DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Questar Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Jeffrey Sellers | Questar Asset Management, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2019 | Feb 1, 2019 |
| Brian Stuart Jolles | Questar Asset Management, Inc. BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Jan 29, 2019 |
| John Scott Pimental | Questar Asset Management, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2019 | Jan 29, 2019 |
| John K. Mccarthy | Questar Asset Management, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2019 | Mar 21, 2024 (1876 d) |
| Matthew Edward Herman | Questar Asset Management, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2019 | Jan 25, 2019 |
| Michael Mark Duprez | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Jan 25, 2019 |
| William Taber Brown | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Jan 25, 2019 |
| Todd Christopher Moritz | Questar Asset Management, Inc. BD affiliated | Origin Investment Advisory LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 25, 2019 | Nov 2, 2021 (1012 d) |
| Saeed Abdulla Sulaiman | Questar Asset Management, Inc. BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2019 | Jan 28, 2019 |
| Aaron Matthew Gagnier | Questar Asset Management, Inc. BD affiliated | Success Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2019 | Jan 28, 2019 |
| Louis Adam Goldman | Questar Asset Management, Inc. BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2019 | Jan 24, 2019 |
| Barry Lee Weller | Questar Asset Management, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2019 | Jan 15, 2019 |
| Laurie Piper | Questar Asset Management, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2019 | Jan 14, 2019 |
| Nicholas Martin Kolbenschlag | Questar Asset Management, Inc. BD affiliated | Crown Wealth Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2019 | Jan 29, 2019 |
| Tyler Joseph Kolbenschlag | Questar Asset Management, Inc. BD affiliated | Crown Wealth Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2019 | Jan 29, 2019 |
| Deborah Waynell Andrews | Questar Asset Management, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Jan 10, 2019 |
| Gilbert Ralph Hawkins | Questar Asset Management, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Oct 12, 2025 (2467 d) |
| Brenda S Dozier | Questar Asset Management, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2019 | Jan 14, 2019 |
| George Zobian | Questar Asset Management, Inc. BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2019 | Jan 4, 2019 |
| Robert Ellis Payne | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2019 | Jan 2, 2019 |
| G Scott Diddel | Questar Asset Management, Inc. BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Feb 7, 2019 (38 d) |
| Arthur Lorenz Patterson | Questar Asset Management, Inc. BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Apr 2, 2019 (92 d) |
| Frank J Calise | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Dec 27, 2018 |
| Jason Miles Kamp | Questar Asset Management, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jan 14, 2019 |
| Edward Henry Rodriguez | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Dec 27, 2018 |
| Mark Christopher Scherba | Questar Asset Management, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jan 14, 2019 |
| John T Morrow | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 2, 2019 |
| Eric Ekman | Questar Asset Management, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 4, 2019 |
| Timothy Gish | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 23, 2019 |
| Thomas Donald Benscoter | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Dec 27, 2018 |
| Charles Eugene Williams | Questar Asset Management, Inc. BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Feb 15, 2019 (46 d) |
| John Jay Lewis | Questar Asset Management, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2018 | Dec 27, 2018 |
| Graham Granger Merk | Questar Asset Management, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2018 | Jan 29, 2019 (34 d) |
| Carol Ann Whelan | Questar Asset Management, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2018 | Dec 26, 2018 |
| Lloyd Patrick Hebert | Questar Asset Management, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2018 | Dec 21, 2018 |
| Andrew Mcalister | Questar Asset Management, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2018 | Mar 18, 2019 (87 d) |
| Abdalhakim Anwar Khirfan | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2018 | Dec 17, 2018 |
| Robert Charles Grow | Questar Asset Management, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2018 | Dec 20, 2018 |
| David L Crane | Questar Asset Management, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2018 | Dec 18, 2018 |
| Tami Lee Mendell | Questar Asset Management, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2018 | Dec 20, 2018 |
| John Eugene Lanzetta | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2018 | Dec 7, 2018 |
| Jon D Kehl | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2018 | Dec 11, 2018 |
| Peter Daniel Notaro | Questar Asset Management, Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2018 | Dec 10, 2018 |
| Michael Lawrence Bertolucci | Questar Asset Management, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2018 | Dec 7, 2018 |
| Gregory S Eastman | Questar Asset Management, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2018 | Dec 6, 2018 |
| Michael Paul Bennitt | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2018 | Dec 7, 2018 |
| Jeffrey Lynn Barker | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2018 | Dec 7, 2018 |
| Eric J Gaisford | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2018 | Dec 7, 2018 |
| Kevin Krieg | Questar Asset Management, Inc. BD affiliated | Next Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2018 | Nov 30, 2018 |
| Stephen B Leitzell | Questar Asset Management, Inc. BD affiliated | Garden State Investment Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2018 | Nov 14, 2018 |
| Jim Bryan Pulley | Questar Asset Management, Inc. BD affiliated | Exodus Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2018 | Nov 5, 2018 |
| Nickolas Andrew Rud | Questar Asset Management, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 20, 2018 | Dec 4, 2018 |
| Perry Steven Long | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2018 | Nov 9, 2018 |
| Douglas Adam Katchen | Questar Asset Management, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 14, 2018 | Nov 13, 2018 |
| Carlos Carrillo | Questar Asset Management, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2018 | Nov 21, 2018 |
| Richard William Wasson | Questar Asset Management, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2018 | Jan 25, 2019 (79 d) |
| Theodore M Moyer | Questar Asset Management, Inc. BD affiliated | Legacy 360 Financial And Wealth Management LLC unclassified | Other | Oct 18, 2018 | Mar 21, 2019 (154 d) |
| Daniel Evan Gombrich | Questar Asset Management, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Oct 15, 2018 |
| Dennis Gerard Peatrowsky | Questar Asset Management, Inc. BD affiliated | Virtue Wealth Counsel, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 26, 2018 | Sep 27, 2018 |
| Garrick David Gookin | Questar Asset Management, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2018 | Aug 22, 2018 |
433 moves match.