014
Douglas David HorneSowell Management otherAspen Wealth Management unclassifiedOtherNov 17, 2011Nov 14, 2012 (363 d)
Paul Brian JacksonSowell Management otherLifestyle Asset Management, Inc. independent RIAOtherAug 19, 2011Jul 26, 2011
William Chesley SowellSowell Management otherFirst Allied Advisory Services, Inc. otherOtherMar 1, 2005Jan 3, 2007 (673 d)
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109 moves match.