| Edgar Marvin Hawkins | Questar Asset Management, Inc. other | Sii Investments, Inc. other | Other | Jul 10, 2009 | Jun 24, 2009 |
| Carl Dorsey Cornaglia | Questar Asset Management, Inc. other | Sii Investments, Inc. other | Other | Jul 10, 2009 | Jun 12, 2009 |
| Jude Harvey Wilson | Questar Asset Management, Inc. other | First Allied Securities, Inc. other | Other | May 20, 2009 | May 11, 2009 |
| Steven James Sandberg | Questar Asset Management, Inc. other | Gwn Securities Inc. other | Other | May 4, 2009 | Feb 26, 2010 (298 d) |
| Mark Victor Carlozzi | Questar Asset Management, Inc. other | Next Financial Group, Inc. other | Other | Mar 10, 2009 | Mar 6, 2009 |
| Elizabeth Anderson Munday | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Mar 5, 2009 | Mar 10, 2009 |
| Daniel Lee Korth | Questar Asset Management, Inc. other | World Equity Group, Inc. other | Other | Feb 6, 2009 | Feb 5, 2009 |
| David James Metzger | Questar Asset Management, Inc. other | Invest Financial Corporation other | Other | Nov 11, 2008 | Nov 12, 2008 |
| Charles Howard Fitzpatrick | Questar Asset Management, Inc. other | Invest Financial Corporation other | Other | Oct 22, 2008 | Oct 15, 2008 |
| Kathleen Marie Indiano | Questar Asset Management, Inc. other | Invest Financial Corporation other | Other | Oct 17, 2008 | Oct 15, 2008 |
| Richard Anthony Berry | Questar Asset Management, Inc. other | Regal Investment Advisors LLC other | Other | Oct 7, 2008 | Jul 29, 2010 (660 d) |
| Michael Joseph Bruzzichesi | Questar Asset Management, Inc. other | World Investment Advisors, LLC other | Other | Sep 30, 2008 | Oct 8, 2025 (6217 d) |
| Manuel Canales | Questar Asset Management, Inc. other | Chase Investment Services Corp. other | Other | Jul 28, 2008 | Jul 31, 2008 |
| Ed Tiencken Mcmanus | Questar Asset Management, Inc. other | Silver Oak Securities, Inc. other | Other | Jul 7, 2008 | Jul 2, 2008 |
| Peter Charles Lynch | Questar Asset Management, Inc. other | Vsr Advisory Services other | Other | Jun 9, 2008 | Jun 5, 2008 |
| Peter Jose' D'Arruda | Questar Asset Management, Inc. other | Horter Investment Management, LLC other | Other | Jun 5, 2008 | Jun 6, 2008 |
| Jeffrey Joe Kaufman | Questar Asset Management, Inc. other | Cuttingedge Advisors other | Other | May 8, 2008 | May 14, 2008 |
| James Patrick Richardson | Questar Asset Management, Inc. other | Next Financial Group, Inc. other | Other | Mar 6, 2008 | Mar 19, 2008 |
| Brent Allen Gorter | Questar Asset Management, Inc. other | Cuttingedge Advisors other | Other | Feb 26, 2008 | Mar 3, 2008 |
| Marco Antonio Ramirez | Questar Asset Management, Inc. other | Cuttingedge Advisors other | Other | Feb 12, 2008 | Feb 13, 2008 |
| Michael Francis Moss | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Feb 7, 2008 | Feb 26, 2008 |
| James Frederick Schafer | Questar Asset Management, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Jan 28, 2008 | Sep 2, 2014 (2409 d) |
| Norman Hugh Meyer | Questar Asset Management, Inc. other | Cuttingedge Advisors other | Other | Jan 25, 2008 | Feb 20, 2008 |
| Kimberly C Weaver | Questar Asset Management, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 24, 2007 | Jan 9, 2008 (77 d) |
| Douglas Gene Schmitz | Questar Asset Management, Inc. other | Financial Strategies Group other | Other | Oct 19, 2007 | Jul 5, 2006 |
| Craig Alan Rottman | Questar Asset Management, Inc. other | Financial Strategies Group other | Other | Oct 19, 2007 | Jul 5, 2006 |
| John Gerard Lauer | Questar Asset Management, Inc. other | Northwest Wealth Management, LLC other | Other | Oct 16, 2007 | Feb 2, 2010 (840 d) |
| Marjorie Lynn Larson | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Sep 25, 2007 | Sep 25, 2007 |
| John Timothy Ross | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Aug 16, 2007 | Sep 19, 2007 (34 d) |
| Robert Lee Thompson | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Aug 16, 2007 | Aug 29, 2007 |
| Edward Henry Rodriguez | Questar Asset Management, Inc. other | LPL Financial LLC other | Other | Jul 26, 2007 | Jul 13, 2007 |
| Julie Ann Mochan | Questar Asset Management, Inc. other | Aris Wealth Services Inc other | Other | Jul 16, 2007 | Jun 20, 2007 |
| George Anastasakis | Questar Asset Management, Inc. other | Cornerstone Asset Management Services, Inc. other | Other | Jul 9, 2007 | Jan 13, 2006 |
| Pamela Louise Kruger | Questar Asset Management, Inc. other | Cornerstone Asset Management Services, Inc. other | Other | Jul 9, 2007 | Jan 24, 2006 |
| Jeffrey Joseph Chahine | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Jul 2, 2007 | Jun 20, 2007 |
| Michael Scott Lytle | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Jun 28, 2007 | Jun 19, 2007 |
| Gary Orland Gruss | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Jun 28, 2007 | Jul 2, 2007 |
| George Michael Bellish | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | May 30, 2007 | Aug 7, 2007 (69 d) |
| Ronald Clemente Davis | Questar Asset Management, Inc. other | 1717 Capital Management Company unclassified | Other | May 11, 2007 | Jun 15, 2007 (35 d) |
| Jay David Mcclellan | Questar Asset Management, Inc. other | J. W. Cole Advisors, Inc. other | Other | May 2, 2007 | Apr 17, 2007 |
| Richard Stearns Harvey | Questar Asset Management, Inc. other | Uvest Financial Services Group, Inc. unclassified | Other | Apr 27, 2007 | Apr 26, 2007 |
| Jody Keith Davis | Questar Asset Management, Inc. other | Capital Wealth Management Group unclassified | Other | Apr 17, 2007 | Dec 14, 2016 (3529 d) |
| Jubin Keyvan | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Mar 28, 2007 | Mar 30, 2007 |
| Beverly Bandlow Curmanskie | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Mar 26, 2007 | Mar 22, 2007 |
| Matt Branstetter | Questar Asset Management, Inc. other | Braevest unclassified | Other | Mar 26, 2007 | Jul 13, 2005 |
| Keith Christian Layman | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Mar 19, 2007 | Mar 20, 2007 |
| Richard George Gerepka | Questar Asset Management, Inc. other | American Portfolios Advisors, Inc other | Other | Mar 15, 2007 | May 17, 2007 (63 d) |
| Kirk Jay Daniels | Questar Asset Management, Inc. other | Gunnallen Financial, Inc unclassified | Other | Feb 21, 2007 | Feb 22, 2007 |
| Susan Michelle Alexander | Questar Asset Management, Inc. other | Gunnallen Financial, Inc unclassified | Other | Feb 21, 2007 | Feb 16, 2007 |
| Phillip Gerard Vogel | Questar Asset Management, Inc. other | Kcd Financial, Inc. other | Other | Jan 9, 2007 | Jan 25, 2007 |
| Michael Joseph Carlucci | Questar Asset Management, Inc. other | Osaic Fa, Inc. other | Other | Jan 5, 2007 | Jan 8, 2007 |
| Joseph Anthony Grutta | Questar Asset Management, Inc. other | Centaurus Financial, Inc. other | Other | Jan 3, 2007 | Nov 29, 2006 |
| Aston Addison Douglas | Questar Asset Management, Inc. other | Voya Financial Advisors, Inc. other | Other | Jan 3, 2007 | Jun 18, 2007 (166 d) |
| Daniel Allen Bramschreiber | Questar Asset Management, Inc. other | Fox Advisor Group unclassified | Other | Dec 12, 2006 | Dec 4, 2006 |
| Mark Andrew Marrazzo | Questar Asset Management, Inc. other | Waterstone Financial Group, Inc. unclassified | Other | Nov 14, 2006 | Jan 11, 2007 (58 d) |
| Peter Andrew Blatt | Questar Asset Management, Inc. other | J. W. Cole Advisors, Inc. other | Other | Nov 13, 2006 | Oct 9, 2006 |
| Michael Andrew Montgomery | Questar Asset Management, Inc. other | Centaurus Financial, Inc. other | Other | Sep 26, 2006 | Sep 29, 2006 |
| Glen Richards Pier | Questar Asset Management, Inc. other | Next Financial Group, Inc. other | Other | Sep 26, 2006 | Aug 21, 2006 |
| Earl Cornelius Stevenson | Questar Asset Management, Inc. other | Traderight Securities, Inc. unclassified | Other | Sep 13, 2006 | Sep 21, 2006 |
| Robert Ralph Martini | Questar Asset Management, Inc. other | Madison Avenue Advisors, Inc. unclassified | Other | Jun 12, 2006 | Jun 9, 2006 |